© Kamla-Raj 2019 J Soc Sci, 60(1-3): 9-20 (2019) PRINT: ISSN 0971-8923 ONLINE: ISSN 2456-6756 DOI: 10.31901/24566756.2019/60.1-3.2244 Street-level Bureaucrats’ Coping Strategies and How They Affect Public Service Delivery in Ghana Daniel Dramani Kipo-Sunyehzi1, Philip K. Attuquayefio1 and James Kipo Sunyehzi2 1University of Ghana, Legon Centre for International Affairs, Legon-Accra, Ghana 2University for Development Studies, School of Business and Law, Wa Campus, Ghana KEYWORDS Action. Behaviour. Bureaucrats. Coping Strategies. Policy Services ABSTRACT Street-level bureaucrats (SLBs) are at the front of public social policy-making and implementation. This paper examines actions, behaviours and SLBs coping strategies in social service delivery. It uses interviews, documentation and observations with a comparative case study approach. It contributes to public social policy implementation in developing world context. It adds to street-level bureaucracy debates that actions and behaviour of SLBs are not only influenced by workload and working conditions but are influenced by their organisational culture. It moves away from the traditional public bureaucracy perspective and brings a new dimension on SLBs coping strategies within public-private organisational contexts. Findings suggest that organisational behaviour, interests, resources and culture influence the coping strategies SLBs adopt in organisations, which affect their clients’ access to social services. Ironically, findings suggest SLBs in private organisations seem more inclined towards clients than their public counterparts. It concludes that the interest of clients should be paramount. INTRODUCTION Research Objectives Street-level bureaucrats (SLBs) directly or in- This research study explored the factors that directly play crucial roles in the various stages of affect social service delivery at the local level and policy cycle-agenda setting, formulation, decision how action, the behaviour of SLBs influence the making, and implementation to evaluation implementation of a public social policy-National (Howlett et al. 2009). Street-level bureaucrats are Health Insurance Scheme (NHIS) in Ghana. public service workers or key actors in the policy Some scholars argue that some actions of process who interact on a daily basis with indi- SLBs diverge from the stated policy intentions- viduals or clients (Edlins and Larrison 2018). There goals or objectives in developed and developing is extensive literature on strategies or mechanisms countries (Lipsky 1980; Makinde 2005). Lipsky SLBs adapt to cope with their work from earlier (1980, 2010) elaborated some conditions of work scholarly works including Lipsky (1980, 2010) to that affect SLBs work outputs and outcomes. recent works (Tummers and Rocco 2015; Tum- These include limited resources relative to work- mers et al. 2015; Edlins and Larrison 2018; Peder- load, high demands for social services from cli- sen et al. 2018). Also, recent literature on SLBs ents or the citizens, ambitious organisational moves away from coping strategies of SLBs to the point of accountability. The impact of ac- goals, or vague or conflicting goals and the in- countability on SBLs (Murphy and Skillen 2018), voluntary nature of their clients (Lipsky 1980, accountability from profit and non-profit orient- 2010: 27-28). Other recent scholars share similar ed organisations perspectives (Lieberherr and views with Lipsky on conditions that compel Thomann 2019) as well as informal accountability SLBs to adopt various coping strategies to cope of SLBs towards their citizen-clients (Pivoras and with their work situations or manage their client’s Kaselis 2019). demands on a daily basis (Bender et al. 2018; Searcy 2018; Edlins and Larrison 2018; Pedersen Address for correspondence: et al. 2018). Examples of some of the coping strat- Daniel Dramani Kipo-Sunyehzi, PhD egies are ‘rationing services’ through ‘creaming’, Research Fellow, University of Ghana, worker bias against some clients and cases Legon Centre for International Affairs and against organisational norms of non-differentia- Diplomacy Ghana, tion (Lipsky 1980, 2010). Some include ‘discrimi- P. O. Box LG25, Legon-Accra, Ghana nation’ against some groups based on race like E-mail: dkipo-sunyehzi@ug.edu.gh ‘black’ or other colour on the provision of social 10 DANIEL DRAMANI KIPO-SUNYEHZI, PHILIP K. ATTUQUAYEFIO AND JAMES KIPO SUNYEHZI services (Einstein and Glick 2017; Searcy 2018). delivery in two cities (Accra/Kumasi) in Ghana Some studies show SLBs controlling clients, or (Crook and Ayee 2006). They analysed the influ- modifying policy goals (Ayee 1994; 2012; Ohe- ence of ‘organisational culture’ and attitude, ‘po- meng et al. 2012). Also, changing clients’ percep- litically protected privatisations’ on SLBs ability tions, attitudes, beliefs and behaviours on some to enforce environmental standards in communi- services provision (Smith and Brownell 2018) ties. Similar studies look at behaviour, actions of among other coping strategies or mechanisms of SLBs, politicians in policy-making and implemen- SLBs. These coping strategies are largely nega- tation processes in Ghana and how such behav- tive as they limit clients’ access to social services. iours, actions affect public service delivery (Ayee On the contrary, some scholars like Nielsen 1994; Ayee 2012; Ohemeng and Ayee 2012; Ohemeng argues that SLBs behaviour can be ‘positively et al. 2012). motivated’ as SLBs are engaged in acts or ways Andersen (2004) looks at attitudes of front- that seek to maximise or gain ‘job satisfaction’ line workers/SLBs in a public hospital (Bolgatan- from such actions (Nielsen 2006: 861, 863). Niels- ga Regional Hospital) in Northern Ghana in rela- en further argues that SLBs are not only just com- tion to the kind of treatment given to patients, pelled to cope due to working conditions but are some received good treatment while those termed also ‘enticed’ to cope (Nielsen 2006: 866). Fur- the ‘villagers’ received poor treatment. The study thermore, SLBs are engaged in actions or practic- identified myriad of factors accounting for differ- es like rule ‘bending’ or ‘breaking rules’ for cli- ential treatments for patients such as the ‘bu- ents’ or patients’ interests, needs (Evans 2013; reaucratic aspects of hospital practice’, ‘bad atti- Cooper et al. 2015; Assadi and Lundin 2018). Thus, tudes’ of hospital workers (SLBs) in relation to SLBs adopt coping strategies that aim to increase working conditions, professionalism and the ‘so- clients’ access to social services. cial identities’ of the health workers (SLBs). Oth- Other scholars look at coping strategies of er factors analysed include resource deficiencies, SLBs in service delivery differently not pessimis- poor working conditions, underpayment and un- tic or optimistic but a blend of the two contrary derstaffing. These factors may explain why some views, with the typology of coping strategies of health workers in Africa and Ghana, in particular, SLBs. Some studies identified such typology of show some ‘bad attitudes’ towards patients at coping strategies ‘moving towards clients’, ‘mov- health facilities. These studies also explain how ing away from clients’ and ‘moving against cli- SLBs actions, behaviour and or discretion affect ents’ (Tummers et al. 2015; Tummers and Rocco their clients’ access to healthcare services (hos- 2015). These typologies are manifested in the pitals/clinics (Andersen 2004; Aniteye and Mayhew application of rules, including rule-bending, break- 2013; Atinga et al. 2018). ing or rigid rule application in the provision or allocation of social services including healthcare. Agency and Stewardship Theoretical Other studies look at politics-bureaucracy dynam- Perspectives ics in policy processes in a developing world con- text of SLBs (Makinde 2005; Ayee 2012; Ohemeng Agency and stewardship theories provide the and Ayee 2012; Ohemeng et al. 2012). explanatory frames for this study, not only at the organisational level but at individual levels. In Street-Level Bureaucrats Coping Strategies in this regard, the researchers look at individuals’ Ghanaian Context motivations for their actions, behaviour during public social service delivery. The researchers Crook and Ayee (2006) look at how street-lev- explore principal-agent or principal-steward the- el bureaucrats adapt to ‘client-oriented’ ways of oretical perspectives. The research study thus working with elements of flexibility, responsive- looks at the relationships in healthcare service ness to clients or public needs as opposed to provision: contractual relationships between ‘rule-oriented’ ways of public service delivery. health service providers as agents/steward and Their study focuses on Environmental Health National Health Insurance Authority (NHIA) as Officers (SLBs) coping strategies. They adopted principal (organisational level). The relationship a comparative case study approach to service at the individual level is between health workers J Soc Sci, 60(1-3): 9-20 (2019) STREET-LEVEL BUREAUCRATS COPING STRATEGIES IN GHANA 11 (SLBs) and patients/ clients (health insurance searchers attempted to analyse how the types of beneficiaries). The second individual-level rela- coping strategies affect clients’ access to health tionship is between the NHIA workers (agents) care services at hospitals and clinics and health and beneficiaries (principal) in new public man- insurance office. The study’s analytical frame- agement sense. The principal-agent theory is pre- work is illustrated in Figure 1. mised on the principle that the ‘principal’ con- tracts an ‘agent’ to perform some tasks. Studies established that the agent while serving the prin- cipal interest may have some other motives or Workload-SLBs Stress Coping interests’ such as ‘self-interest’, ‘self-regarding’, strategies(Public and Types of Effect onPrivate Health Organisational Coping ‘self-seeking with aim of increasing or maximis- Cultre, ClientsService Interests, Strategies Access to Providers) of SLBs ing his or her own income, leisure, time at the Health CareWorking Services expense of principal (Foss 1995; Petersen 1995; Conditions-resources. Brinkerhoff and Bossert 2014; Kipo-Sunyehzi 2018; Baker 2019). The principal-agent theory is ‘empirically tested’ or used from the implementa- Fig. 1. Study analytical framework tion lens of NHIS in Ghana. In this regard, this Source: Author study explores the factors that affect principal- agent relationships. The principal-agent theory METHODOLOGY is based on the ‘economic model of man’ where humans are seen as being ‘hyperrational’ and ‘op- This research study adopts mainly a qualita- portunistic’ (Niskanen 1971; Eisenhardt 1989). Stud- tive method. It specifically adopts a case study ies show that the principal-agent relationships have approach with ‘detailed and intensive analysis of some problems or challenges. These include ‘mor- a single case’ (Bryman 2012: 66). The single case al hazards’, ‘adverse selection’, ‘multiple princi- being the National Health Insurance Scheme pals’ syndrome’ information asymmetries, ‘ethical (NHIS) as a ‘contemporary phenomenon’ (Yin dilemmas’ et cetera (Foss 1995; Petersen 1995; 2014) in Ghana. A comparative study involves Brinkerhoff and Bossert 2014; Baker 2019). the ‘study of numerous cases along the same Stewardship theory serves as an alternative lines, with a view to reporting and interpreting to agency theory. The agency theory as explained numerous measures on the same variables of dif- earlier is based on ‘economic man’ while steward- ferent individuals’ (Greenstein and Polsby 1975: ship theory is based on the ‘humanistic model of 8). A case may be individual, group or organisa- man’ (Donaldson and Davis 1991). Humanistic in tion (Merriam and Grenier 2019). The researchers the sense that the steward has a need or a task to compared four implementing organisations (two achieve, he or she works towards it and is self- clinics and two hospitals) on public-private health motivated rather than financially motivated. Stew- service providers’ basis. The rationale for using a ardship theory, the steward motivation is extrin- comparative case study design/approach is to sic towards a collective goal (Schillemans 2013). help discover similarities and differences in two The steward does not shirk or engages in acts of ‘contrasting cases’ patterns in service provision, self-seeking but exercises lots of trusts for the behaviours, attitudes towards clients. The re- principle. Also, the steward is committed to the searchers used three criteria in the selection of task of the principal. cases namely duration in operation, ownership The study analytical framework focuses on and categories of health care services provided public and private sector organisations, their work in Tamale Metropolis of Ghana as in Table 1. schedule (roles and positions) in terms of the cas- In addition, the researchers purposively se- es they handle, their workload per day, work pres- lected a number of service providers termed SLBs. sure and general working conditions. The re- Their actions, behaviours and attitudes matter searchers looked at how such conditions may most since they are healthcare service providers.The choice of ‘purposive sampling’ (non-proba- compel them to adopt coping strategies in deal- bility sampling technique) was to enable us to ing with problems/challenges. Finally, the re- obtain insights into certain practices, context, time J Soc Sci, 60(1-3): 9-20 (2019) 12 DANIEL DRAMANI KIPO-SUNYEHZI, PHILIP K. ATTUQUAYEFIO AND JAMES KIPO SUNYEHZI Table 1: Cases and the selection criteria the ethics of research including informed con- Cases Owner- Years Types of sent of participants. They also obtained institu- ship of services tional permissions from Ghana Health Service and operation NHIA before we commenced the interviews in Ghana. West Hospital Public 18 5 services SDA Hospital Private 11 5 services H. Adams Clinic Private 26 4 Services RESULTS Bilpeila Clinic Public 29 4 Services NHIS Office Public 11 Registration/ The results focused on politics, working con- Renewal ditions, action, behaviour and coping strategies Note: SDA-Seventh Day Adventist; H.-Haj; Five (5) service of SLBs. The main research question is: to what delivery areas at facilities- Out-patient, in-patient, extent and how does the behaviour of SLBs in- diagnostics, pharmacies, theatre services. fluence implementation of NHIS? These are key and in line with research questions on SLBs (Gray assumptions: the more positive attitude towards 2009). The selection of the SLBs in the study was the clients the better the health care services based largely on their positions and units occu- provided them and vice versa. The other assump- pied and the years of experience gain in the pro- tion is that the higher (more) the workload of vision of healthcare services to NHIS clients. The SLBs the less positive attitude towards clients. categories of SLBs were selected in facilities and The final assumption is that SLBs adopt coping NHIS office are illustrated in Table 2. strategies to their advantage but at the expense There was a triangulation of data sources, with of clients. These assumptions were analysed qual- the rationale to increase the reliability and validi- itatively from fieldwork data gathered (empirical ty of findings. In this regard, extensive documents observations). including annual reports, attendance registers, minutes of meetings, memoranda, charts among Politics others were obtained in the field in addition to direct observations of SLBs healthcare service On the issue of politics, the researchers found provision. One-on-one in-depth interviews were that politics appeared to more in the early stages conducted at facilities/NHIS office. The research- of the policy (agenda setting, formulation and ers probed for more detailed responses from in- decision-making stages) than at the implementa- terviewees (Gray 2009: 369-370; Bryman 2012: 469). tion stage. The researchers then tried to find out This was done through the use of a semi-struc- the role of politics during the implementation of tured interview guide with questions directed to NHIS in Ghana. SLBs in health facilities indicated SLBs, their coping strategies and how they en- that politics may only exist in the NHIS office. hance or inhibit healthcare services to clients. But NHIS officials responded that there is no The fieldwork with SLBs took three stages: Sep- politics in their job. They found that politicians tember-November 2012, February-July 2013 and and administrators of NHIS work together for July- October 2014. The researchers adhered to mutual benefits and for the success of the policy(NHIS). Thus, politics appeared to have a mini- Table 2: Participants (SLBs) and their sub-units for in-depth interviews West Hospital SDA Hospital HAC Clinic Bilpeila Clinic NHIS Office Out-patient (2) Out-patient (2) Out-patient (1) Out-patient (1) Manager (1) In-Patient (1) In-patient (1) In-patient (1) In-patient (1) Accounts (1) Laboratory (1) Laboratory (1) Laboratory (1) Laboratory (0) MIS (1) Diagnostic (1) Diagnostic (1) Diagnostic (1) Diagnostic (1) PRO (1) Pharmacy (1) Pharmacy (1) Pharmacy (1) Pharmacy (1) Data (1) Total 6 Total 6 Total 5 Total 4 Total 5 Grand Total 26 Note: MIS- Information Management System PRO- Public Relation Officer J Soc Sci, 60(1-3): 9-20 (2019) STREET-LEVEL BUREAUCRATS COPING STRATEGIES IN GHANA 13 mal role, the researchers only observed some aging attendances for registrations and renew- forms of party politics in the area of transfer of als. While bad behaviours like insults, shouts, health insurance workers particularly scheme rudeness, favouritism, disrespect towards clients managers. Politics is a sensitive area. make some clients go to neighbouring districts to access the same services like registration or re- The Behaviour of SLBs at NHIS Office newal instead of Tamale Metropolis. One such district a number of SLBs mentioned is Savelugu- The researchers interviewed SLBs in NHIS Nanton district which served as an alternative for office on registrations and renewals of member- dissatisfied clients. The SLBs indicated some bad ship and how they cope with a large number of attitudes were exhibited unintentionally due to clients who visit their office for services like reg- heavy workload, work pressure, congestions cou- istrations and renewals. It is SLBs who determine ple with a limited number of staff to handle a large clients who qualify for NHIS exemption policy number of clients in the office. The researchers during registration. Five SLBs in the NHIS office observed some of these positive and negative took part in the in-depth interviews on questions attitudes of SLBs in the NHIS office during field- on the extent and how their behaviour affects the work. They also observed that in some cases some implementation of NHIS. Four out of the five highly placed persons jumped queues to be of- agreed that their behaviour had both positive and fered services promptly while the majority of cli- negative effects on service delivery in areas such ents remained in the queue. as clients’ registrations and renewals of member- ship. Meanwhile one of them said their behav- The Workload of SLBs at NHIS Office iour has only positive effects on service delivery. The follow-up question was interesting, they tried Besides interviews and on-site direct obser- to answer ‘how’ their behaviour affect the servic- vations at NHIS office, the researchers used doc- es they provide to their clients. One of the four uments evidence extensively. They obtained Ta- SLBs (line manager) made these comments on male NHIS annual reports from 2010 -2013. The ‘how’ their behaviour affect service delivery: reason for using 2010 onward annual reports was You can see the pressure yourself, look at to avoid the errors in the calculations for registra- the congestions in the office and outside, all tions and renewals which were based on ‘cumu- these people are there for either registration or lative membership’ for years before 2010. From renewal of their membership cards. As profes- 2010 onward calculations were based on ‘active sionals, we will always try our possible best to membership’ for NHIS clients. Having obtained contain the pressure and stress of work to make the yearly attendances for registrations and re- them happy. However, we sometimes lose con- newals, the researchers tried to divide each year trol and say some things that may be unpleasant figure by the number of days in that year (365 to our dear customers (SLBs, 1-3#4). days for all but 366 days for 2012 leap-year) to get The SLB with the contrary view that their be- workload per day. We then divided the workload haviour has only positive effects has this to say: per day by the number of SLBs (staff) to get the We are here because of subscribers; without workload per head. These simple calculations them we will not be in employment or be here helped to have a fair idea on the workload per day doing anything so their interest is for our inter- and workload per head (number of cases per each est and their happiness is our happiness. We have SLB). These analyses are presented in Table 3. no option than to behave well and relate well Table 3 shows that in 2010, the NHIS office with all who come here for renewals or registra- recorded average daily registration attendances tions (SLB#5). of 101 clients. On the number of clients who vis- Interviews with SLBs in the NHIS office ited the NHIS office to renew their membership, showed they were mindful of their behaviour to- the average daily renewals were 95 clients. This wards clients. Thus, they indicated that positive shows NHIS office was overwhelmed with a total actions, utterances and attitudes like a show of of 196 clients seeking both new registrations and respect, kindness, politeness, smiles, timeliness renewals of their membership to NHIS. On total in service delivery) have a direct effect of encour- workload per day in the NHIS office, data shows J Soc Sci, 60(1-3): 9-20 (2019) 14 DANIEL DRAMANI KIPO-SUNYEHZI, PHILIP K. ATTUQUAYEFIO AND JAMES KIPO SUNYEHZI Table 3: Workload per day workload per head Year 2010 SLBs 2011 SLBs 2012 SLB 2013 SLBs Registration Attendance 37,201 1 1 33,976, 11 42,714 19 72,776 22 Average Daily Attendance 101 9 Reg- 94 8 Reg- 116 6 Reg- 199 9 Reg- cases cases cases cases Renewal Attendance 34,253 1 1 46,043 11 58,040 19 80,895 22 Average Daily Renewals 95 8 Ren- 127 11 Ren- 158 8 Ren- 221 10 Ren- cases cases cases cases Total Work Load Per Day 196 221 274 420 Total Work Load per Head 17 19 14 19 Source: Annual Reports: Tamale Metropolitan Mutual Health Insurance Scheme (TMMHIS) 2010-2013 an increasing trend from 196 to 221, 274, 420 for Table 4 results on coping strategies of SLBs clients seeking registrations and renewals for show most SLBs (SLBs#2-5) were compelled to 2010, 2011, 2012, 2013 respectively. On the other adopt strategies due to workload as ways to ease hand, the total workload per head handling both pressure and relax at the workplace. However, one registrations and renewals of membership moved of them (SLB#1) view those coping strategies as from 17 cases per head (SLB) in 2010 to 19, 14, 19 ways of making things work better and faster for for 2011, 2012, 2013 respectively. There was a lit- clients at the workplace through rule-bending or tle drop in a number of cases each SLB handled rule-breaking and work flexibility. only in 2012. The Behaviour of SLBs at Health Facilities Coping Strategies of SLBs at NHIS Office during Health Service Delivery Questions on ‘how’ SLBs cope with their Individual workers in organisations (public or workload and ‘why’ SLBs behave in the way they private) are faced with a number of work-related do in their workplace were asked and their re- issues and they are faced with everyday dilem- sponses were analysed. The aim is to help identi- mas in the delivery of public services to citizens. fy some coping strategies and the rationale be- The individual workers in public organisations hind such strategies in healthcare service provi- whom Lipsky termed ‘SLBs are employees of or- sion. Five (5) SLBs in the NHIS office responded ganisations who are expected to ‘pursue organi- to these questions on coping strategies and their sational goals’ which sometimes conflict with their reasons. The following coping strategies were ‘individual goals’ (personal goals). The organi- identified as presented in Table 4. sations in which they work are controlled by man- Table 4: SLBs coping strategies in NHIS office in the implementation of NHIS in Tamale SLBs Coping strategies Reasons for coping strategies SLB#1 Rule bending to enrol more clients To make things work faster for Separation of clients to meet special needs insurance subscribers SLB#2 Separate those on official duty from others To differentiate subscribers Senior officials, high class from others For faster services SLB#3 Strictly first come first served basis To make work easy Principles of equality and fairness To relax a bit at work No payment for the past/present no services To rigidly apply the rules SLB#4 Applying eligibility criteria in line to Acts To make sure clients do the right things The right amount of cedis before all services before serving SLB#5 Inspection of temporary chits, cards receipts of payments, It helps to take some form of rest invoices, break time from work pressure Some sit outside the pavilion, some sit inside To ease work frustration Source: Fieldwork Interview Data: 2012-2014 at NHIS Office, Tamale-Ghana J Soc Sci, 60(1-3): 9-20 (2019) STREET-LEVEL BUREAUCRATS COPING STRATEGIES IN GHANA 15 agers (who may be administrators, medical direc- may resort to harsh words if clients go contrary to tors, physician assistants as the case of hospi- their rules. This was what one SLBs said on be- tals and clinics). The managers are overly con- haviour towards their clients in the public clinic: cerned with what is to be delivered (outputs) in We consider the health needs of clients first organisations. Thus, the workers (SLBs) are ex- and always try our best to meet such needs. But pected to show their professional skills and com- at some points, things do not work well and we petencies in the delivery of social services to their turn to shout at them or say something that our clients (Lipsky 1980, 2010). In this regard, the fo- clients may not be happy but we have to do that cus is on SLBs in the four selected hospitals and to bring order and sanity in the ward or at the clinics. The researchers first looked at their be- OPD (SLBs1-3#4). haviour in the workplace. Secondly, they looked The researchers also solicited the views of at their workload (number of cases per day, per SLBs in private hospital on their behaviour to- head). Thirdly, the researchers explored the issue wards their clients. The six SLBs in their units of how they cope with their work in terms of work- shared their opinions, views and experiences on load and the rationale for such coping strategies. how their behaviour affects clients’ access to The researchers asked the SLBs (the health health care services: consultation (out-patient workers) at the four facilities how their behaviour department), diagnostic (ultra-scan), laboratory affects their clients’ access to health care services. tests, pharmacies and in-patient (admission) ser- The Private clinic three (3) SLBs answered vices. Most of them linked organisational culture this question while two declined on the grounds to their behaviour, where they see themselves as they were not comfortable to share their behav- doing services for humanity with godliness. This iours towards clients. All the three-sounded pos- phrase was frequently used: ‘service to God is itive and said they did all their best to always be service to mankind’. This was explained in the nice to their clients to encourage them to attend context of religion like services to human beings their clinic to access health care services. They are services offered to God. As such health ser- said that fostering good human relations with cli- vices must be done well for an ‘eternal reward’. A ents was important. They indicated their job ori- senior SLB in-charge of the ward (in-patient de- entation at a private clinic is to promote these partment) in the private hospital has this to say: virtues towards clients: friendliness, fairness, and Can we pay for the air we breathe? All these the spirit of cooperation with clients in the imple- natural things are provided free for the comfort mentation of NHIS in Tamale Metropolis. This of humanity by God. As such we ought to use summarises three SLBs views who commented whatever we have wisely and properly to serve on behaviour in a private clinic: our fellow humans and our reward may not only We are here because of our clients, without be on earth but heaven for the good services to them, there will be no work, no money and we human beings (SLBs2-6#1). will have no option than to stop the operation of The six SLBs in public hospital shared their the clinic in Bayanwaya (SLB1, 3#2). experiences and said they were constrained by Public clinic four SLBs interviewed on their many problems or number of challenges from pro- behaviour towards clients answered the ques- curement procedures to bureaucratic bottlenecks, tion. They were interesting responses from the absenteeism of some workers, meagre salaries, four SLBs (health workers) in the public clinic. promotion issues among others. These notwith- The workers indicated they were all profession- standing, they still try all their best to promote als: physician assistants, general nurses or mid- the interest of clients before their own. The six wives or other paramedics and they allow their SLBs indicated that their clients sometimes blame professional codes of conduct to guide their prac- them for use of bad language, neglect of duty, tices. They also indicated that they were sup- rudeness or impoliteness but they discountedthose accusations and indicated that their clients’ posed to be friendly to their clients but in some statements were mere perceptions as a result of cases, there is the need for clients to know their misinformation. This is what SLB said in a public limits in such friendliness during health care ser- hospital on their behaviour towards clients dur- vice delivery. They further indicated that they ing health care service delivery: J Soc Sci, 60(1-3): 9-20 (2019) 16 DANIEL DRAMANI KIPO-SUNYEHZI, PHILIP K. ATTUQUAYEFIO AND JAMES KIPO SUNYEHZI Those of us in the public hospital, we are attendance for healthcare) relative to its staff well trained and well-disciplined health profes- strength (number of SLBs) than public clinic (with sionals, we are regulated by our various coun- fewer clients but more SLBs). cils, this made us be mindful of misconduct to- There is a paradox, SLBs in both public and ward our patients. If there are shouts or some private hospitals complained of heavy workload form of insults in the labour ward you should but it turns that those with the most clients and understand the situation ok and not generalised the smallest number of SLBs is the private hospi- it (SLB1-5#6). tal, which turns to complain less and is most friend- Even though the quote above was made by ly and polite towards their clients than a public the sixth SLB, but most shared similar views from hospital. On the part of the two clinics, their SLBs the interview the researchers had with them on complained less about the workload compared to how they behave towards their clients. They in- those in the hospitals. It was interesting to ob- dicated that bad language was not part of the serve that some public clinic officials complained practice of the public officials (SLBs) but a mere about the workload on some days particularly, on perception. Wednesday but such a complain on some days was not noted in private clinic (which has fewer The Workload of SLBs at Health Facilities SLBs but with more workload). (Hospitals/Clinics) Coping Strategies of SLBs at Health Facilities The researchers looked at a number of clients (Hospitals/Clinics) that attended each facility in relation to the num- ber of SLBs. The aim is to find out which facility This question was asked of SLBs in the hos- SLBs has more workload (clients’ attendance) as pitals and clinics: ‘how do you manage to cope in Table 5. with your workload and other challenges at the Table 5 shows the private hospital (SDA) had workplace? The aim of the question is to solicit higher average daily attendances from 2009 to views, opinions and experiences of SLBs at the 2012 compared to its public hospital (WH) coun- local level who are directly involved in day to day terpart for the same period except in 2013. By im- implementation of NHIS. In this regard, we used plication, private hospital SLBs might have expe- largely in-depth interviews and a few direct ob- rience more daily workload than the public hospi- servations. The various coping strategies SLBs tal SLBs. The overall picture is that the private mentioned during interviews at health facilities hospital had more workload (daily clients’ atten- are summarised in Table 6. dance) with less staff in handling the large num- Table 6 shows that the public hospital SLBs bers of clients while the public hospital experi- coping strategies are ways to make clients do enced fewer daily clients’ attendance (less work- what is right or to calm them if they put up un- load) but with more SLBs. On the other hand, the friendly behaviour while waiting for health ser- private clinic had more workload (more clients’ vices. The clients are either put away or made to Table 5: Facilities yearly out-patient department attendance and number of SLBs Facilities Yearly OPDS attendance SLBs 2009 2010 2011 2012 2013 Size Public Hospital (WH) 42,046 47,460 54,067 55,659 66,758 184 Average Daily Attendance 115 130 148 152 183 Private Hospital (SDA) 42,444 55,058 84,711 81,593 59,750 112 Average Daily Attendance 116 151 232 223 164 Public Clinic (BC) 4,565 3503 4,292 4549 3914 23 Average Daily Attendance 13 10 12 12 11 Private Clinic (HAC) 14,621 18,678 20,226 18,598 - 17 Average Daily Attendance 40 51 55 51 - Source: Fieldwork Data: Health Facilities Out-Patient Department Attendance Records, 2009-2013 J Soc Sci, 60(1-3): 9-20 (2019) STREET-LEVEL BUREAUCRATS COPING STRATEGIES IN GHANA 17 Table 6: SLBs coping strategies at health facilities during health service delivery Health facilities Coping strategies Reasons for coping str. Public Hospital Shout to calm patients, uniform staff first Creaming/no need to spend more (West Hospital) Rules application as in Acts/Regulations time, for conformity Private Hospital Client-oriented practices (friendliness) Use of funs, jokes for relaxation (SDA Hospital) Non-discrimination-service to God-Man To make clients happy To serve clients better To stop clients complains Public Clinic Use of shift to ease pressure at the workplace To relax a bit from the stress (Bilpeila Clinic) Politeness to clients but sometimes shouts To calm them by shouts Private Clinic Clients attendance as a source of a revenue No discrimination Haj Adams Clinic Flexibility, politeness and Friendliness To offer more services Source: Fieldwork Interview Data: 2012-2014 at Health Facilities (Hospital/Clinics), Tamale-Ghana act appropriately during health service delivery. tion among clients based on social status, work The private clinic SLBs coping strategies seem to or tribal connotations or location (against ‘villag- be friendly and moving towards clients and use ers’), rigid application of rules among others. of humour or funs to make clients happy. The These coping strategies simply suggest SLBs public clinic SLBs coping strategies seem to be ‘moving away’ or ‘moving against’ their clients. both moving towards clients and moving away These findings are consistent with the views of from clients through politeness and shouts while earlier scholars like Lipsky (1980, 2010) and other private clinic SLBs do not adopt creaming or dis- recent works/findings (Tummers and Rocco 2015; crimination as they are moving towards clients. Tummers et al. 2015; Einstein and Glick 2017; Ed- lins and Larrison 2018; Pedersen et al. 2018; Searcy DISCUSSION 2018; Smith and Brownell 2018). However, the SLBs in the private organisations (private hospi- Results showed SLBs in public and private tal and clinic) exhibited largely positive attitudes hospitals exercised discretion in the provision of towards their clients despite the higher workload healthcare services to their clients, similar empir- per day, workload per head. ical observations among SLBs in NHIS office. The The findings on the SLBs in the private or- SLBs in NHIS office exercised enormous discre- ganisation are consistent with other studies find- tion in the selection and application of the eligi- ings on positively motivated coping strategies of bility criteria on exempt group members (persons SLBs (Nielsen 2006; Evans 2013; Cooper et al. exempted from payment of the premium). The re- 2015; Assadi and Lundin 2018). The private hos- sults are consistent with Lipsky theorisation that pital behaviour was largely influenced by their SLBs exercise so much discretion as not only organisational culture rooted in their religious policy implementers but as ‘actual policymakers’ practice: ‘service to God is service to Mankind’. through their choices and interpretations of policy Private hospital SLBs adopted more clients-ori- (Lipsky 1980, 2010; Makinde 2005; Kipo-Sunyehzi ented practices like politeness, friendliness where 2018). they put the interest of clients above all other The empirical evidence supports the as- interests. Also, the private hospital SLBs were sumption that: the more the workload of SLBs, found with the practices like ‘rule-breaking’, ‘rule the less positive attitude towards clients. These mending’ to meet the health needs of their cli- observations were mainly noted among SLBs in ents. Similar findings were found among the SLBs public organisations (public hospital, clinic and in the private clinic. Results suggest the private NHIS office). The public SLBs largely exhibited clinic SLBs actions, behaviour and coping strate- more negative attitudes towards their NHIS cli- gies were financially motivated- to attract more ents during social service delivery. These strate- clients to their clinic to increase attendance. Thus, gies include creaming (prompt services to some attract more claims from NHIA. clients), rationing of clients (go and come back Results showed mixed feelings on the as- next day) and services (long waiting), discrimina- sumption that SLBs adopt coping strategies to J Soc Sci, 60(1-3): 9-20 (2019) 18 DANIEL DRAMANI KIPO-SUNYEHZI, PHILIP K. ATTUQUAYEFIO AND JAMES KIPO SUNYEHZI their advantage but at the expense of clients. they seeking healthcare services at the facility. It The empirical findings, observations did not sup- concludes that financial motivation is an influen- port this assumption fully, it was noted some SLBs tial factor to the positive attitudes exhibited by in both public and private organisations (health SLBs in private organisations than those exhibit- facilities) adopted some coping strategies that ed by their counterparts in the public sector. The were in favour of their clients (access to health findings in this research study will hopefully as- services in the health facilities-hospitals and clinics sist policymakers, health insurance authority and and NHIS office). policy practitioners to be mindful of the impor- However, the assumption is partly right in the tance of every policy process. An error in one behaviour exhibited by SLBs in the three public affect all, a wrongly selected agent may do more bureaucracies (NHIS office, public hospital and harm to the principal than good. clinic) and their coping strategies were typical of Lipsky theorisation. As their SLBs actions, be- RECOMMENDATIONS haviours and coping strategies were out of job frustration, workload and stress. The public bu- This study though largely qualitative provides reaucracies SLBs coping strategies were more useful grounds for future studies in Ghana on towards agency (self-interest against principal SLBs actions, behaviour and their coping strate- interest) than stewardship (more trust, loyalty and gies along north-south dimensions. It is also promoting principal’s interest). The reason being hoped future studies may utilise quantitative the SLBs were more of protecting their interest methods like surveys and across-countries stud- against clients’ interest (principal). These find- ies on SLBs coping mechanisms from gender lens ings concur with other studies findings (Donald- instead of organisational theory-based. Future son and Davis 1991; Foss 1995; Petersen 1995; studies may also investigate more into this ‘sen- Brinkerhoff and Bossert 2014; Kipo-Sunyehzi sitive’ area of the politics in the implementation 2018; Baker 2019). of NHIS in Ghana or elsewhere. Contributions to Knowledge on how Street-Level LIMITATIONS Bureaucrats Work/Coping Strategies This study may suffer from geographical lim- This research study contributes to the exist- itation but the findings are transferable from one ing literature in policy implementation in devel- context like Northern Ghana to Southern Ghana, oping world context. 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