University of Ghana http://ugspace.ug.edu.gh UNIVERSITY OF GHANA COLLEGE OF BASIC AND APPLIED SCIENCE GROUND STIFFNESS AND DEPTH TO BEDROCKINVESTIGATIONS USING MULTICHANNEL ANALYSIS OF SURFACE WAVES: A CASE STUDY AT A RECLAIMED LANDFILL SITE IN ACCRA. BY BENJAMIN AWUAH (10312370) MPHIL. APPLIED GEOPHYSICS THIS THESIS IS SUBMITTED TO UNIVERSITY OF GHANA, LEGON IN PARTIAL FULFILLMENT OF THE REQUIREMENT FOR THE AWARD OF M.PHIL APPLIED GEOPHYSICS DEGREE. DECEMBER, 2021 University of Ghana http://ugspace.ug.edu.gh DECLARATION I hereby declare that this thesis is the author’s own study conducted on the mapped area except references to other people’s work which have been duly cited. This thesis has not been submitted in whole or in parts for a degree either in this university or elsewhere. Benjamin Awuah (10312370) (Candidate) 02/11/2022 Dr. Thomas E.K Armah (Supervisor) 02/11/2022 Dr. Paulina Amponsah (Co-Supervisor) 02/11/2022 ii University of Ghana http://ugspace.ug.edu.gh ABSTRACT This study was undertaken in Accra over an abandoned landfill site on which the authorities of Apenkwa Presbyterian Basic School desire to build a school facility. Obtaining information about the ground condition of the study site to support the intended architectural design is crucial. The main objective of this study is therefore, to investigate the ground stiffness and depth to bedrock of the study site using the Multichannel analysis of surface waves (MASW) technique. Acquiring subsurface information using the MASW procedure is grouped into three phases: acquiring data from the field, extracting the fundamental mode dispersion curve, and inversion of dispersion curve. The inversion of the dispersion curve provides a 1-dimensional (1D) velocity profile that is a representative of the subsurface where a geophone on the surface picked a response of the source energy generated. Several 1D velocity profiles that make up a traverse line were stacked to produce a 2-dimensional (2- D) Vs profile. From the processed field data, it was observed that, the surveyed site has a shear wave velocity (Vs) ranging between 340m/s and 1925m/s. The Vs velocity showed five distinct clear cutting wide ranges. The shear wave velocity at a depth of 30m (Vs30) gave a least value of 350m/s and a maximum value of 1400m/s. From this information, it was concluded that, the study site has at least five different stratigraphic layers at a maximum depth of 30m. The bedrock of the site is estimated to a depth of 25 m representing deep- seated bedrock. The Vs30 information obtained suggests that the site falls under category B and category C of the National Earthquake Hazards Reduction Program (NEHRP) Soil Profile Type Classifications. iii University of Ghana http://ugspace.ug.edu.gh Acknowledgement This work wouldn’t have been a success without the efforts and tolerance of my supervisors. I sincerely express my gratitude to Dr. Armah who went through with me from the initial stage of selecting thesis topic, acquiring research instrumentation, field surveying to proofreading. He has supported this research work with sincere love and selflessness. I also express my profound gratitude to Dr. Paulina Amponsah for taking her time through the proofreading and correcting every single mistake. I thank the Head of Department of Earth Science Department for continuously reminding me of the time spent and the need to submit on time. I also express my gratitude to Mr. Emmanuel Adusei-Poku who relentlessly tested several computer applications with and helping me choose the most practical one. I also thank each and every one whose effort directly and or indirectly contributed to the success of this research work. iv University of Ghana http://ugspace.ug.edu.gh Table of Contents DECLARATION ....................................................................................................................... ii ABSTRACT ............................................................................................................................. iii Acknowledgement .................................................................................................................... iv LIST OF FIGURES/MAPS ..................................................................................................... vii LIST OF TABLES ................................................................................................................. viii LIST OF ABBREVIATIONsS .............................................................................................. viii CHAPTER ONE ........................................................................................................................ 1 INTRODUCTION ..................................................................................................................... 1 1.1 Background of the study .................................................................................................. 1 1.2 Problem Statement ........................................................................................................... 2 1.3 Objectives of the research ................................................................................................ 2 1.4 Study area ......................................................................................................................... 3 1.5 Regional Geology of Ghana ............................................................................................. 4 1.6 The Togo structural Unit. ................................................................................................. 5 1.7 Local Geology of Apenkwa area. ..................................................................................... 6 CHAPTER TWO ....................................................................................................................... 7 LITERATURE REVEIW .......................................................................................................... 7 2.1 Potential Wave propagation method for estimating the stiffness of the ground/geologic materials ................................................................................................................................. 7 2.2 Seismic Waves ............................................................................................................... 10 2.3 Body (or pressure) Waves. ............................................................................................. 10 2.4 Surface Waves. ............................................................................................................... 10 2.5 Surface wave analysis method ....................................................................................... 12 2.6 Spectral analysis of surface waves (SASW) .................................................................. 13 2.7 Multichannel Analysis of Surface Waves technique ...................................................... 14 2.8 MASW Data Acquisition. .............................................................................................. 16 2.9 Geophone spacing, length and offset. ............................................................................ 18 Data acquisition parameters ................................................................................................. 19 CHAPTER THREE ................................................................................................................. 20 v University of Ghana http://ugspace.ug.edu.gh METHODOLOGY .................................................................................................................. 20 3.1 Pre field studies .............................................................................................................. 20 3.2 Main field ....................................................................................................................... 20 3.3 Data acquisition .............................................................................................................. 20 3.4 Impact Source and offset ................................................................................................ 21 3.5 Receiver Spacing ............................................................................................................ 22 3.5 Post field studies (MASW data processing and interpretation) ..................................... 23 3.6 Extraction of dispersion curve........................................................................................ 23 3.7 Inversion ......................................................................................................................... 26 CHAPTER FOUR .................................................................................................................... 29 RESULTS AND DISCUSSION .............................................................................................. 29 4.1 2D shear wave velocity profile Interpretation. ............................................................... 34 4.2 Stiffness of the rocks/soil at the surveyed site ............................................................... 34 4.3 Load bearing capacity of the study site. ......................................................................... 35 4.4 Feasibility of huge construction on the study site. ......................................................... 36 4.5 Effect of landfill site on building facilities..................................................................... 36 4.6 Possible uses of the study area/site ................................................................................ 36 CHAPTER FIVE ..................................................................................................................... 37 CONCLUSION AND RECOMMENDATION ....................................................................... 37 5.1 Recommendation ............................................................................................................ 37 REFERENCE ........................................................................................................................... 38 vi University of Ghana http://ugspace.ug.edu.gh LIST OF FIGURES/MAPS Figure 1.1: A section of the map of Accra showing the study area. Figure 1.2: Schematic representation of field profile lines. Figure 1.3: Regional geological map of Ghana. Figure 1.4: Geological map of Accra plains. Figure 2.1 Compressional, shear, and Rayleigh waves generated by a point load are disseminated in a homogeneous, isotropic, elastic half-space Figure 2.2 Particle motions associated with a Rayleigh wave. Rayleigh waves are a result of interfering P- and S- waves and this is illustrated here with particles undergoing dilation and compression associated with P-waves, and oscillations associated with S-waves Figure 2.3 (a) Rayleigh wave motion. (b) Love wave motion Figure 2.4 Different wavelengths of Raleigh waves propagating through a stratified medium. Different frequencies reveal properties of geologic material at diverse depths. Figure 2.5 schematic diagram of Spectral analysis of Surface Waves (SASW). Figure 2.6 Generalized Field arrangement for active MASW. Important field configuration is shown above on the diagram. Figure 3.1 MASW data acquisition. Schematic representation of MASW measurement profile used on the field. Figure 3.2 Wave propagation of Raleigh’s wave. Close to the shot point the wave front is cylindrical, farther away it adopt planar wave front. Figure 3.3 EasyMASW (from Geostru) window displaying trace shot record. Figure 3.4 Example of dispersion spectrum (from shot point 113 of line one) in the processing software (EasyMASW). The arrow is pointing to the fundamental mode Figure 3.5 Dispersion curve (dotted curve) of 113 on traverse line 1 Figure 3.6 Inverted dispersion curve (from shot point 123 of traverse line 2) the green curve is the theoretical curve that coincide with the experimental curve- the green dotted curve. Figure 3.7 1D S-wave velocity profile of shot point 123 of line 2 obtained from the inversion of the dispersion curve. Figure 3.8 1D velocity profile of shot point 130 on traverse line 2. Figure 3.9 Dispersion curve analysis window showing setting parameter for the inversion. vii University of Ghana http://ugspace.ug.edu.gh Figure 4.1 2D velocity profiles from the inversion of the dispersion curves (A) 2D Vs profile of line 1, (B) 2D Vs profile of line 2 (C) 2D Vs profile of line 3, (D) 2D Vs profile of line 4 and (E) 2D Vs profile of line 5. Figure 4.2 Scatter plot of Vs30 (m/s) against lateral offset (m). LIST OF TABLES Table 2.1 Summarized wave propagation methods for determining the stiffness of the ground Table 2.2 Data acquisition parameters for active MASW survey. Table 3.1 Best field measurement parameters for MASW surveys. Table 4.1 2 (National Earthquake Hazards Reduction Program) NEHRP Soil Profile Type Classifications LIST OF ABBREVIATIONsS 1D = one (1) dimension 2D = Two (2) dimension BSSC = Building seismic safety council IBC = International Building Code MASW = Multichannel analysis of surface waves NEHRP = National Earthquake Reduction Program R-waves = Raleigh wave SASW = Spectral analysis of surface waves Vs = Shear wave velocity Vs30 = Shear wave velocity at a depth of 30m viii University of Ghana http://ugspace.ug.edu.gh CHAPTER ONE INTRODUCTION Foundation site investigation is increasingly attaining fame because it has become imperative in obtaining knowledge of the subsurface material before putting up any huge constructional design. Several geophysical methods can be used to determine the ground characteristics such as stiffness and density. Stiffness largely defines the characteristic of deformation of geologic materials (Sawangsuriy, 2012). Consideration of the stiffness properties of geologic materials as key parameter in engineered structures is thus crucial when designing and analyzing architectural projects under different environmental conditions and pressure loading. 1.1 Background of the study Measuring accurately, the stiffness of geologic materials has gained amplified recommendation. The local displacement transducer procedure has been applied in the static triaxial test to quantify local axial strains (Goto et al,. 1991). By the use of the torsional shear devices and the resonant column the dynamic and the cyclic properties of geologic materials has been extensively examined (Drnevich, 1985, Saada, 1988). Traditionally, the assessment of the stiffness of geologic materials makes use of displacement transducers or resonant column devices (Lo Presti et al., 2001). The seismic technique is largely recognised in estimating the shear velocity of the ground because the method is quick, economically affordable and environmentally friendly (Richart et al., 1970, Matthews et al., 2000, Santamarina et al., 2001, LoPresti et al., 2001). By measuring accurately, the shear velocity with the appropriate techniques (e.g. MASW) and identifying the density of the media, it is feasible to determine the stiffness of geologic materials. Generally, shear velocity is the parameter for determining the shear modulus of geologic materials. Shear velocity quantification has been investigated extensively using resonant column tests (Hardin and Drnevich, 1972), shear plates (Lawrence, 1963, 1965) as well as bender elements (Shirley, 1978, Shirley and Hampton, 1978). Because the shear plate is bulky and needs a high voltage to excite it, it has limited it uses. (Ismail et al., 2005). Among the geophysical methods, the seismic methods are preferred in assessing the stiffness of the ground and have several advantages including but not limited to; 1 University of Ghana http://ugspace.ug.edu.gh ➢ Most seismic methods are relatively simple, fast and procedure does not disturb the ground. ➢ Under relatively similar conditions, the stiffness measured in the field and the stiffness measured in the laboratory show strong agreement. (Anderson and Woods, 1976), (Viggiani and Atkinson, 1995a), (Nazarian et al., 1999), and (Atkinson, 2000). ➢ In the small-strain region, loading frequency, strain rate and load repetition have no effect (Iwasaki et al., 1978, Ni, 1987, Bolton and Wilson, 1989, Tatsuoka and Shibuya, 1991, Jardine, 1992, Shibuya et al., 1992, 1995, Ishihara, 1996). ➢ Volumetric and shear strain are totally recoverable, and geologic materials do not stretch or shrink as a result of draining shear (Ishihara, 1996). 1.2 Problem Statement Increasing population density and urbanization has led to high demand for new residential lands. This has resulted in the exploitation of abandoned dump sites/landfill being reclaimed and developed for residential purposes without necessarily paying attention to the capability of the reclaimed land to support the structures they put up. There have been countless incidents of buildings collapsing due to ground subsidence all across the world. When structures are constructed on shaky ground or in karst systems, they run the risk of collapsing due to foundation failure caused by subsidence caused by intense fracturing of the subsurface materials. In light of the aforementioned issue, this thesis seeks to investigate the ground competence and depth to subsurface layers of an Apenkwa reclaimed landfill site on which the Presbyterian basic school is situated, as well as the stiffness of the ground to support the authorities' intended high buildings. 1.3 Objectives of the research The principal objective of this research was to determine the stiffness of the study area which is an important geotechnical/foundation investigation parameter. It also sought to interpret the result in terms of subsurface stratigraphic/topographic map and delineate bedrock-overburden contacts. Weathering zones within a rock/soil unit was imaged using the MASW data. The research utilized ideal MASW array arrangement to allow imaging to a depth of up to 30 2 University of Ghana http://ugspace.ug.edu.gh meters while maintaining good data quality. These goals were accomplished using the approaches described below. ➢ Acquiring active MASW data from the field ➢ Use the overtone images to estimate the superiority of acquired MASW data. ➢ Estimating dispersion curves and inversion of dispersion curves of acquired MASW data. ➢ Generate 2D shear wave velocities (Vs) profile from inversion of dispersion curves ➢ Estimate the distance to the top of bedrock from the surface using 2D Vs profile images ➢ Estimate subsurface layers using 2D Vs profile images. ➢ Estimate the stiffness of ground materials by analyzing shear wave velocities from 2D Vs profile images. 1.4 Study area The study area is located within the Greater Accra region. The survey was carried out on a site at Apenkwa Presbyterian Basic School, a suburb of Accra. The surveyed site is bounded by the following coordinates; (50 36' 35"N, 00 13' 49"W), (50 36' 35"N, 00 13' 50"W), (50 36' 37"N, 00 13' 48"W) and (36' 37"N, 00 13' 50"W). The total surface area of the site is 2500 square meters (50m x 50m). Fig. 1.1 and Fig. 1.2 below is a Google map showing the surveyed locality and schematic representation of profile lines respectively. Fig. 1.1 A section of the map of Accra showing the study area: Google map 3 Line 1 University of Ghana http://ugspace.ug.edu.gh Line 2 Line 3 Fig. 1.2: Schematic representation of profile lines. (Line 1, 2 and 3 were oriented east-west, line 4 and 5 were oriented south-north. 1.5 Regional Geology of Ghana The geology of the country is part of the Precambrian Guinea Shield in West Africa. The main Precambrian rock units in the nation include the metamorphosed and folded Birimian, Tarkwanian, Dahomeyan Formation, Togo and Buem Formations. Birimian rocks consist of almost two-thirds of Ghana, with five volcanic belts which consistently are separated, trending northeast southwest. The basins between the volcanic belts are filled with sediments. The remaining one third comprise post-Birimian rocks namely the central part of Voltain, and the coastal sediments of recent deposit (Amedoful et al., 2008; Kesse., 1985). The regional geological map of Ghana is shown in fig 1.3 below. Fig 1.3: Regional geological map of Ghana. Source Geological survey Authority and modified by author. 4 Line 5 Line 4 University of Ghana http://ugspace.ug.edu.gh 1.6 The Togo structural Unit. The Togo unit represents cover rocks of the basement Dahomeyan gneisses. To the east lies the border between Togo and Dahomeyan. The Togo structural units are the rocks that make up the Akwapim range of hills, which run northeast from Accra's coast through Kpong, Anum, and into Togo. In the Togo structural unit, phyllites, schists, and quartzite are the most common rocks. Unaltered shale and sandstone are found in some areas. Many excavation sites throughout the Togo and the underlying Dahomeyan Formation have yielded phyllonite. The phyllites and quartzites on the Akwapim range are intercalated, foliated and tightly folded. The Greater Accra Metropolitan Area is essentially made up of the West African Craton's Birimian rocks on the west and the Dahomeyide orogenic terranes on the east. The Birimian province and the Dahomeyide terranes are separated by a strong northeast-southwest tectonic border. The Dahomeyide belt (Akwapimian-Togo range) extends westward toward the West African Craton's eastern boundary. The oldest unit within the Dahomeyide is the Dahomeyan, which serves as the basement for the overlying rocks. The rocks here in this unit are metamorphosed Precambrian rocks. (Orthogneiss, Amphibolites Metamicro gabbro, Quartz schist and Schistose Marbles). Granitoid and biotite gneisses, mica schist, and heavily bedded quartzite intercalating with phyllites and sandstones are among the Togo Structural Units (Nortey et al., 2018). The Accraian is made up mostly of Devonian shales and interbedded sandstones (Ayetey and Andoh, 1988). In low-lying places, the Accraian's interbedded sandstone and shale formations have often resulted in fine to coarse sands, which become silty to clayey when shales are interbedded. Sandy to gravel-like lateritic soils predominate in the highlands. Clays are formed by the shale units in this formation. In low-lying places, the Togo series forms fine to coarse sands, while on higher terrain, it grades into gravel-like laterites to extremely quarzitic cobbly, with the schist zones generating clayey to silty sands (Nortey et al 2018). Fig 1.4 below is the geological map of Accra plains 5 University of Ghana http://ugspace.ug.edu.gh Fig. 1.4 Geological map of Accra Plains (source: Kortatsi, 2006) 1.7 Local Geology of Apenkwa area. The study area is limited in in-situ out crops. The study area lies on a flat plane. The soil cover is gravelly lateritic. The observed boulders are quartzitic which are usually weathered. Excavations nearby expose quartzites. Where deep excavations are exposed, some plyllites are seen together with the quartzites. 6 University of Ghana http://ugspace.ug.edu.gh CHAPTER TWO LITERATURE REVEIW Various geophysical methods can be used to investigate the subsurface. In terms of the approaches to imaging of the subsurface, the investigation aim(s) and to a certain extent the location of the survey predetermines the choice of the geophysical method. The geophysical method used measures the attributes of the earth and reveals the nature of the ground from the properties by means of reverse and forward modeling. 2.1 Potential Wave propagation method for estimating the stiffness of the ground/geologic materials Test Standard Test Principle Soil Stiffness ASTM Dynamic force produced in the Gauge (SSG) D 6758 device is applied via a ring-like shape foot at base (on the ground surface). Deflection is calculated by the use of velocity detectorsa. The stiffness of the near-surface material is then calculated as the ratio force applied to the detected deflection. Bender Element None The shear wave velocity is estimated by measuring the shear wave propagation time and the distance between the piezoceramic bender sections. The equivalent shear stiffness is calculated using the shear wave velocity and mass density of the geologic materials. (Dyvik) Resonant Column ASTM The resonant frequency is D 4015 measured and connected to the shear wave velocity and shear stiffness. 7 University of Ghana http://ugspace.ug.edu.gh Pulse Transmission ASTM C The elastic wave velocity is (Ultrasonic Pulse) 597 computed by monitoring the travel time of either compressional or shear wave arrivals as well as the distance between piezoelectric ultrasonic transducers. Geomaterial stiffness is calculated using an elastic theory. Seismic Reflection None The travel time of seismic waves reflected from subsurface boundaries by means of the law of reflection is measured in order to estimate the elastic wave propagation velocity and the corresponding stiffness of geomaterial. Seismic Refraction ASTM The elastic wave propagation D 5777 velocity and the accompanying stiffness of geomaterial are obtained by measuring the travel duration of seismic refracted waves when they reach a stiffer material (higher shear wave velocity) in the subsurface interface following the law of refraction (Snell's law). Spectral Analysis of None Using the dispersion properties of SurfaceWaves (SASW) surface waves and the natural phenomena that surface waves travelling at depths are proportionate to their wavelengths or frequencies, the stiffness of subsurface profiles is assessed as their velocity varies with 8 University of Ghana http://ugspace.ug.edu.gh frequency. Seismic ASTM Wave propagation velocity Cross-Hole D 4428 (compressional or shear wave) measured in a linear array from one deep drilling to another nearby. The seismic wave is generated in a variety of methods, resulting in elastic waves propagating horizontally through the geomaterial and are detected by geophones situated in the opposite hole. Seismic Down-Hole or None The vertical propagation of compressional and/or shear waves Up-Hole in a single borehole is seen. It is measured how long it takes compressional and/or shear waves to travel from the source to the receiver(s). The wave propagation velocity at any depth can be calculated by plotting transit time vs depth. Multichannel Analysis None Surface (Rayleigh) wave velocity of Surface wave varied with frequency is measured by utilizing The dispersion characteristics of surface wave and the fact that surface waves propagate to depths that are proportional to their wavelengths or frequencies in order to determine the stiffness of subsurface profiles Seismic Cone The seismic penetration test is Penetration similar to the seismic down-hole test, except that no borehole is required. The shear wave velocity profile is obtained in the same way as the seismic down-hole test. The 9 University of Ghana http://ugspace.ug.edu.gh receiver is housed within the cone. Table 2.1 summarized wave propagation methods for determining the stiffness of the ground (Sawangsuriy, 2012) 2.2 Seismic Waves Fig. 2.1 Compressional, shear, and Rayleigh waves generated by a point load are disseminated in a homogeneous, isotropic, elastic half-space (Woods, 1968). Waves that travel through the earth’s interior or over the earth’s surface are referred to as seismic waves. Generally, they are packs of strain energy that propagate outwards from a seismic point. Surface waves and body waves are the two main forms of seismic waves that propagate through the earth and along its surface (Aki and Richards, 2002; Evrett, 2013). 2.3 Body (or pressure) Waves. Compressed waves (longitudinal, primary, or dilatational) and S-waves (transverse, secondary, or shear-wave) are the two different forms of body waves known. The inherent energy of an elastic material allows body waves to propagate. S- waves are slower than P-waves. P-waves travel in the same way as sound waves do. They spread out and compress and expand the earth's materials as they travel (Aki and Richards, 1980). P-waves, unlike S-waves, may travel through both solid and liquid objects. 2.4 Surface Waves. Surface waves are created when overlapping P-waves (compressional body waves) and/or S-waves (oscillating body waves) travel predominantly alongside a 10 University of Ghana http://ugspace.ug.edu.gh material surface or along the boundary of unrelated materials (Kearey, Brooks and Hill, 2002). Surface waves cause particles to move in a vertical direction parallel to the wave's propagation path, with both a vertical and horizontal component. Rayleigh waves and Love waves are the two forms of surface waves that are most important for engineering reasons. They can reveal a considerable image of the subsurface through which they propagate depending on their modes of propagation, dispersion velocities, and the depth range of penetration of the related particle motion. Rayleigh waves represent waves that travel laterally over a free surface, such as the ground/surface-air interface, and whose penetration depth is determined by the wave's wavelength. Love waves develop whenever a delicate stratum sits on top of a firmer layer, causing particulates to flow horizontally and transversely in the direction of wave propagation (Parasnis, 1997). Love waves are rarely discovered in seismic surveys that use only vertical sources and receivers because their particle movement is always lateral (Xia et al., 1997). The Rayleigh wave that propagates on or near the Earth's surface and is defined by its low frequency, very high amplitude and low velocity is called Ground Roll (Park et al., 1999; Xia et al., 1999). Physical properties of layers at deeper depth are picked by longer wavelengths. On the contrary, physical properties of the surface layers are sensed by waves of shorter wavelengths. In general, waves of longer wavelengths have faster phase velocities. In this connection therefore, each individual wavelength might have a distinct phase velocity for a specific mode of surface wave, resulting in seismic signal dispersion (Xia et al., 1999). 11 University of Ghana http://ugspace.ug.edu.gh Fig. 2.2. Particle motions associated with a Rayleigh wave. Rayleigh waves are a result of interfering P- and S- waves and this is illustrated here with particles undergoing dilation and compression associated with P-waves, and oscillations associated with S-waves Figure 2.3 (a) Rayleigh wave motion. (b) Love wave motion (http://thinkgeogeek.blogspot.com). 2.5 Surface wave analysis method In general, there are two effective approaches for creating near-surface shear wave velocity (Vs) profiles that exploit Rayleigh-wave dispersion property. These are Spectral Analysis of Surface Waves (SASW) and Multi-Channel Analysis of Surface Waves (MASW) (Park et al., 1996a; 1997a). The dispersive nature of surface waves when propagating through a heterogeneous stratified medium is the principle behind surface wave analysis methods. The practicality to produce, generate and detect Rayleigh waves has made it an easy tool in surface wave analysis method. (Socco et al., 2010). It is well known that, velocities of Rayleigh waves increase with depth. The relation below links frequency (f/Hz), Rayleigh wave phase velocity (c/ms-1), and wavelength (𝜆/m). 𝑐 𝜆 = (1) 𝑓 In a layered medium, the average stiffness and density of the soil layers through which a Rayleigh wave component propagates determine its phase velocity (Everett, 2013). The phase velocity of individual wave component is only controlled by the layer's material through which it propagates. In the diagram below, the phase velocities of wave components (1), (2) and (3) are affected by the properties of topmost layer (L1), middle layer (L2) and bottom layer (L3) respectively. 12 University of Ghana http://ugspace.ug.edu.gh The way these three processes are carried out varies amongst surface wave analysis methodologies. The primary difference between the SASW and MASW approach is how surface wave records are gathered and how data is processed. Fig. 2.4 Different wavelengths of Raleigh waves propagating through a stratified medium. Different frequencies reveal properties of geologic material at diverse depths. (ElínÁstaÓlafsdóttir, 2016) 2.6 Spectral analysis of surface waves (SASW) The early 1980s saw the introduction of the Spectral Analysis of Surface Waves (SASW) approach (Park et al., 1999). Surface waves are generated by an impulsive source in the SASW approach, and geophones detect them. Field survey is conducted by using a pair of geophones (fig. 2.4), thus the test must be repeated with a variety of field configurations (varying source and receiver spacing) to cover various depths of study. The test is repeated in the other end to account for any internal phase changes caused by receivers and instruments (Nazarian et al., 1983). The need for multiple tests is also necessary in order to reduce the impact of random noise (Park, Miller and Xia, 1997). The geophones are either evenly spaced on the test site's surface or in a symmetrical line-up with varied spacing. Multiple measurements are taken at a particular location using various types of impulsive sources (such as a sledgehammer) and altering the distance between the impact load point and the first receiver in the geophone line-up. This is necessary in order to stimulate waves of various frequencies. In ideal conditions, surface waves with an impact load that can be handled by manpower, such as a sledgehammer, can produce a reliable estimate of the shear wave velocity profile down to around 20m depth (Bessason and Erlingsson, 2011;, Kramer, 1996). Using a spectrum analyzer, the data collected is evaluated to calculate the dispersion curve based on cross-spectral phase and coherence (Stokoe et al., 1994). 13 University of Ghana http://ugspace.ug.edu.gh Because numerous experiments with varied field setups are required, the procedure is time consuming and labor intensive. As a result, the full procedure takes many hours to complete. Furthermore, because just two geophones are utilized, all possible negative effects cannot be discovered and dealt with in a timely and effective manner, which may result in mistakes in the results. The acquired data may be contaminated by P waves (refracted, direct, air waves, and reflected P-waves) as well as higher-frequency waves (higher modes), reflected, and non- planar surface waves. As a result, the quality of the data is compromised. This affects the data processing phases and eventually faults the findings. Fig. 2.5: schematic diagram of Spectral analysis of Surface Waves (SASW) After Park, Miller and Xia 1997 2.7 Multichannel Analysis of Surface Waves technique In the early 1999, the Multichannel Analysis of Surface Waves (MASW) method was introduced into the geotechnical and geophysical environment. However, it was preceded by other similar methods example Spectral analysis of Surface Waves (SASW) as indicated above (Park and Brohammer, 2003; Yuan, 2011, Park et al., 1999). Similar to the SASW, but the differences lie in how the surface wave records are acquired and how the data processing is performed. The MASW technique determines the ground's shear wave velocity profiles with depth by analyzing surface waves. With the MASW, the near surface of the earth shear-wave velocity (Vs) is measured 1-D, 2-D, and 3-D for the purpose of geotechnical, geological and geophysical work. (Park, Miller et al. 1999). It can investigate the subsurface to a depth range of 30 and 50 meters (Park, Miller et al. 1999). MASW is fast, and the method of data acquisition does not disturb the test site. Also, the MASW method provides information down to greater depth than SASW (Park et al. 1999). 14 University of Ghana http://ugspace.ug.edu.gh Multiple geophones (at least twelve) connected to a multiple seismograph are utilized in the MASW approach. The receivers are planted with equal spacing. Because the fundamental field setup is very similar to that for body-wave surveying (Park et al., 1996c), the surface- wave survey may be undertaken as a by-product of body-wave surveying, making 100% of recorded seismic energy useable. At Kansas Geological Survey, two types of MASW are employed: Vibroseis method of multi-channel analysis of surface waves (MASWV) (Park et al., 1996c) and impulsive source multi-channel analysis of surface waves (MASWI) (Xia et al., 1997). The source and data processing technique used to construct the dispersion curve differ for each type. MASWV makes use of a sweeping source, comparable to Vibroseis, whereas MASWI uses an impulsive source, such as a sledge hammer. MASWV uses a time-domain method (Park et al., 1996), whiles MASWI uses frequency-domain method (Xia et al., 1997). The use of Rayleigh waves to characterize the shear wave velocity profiles with depth of the near-surface has been the primary focus of MASW (Socco et al., 2010). The MASW approach considers R-waves on a multi-channel record because R-waves dominate the energy imparted in a seismic survey (Park et al., 1999; Park and Brohammer, 2003; Ivanov et al., 2005; Duffy, 2008 ;). Being dispersed by frequency, the R-wave phase velocity is linked to a variety of soil properties, most notably the shear wave velocity. Regarding this, the shear wave velocity profile at the test site is obtained by inverting the experimental dispersion curve. Xia et al., (1999) MASW deduces the shear-wave velocity (Vs) profile of the subsurface of the site under study after it has analyzed the propagation of seismic surface waves generated by a source. Shear- wave velocity (Vs) is an elastic constant that is linked to shear and Young's moduli. Vs used to estimate load-bearing capacity because it is directly related to ground stiffness (Kramer, 1996). The MASW method has been used successfully to investigate various types of geotechnical and geophysical projects over the last several years. These projects comprise delineating 2D bedrock surface and shear properties of overlying materials mapping karst systems (Miller et al., 1999), analysing the distribution of Poisson’s ratio (Ivanov et al., 2000), generating Vs profiles (Xia et al., 2000), voids mapping (Park, 1998a), seismic assessment of pavement and asphalts (Ryden et al., 2001; Park et al., 2001a; 2001b) among others. 15 University of Ghana http://ugspace.ug.edu.gh MASW makes use of energy that would normally be deemed noise in traditional reflection surveys (Park et al., 1999), as well as multi recording channel and processing techniques that have been widely employed in reflection seismic surveys for oil exploration for decades (Park and Brohammer, 2003). The method entails analyzing the phase velocity dispersion of surface waves traveling horizontally along the ground surface. Shear wave velocity data is commonly displayed in a depth only (1D) and or depth and lateral surface (2D) layout. One of the most common applications of surface wave dispersive qualities is the construction of a Vs analyzing planar, fundamental-mode Rayleigh waves. The MASW reveals essential characteristics used to evaluate the stiffness of the near-surface which is an important attribute in civil engineering and geotechnical investigations (Park et al., 1999). Field testing of the stiffness of the ground (using the MASW seismic survey method) has the plus over the laboratory testing because the soil is analyzed in situ. Moreover, field tests measure the response of a large volume of soil, so there is a reduced risk of the investigated soil not being illustrative of the full tested location. On the premise of a layered earth model, surface wave analysis methods need the generation and usage of (Rayleigh and/or Love) waves to infer the shear wave velocity profile of the test site as a function of depth. The square of a single earth layer's specific shear wave velocity, assuming a constant mass density, will determine the stiffness of that layer (Kramer, 1996). 2.8 MASW Data Acquisition. Active source MASW surveys, in which data collection is triggered by an impact; passive source MASW surveys, in which data is collected over longer periods of time with no energy triggered from a source (Park and Miller, 2006); and in walkaway active source MASW surveys, between two and four shot records are "stitched" into complex records, whiles either the receiver or source is kept stationary. These are the three common types of MASW based on how the MASW data is acquired (Gibbens, 2014). Two approaches toward performing a passive MASW survey exist, depending on the receiver configuration: the passive distant MASW (Park et al., 2005Park et al., 2004) put receivers arranged in a two-dimensional array, 16 University of Ghana http://ugspace.ug.edu.gh while the passive roadside MASW receiver array in a one-dimensional (Park and Miller, 2008) configuration. The word "walkaway" refers to a survey in which the source points and the receivers are arranged in such a way that, either the shot points are placed at a very far offsets and the receivers stay fixed or the receivers are put at very a far offsets and the source of energy location remains constant. If the geophones spread remains stationary and the source location moves a step forward to the nearest geophone in the line, it forms the fixed-receiver walkaway surveys (FRW), (Vincent et al., 2006). This study makes use of the active method of the MASW data capturing procedure. In an active MASW survey, low-frequency geophones (4.5 Hz), vertically polarized, are set up at proper equal intervals on the test site surface. Donohue and Forristal, 2013; Lin and Chang (2004), employed at least 24geophones with a consistent space between adjacent geophones. The study was tuned for specific geological and site conditions. Each geophone has its own recording station (Park et al., 1997), and the entire configuration is linked to an operating seismograph and a field laptop capable of recording and storing the data for processing. A surface wave is created at one end of the array, and the geophones, as a function of time, record the ensuing wave motion. A shotgun, a 20-25 kg sledgehammer, an impact device, or explosives can used as the impact source, depending on the aims and objectives of the investigation and the specific site factors. The networked geophones detect the arrival of a surface wave, which is recorded by a seismograph, with each geophone's output displayed as a separate trace. The proper setting of data gathering parameters, the complete distance of the receiver line, source offset (the distance from the source to the nearest geophone), and the space between adjacent receivers are all essential field factors that contribute to the success of surface waves survey. Because the geophones capture vertical motions only, it's critical to bury them upright. Generalized Field arrangement for active MASW is shown in figure 2.5 below. 17 University of Ghana http://ugspace.ug.edu.gh Fig. 2.6 (Modified from Park et al., 2002). Generalized Field arrangement for active MASW. Important field configuration is shown above on the diagram; D = the receiver linelength, dx = receiver spacing, and X1= the source offset. As shown in Figure 2.5 above, geophones are put up on the surface of the test location. The propagation of a wave is recorded after it is created. The investigation's maximum depth (Zmax) varies depending on the location, the geophones' natural frequency (f), and the type of seismic source employed. The longest Rayleigh wavelength observed during data gathering (λmax) determines the maximum research depth. The widely used empirical criterion is as follows (Park and Carnevale, 2010): Zmax = 0.5λmax (2) 2.9 Geophone spacing, length and offset. The full length of the spread of the geophones defines the maximum wavelength of the Rayleigh wave; (D). Therefore, the length of the receiver array is related to the maximum investigation depth (Zmax). According to Park and Carnevale (2010), λmax ≈ D (3) If a lengthier Rayleigh wavelength than that shown in equation 3 above is applied, it may result in less accurate results. Latest studies have shown that, despite variable imprecision, it will remain within 5% during the interval; Dmax = 2Zmax (4) due to the uncertainties (noise) that are persistently incorporated in the data capturing (Park 18 University of Ghana http://ugspace.ug.edu.gh and Carnevale, 2010). It's ideal to avoid using an extreme wider receiver spread (Park et al., 1999). The end of an extremely wider geophone spread usually experience decreased noise when surface waves are generated by the common seismic sources (including relatively powerful sledgehammers) leaving signal from most far away geophone useless. 𝝀max = 0.5D (5) (Park et al., 1999; Xia et al., 2009) is the maximum wavelength of R-waves that can be investigated. The chance that the receiver/geophone will sense partially generated surface waves (near field effect) is eliminated when the source offset is chosen correctly. Table 2.2 below illustrates data acquisition parameters for active MASW survey. Data acquisition parameters Table 2.2 Data acquisition parameters for active MASW survey. Park et al. (2005) 19 University of Ghana http://ugspace.ug.edu.gh CHAPTER THREE METHODOLOGY The MASW approach takes advantage of the frequency-dependent features of a certain form of seismic surface wave (fundamental-mode Rayleigh waves) that move horizontally from the impact site to the receiver spread. Shear wave velocity data is provided in any of the following; 1D (Vs in vertical/depth profile), 2D (Vs depth profile and lateral distant/cross- section), and 3-D (interpolation between densely dispersed 1-D profiles) formats. 3.1 Pre field studies This study used the conventional geological/geophysical field surveying method. Desk studies provided the local and regional geology of the study site. The main field work involves the acquisition of the MASW data. As stated above, there are 3 common types of MASW survey this study adopted the active source MASW, source of energy is generated from a source with an impact device. 3.2 Main field Field measurement materials and equipment Seismogram (Smartseis TM) 24 (4.5 Hz), Low frequency geophones Sledge hammer (10.5 kiogram) Metal plate Computer with seismic program (Geostru Easy MASW software) 3.3 Data acquisition Twenty four (24) Low frequency (4.5 Hz), vertically polarized geophones were lined up (vertically as geophones record vertical motion) in a 50m stretch on the test site's surface in an equally (2m) spaced line. Three profile lines were stretched first in the east-west direction and then two in the north-south direction, yielding a total of five profile lines. Seismic waves (both P-wave and S-wave) were actively generated at one end of the receiver line-up (off-set) by an impulsive seismic source (striking the sledge hammer on the metal plate). The arrival of a seismic wave is detected by a series of geophones and recorded on a seismograph, with each geophone's output displayed as a single trace. Schematic representation of MASW data acquisition is shown in figure 3.1 20 University of Ghana http://ugspace.ug.edu.gh Fig. 3.1 MASW data acquisition. Schematic representation of MASW measurement profile used on the field. N = 24 geophones spread with equal spacing (dx). The source offset is x1(near offset). The length of the receiver spread is D and the total length of the measurement profile (from impulse source to last geophone) is DT (far offset) 3.4 Impact Source and offset The field set up shown above in fig 3.1 was employed for perfect data acquisition. Seismic waves are generated when the seismic source is hit. The seismic waves created travel a distance X1 from the source point to the first geophone, as told by (Richart et al., 1970; Gucunski and Woods, 1991; Stokoe et al., 1994). This proposal will ensure that the R-waves' planer properties become obvious, making them unfriendly to all other forms of acoustic waves, as well as preventing the near field effect (the chance that the receiver/geophone will sense partially generated surface waves). Figure 3.2 illustrates wave propagation of Raleigh’s wave. Fig 3.2 Wave propagation of Raleigh’s wave. Close to the shot point the wave front is cylindrical, farther away it adopt planar wave front. (Park and Miller, 2006) In this study, the impact source to the first geophone (near offset, X1) is set to 12m (that is 6dx. (dx – the geophone spacing) is set to 2m. The length of the profile line is 50m and the 21 University of Ghana http://ugspace.ug.edu.gh total spread from the first shot source to the last geophone (far offset) is 62m as shown in fig 3.1 above. Data was collected from the field using a (SmartSeis ST System) – a 24-channel seismograph. It was twenty four (24) 4.5 Hz geophones planted vertically. Impact was made on a 300mm X 300mm steel plate using a sledge hammer as the source of energy. Gathered shots on the seismograph were saved in a database file. A delay interval of 1 second was placed on the seismograph to ensure that only after 1 second will initial complete amplitude occur. Also, a sweep of 1Hz - 60Hz was used to help achieve maximum depth of penetration. For dispersion curve analysis, signal traces felt by the geophones were digitally saved in the form of SEGY data. At each shot location, three shorts were stacked with the aim of getting the average of the traces sensed by the geophone (shot gathers). The average signal traces cancel any disagreement around the exact energy conveyed in the test sample felt by the receivers 3.5 Receiver Spacing. Receiver spacing (dx) controls the minimal inquiry depth (Zmin), and the minimum wavelength reachable and that can be investigated is proportional to the minimum geophone distance (dx) (Alsulaimani, 2017). This way, the minimum depth is dependent on the geophone spacing. In surface wave analysis technique, the following formula is used to estimate the depth of study (e.g., Stokoe, 1994, Park &Carnevale, 2010). X1≥ Zmin Zmax = 0.5𝝀max X1 is the near offset (distance from impact source to first geophone) λmax is the maximum Rayleigh wavelength. Only when the near-offset (X1) exceeds half of the maximum desired wavelength (𝜆max) is the Rayleigh wave expected to be planar. So longer wavelength waves must travel a further distance to become planar, necessitating a larger distance between short point and the first geophone of the profile line for deeper research (Richart et al., 1970; Park et al., 1999; Duffy, 2008; Yuan, 2011). The complete length of the receiver spread (D) has a direct proportion correlation connection with the longest wavelength (𝜆max) that can be investigated. The receiver spread (D) must be same to or greater than maximum expected depth of investigation (Zmax) in most cases. If the profile line is made far too long, most active source generated surface waves become weak (attenuated) under noise level at the far end of profile line, as a results signals (Far- offset effect) become contaminated by high frequency (short wavelength) components of the 22 University of Ghana http://ugspace.ug.edu.gh surface wave (Bullen, 1963) or P-waves (Rix and Leipski,1991;Stokoe et al., 1994). For the optimal data collection, D is commonly set between 50 and 100 meters and the geophone spacing (dx) must be at least dx ≥ 𝟎. 𝟓𝝀min(Park et al., 1999, Yuan, 2011): Table 3.1 Best field measurement parameters for MASW surveys. 3.5 Post field studies (MASW data processing and interpretation) The post field studies involve extracting dispersion curve and inversion of the acquired time series or shot records and final interpretation. Preprocessing, dispersion analysis, and modeling are the three stages of surface-wave data processing. Preprocessing consists of transforming the data format. Most field data is captured in the .dat format. Such data should be converted to .sg2 or .sgy. Standardizing the geometry parameters, and eliminating bad signals all form part of the preprocessing stage. The dispersion curve analysis stage involves picking the fundamental mode dispersion curve of Raleigh’s waves (Wilson, Chapman, & Li, 2009 3.6 Extraction of dispersion curve Signal traces are converted to dispersion spectrum for the purpose of picking the energy peaks on the dispersion spectrum (Taipodia et al., 2020). One pick is one dispersion point on the dispersion spectrum. The connected picks of maximum energy on the dispersion spectrum form the dispersion curve. Dispersion analysis is intended to derive Rayleigh wave dispersion curves from surface wave data. The generation of a dispersion curve is a critical step producing a reliable shear wave velocity profile. (Park et al., 1999). Different phase velocities at different frequencies exist in a Raleigh’s wave. The phase velocities represent theoretically, different propagating mode of Raleigh’s wave. The fundamental-mode (M0), of Rayleigh waves has the least velocity among the other modes. The 1st higher mode (M1), the 2nd higher mode (M2) has velocities of (M1 1500 m/s, hard rock B 760 m/s