UNIVERSITY OF GHANA DEPARTMENT OF SOCIOLOGY RELEVANCE OF THE CODE CONDUCT AND WORK ETHICS TO THE GHANA CIVIL SERVICE BY SAMMY - LONGMAN ATTAKUMAH (10256505) THIS THESIS IS SUBMITTED TO THE UNIVERSITY OF GHANA, LEGON IN PARTIAL FUFILMENT OF THE REQUIREMENT FOR THE AWARD OF MPHIL SOCIOLOGY DEGREE APRIL, 2013 University of Ghana http://ugspace.ug.edu.gh i DECLARATION ―I hereby declare that this thesis is the result of my own original research and that no part of it has been presented for another degree to any University or elsewhere‖ ……………………………………….. ..………………. SAMMY-LONGMAN ATTAKUMAH DATE (STUDENT) ……………………………………….. ……………….. DR. KOFI OHENE-KONADU DATE (SUPEVISOR) ………………………………………… ………………… PROF. CHRIS ABOTCHIE DATE (SUPEVISOR) University of Ghana http://ugspace.ug.edu.gh ii DEDICATION Ann, Ian, Marian and Lilian University of Ghana http://ugspace.ug.edu.gh iii ACKNOWLEDGEMENT My sincere gratitude goes to my supervisors, Dr. Kofi Ohene-Konadu and Professor Chris Abotchie, who supervised the work and for their invaluable suggestions. Their observations and comments were indeed very helpful. Special thanks also go to the following personalities: Mr. W. K. Kemevor, Head of the Civil Service and Ms. Nancy Lucy Dzah, former Acting Chief Director of the Ministry of Women and Children Affairs, variously, for the information and documents given me. It is also a delight to acknowledge the following: Dr. Dan-Bright Dzorgbo and Mr. E. H. Mends all of the Department of Sociology, University of Ghana, Legon, for their inspiration which spurred me on while pursuing this academic work at the Department of Sociology, University of Ghana. Special mention is also being made of Mrs. Edwina Asantewaa Annor, a Private Secretary at the Ministry of Women and Children Affairs, for typing the greater part of this work, Mr. Kwesi Twumasi-Ankrah for the assistance in the Data Analysis and Mr. Benjamin Samuel Addo, both of the Ministry of Water Resources, Works and Housing. Finally, I wish to put on record my appreciation to Chief Directors and Heads of Directorates and Departments/Units, and all those who contributed in diverse ways and for their roles in this research, but cannot be mentioned individually due to lack of space. I am solely responsible for any commissions or omissions found in this work which may be due to human error. SAMMY-LONGMAN ATTAKUMAH University of Ghana http://ugspace.ug.edu.gh iv ABSTRACT Over the last ten (10) years the Ghana Civil Service has been implementing a new Civil Service Code of Conduct and Work Ethics policy. It was introduced in 1999 by the Office of the Head of the Civil Service (OHCS) with the ultimate goal of improving the work culture, enhancing the overall professional efficiency and image of the Civil Service. This study into the relevance of the new policy to the Civil Service of Ghana was done from the stand point of the top level management personnel of the Service, who were responsible for its successful implementation. The study was conducted between October 2012 and April 2013 within a random sample of 8 out of 24 Ministries and 3 purposively selected ministerial organizations located within the Ministerial Area in Accra. The study population of 135 personnel comprised of 27 Chief Directors and 108 four-line Directors. The triangulated approach was employed in the gathering of both qualitative and quantitative data. Primary data was gathered through questionnaires administered by the investigator to the respondents, interviews and the observation method, whilst secondary data was obtained from official records and library sources. At the end of the data gathering period, out of 56 questionnaires administered 45 (80.4%) responses were obtained. Since the groups in the study population are fairly homogeneous, the total responses obtained for the study could be said to be statistically representative. The general objective of the study is to provide an understanding of how the policy has been implemented for the past decade, how far the goals have been achieved and the challenges. The four specific objectives of the study are to: Examine the rationale for and key elements of the new Civil Service Code of Conduct and Work Ethics policy; Assess the relevance of the new Code of Conduct and Work Ethics to the knowledge, attitudes and perceptions of the implementers; Examine the adequacy of strategy for the successful University of Ghana http://ugspace.ug.edu.gh v implementation of the new policy; and find out the challenges and make policy recommendations. The two hypotheses tested are: That top level managers of the Civil Service did NOT show a low level perception of the Civil Service Code of Conduct/Work Ethics; and, That there is NO significant difference in the strategy adopted by the Chief Directors and the approved HRM strategy for the implementation of the Code of Conduct/Work Ethics policy. Having in mind the objectives of the study, the theoretical frameworks used are the Systems Theory, the dominant culture-cum-sub-culture models, the Ethics Management Theory and the related ―Ethics Benchmarking‖ model and the modern Human Resource Management approach. The major findings of the research are that, the implementers have not done enough to achieve the policy goals. First, though majority of respondents had considerably high level perception and understanding of the key principles of the policy, the implementation was poorly managed. Secondly, we noted that the preponderance of such non-rational factors as political interference, personal concern for career progression and job security, doing favours for family and friends and to an extent, office romance among respondents meant that they play major roles in decision-making by ‗big men‘ or top level management of the Civil Service. The implementers have thus permitted desirable ethical principles and values of the Service such as objectivity, meritocracy, organizational loyalty, accountability and professionalism, to suffer when making ethical and official decisions. In sum, because the implementers have low level of understanding for the basic principles of the policy, ineffective systems and structures have been adopted for the implementation. Poor and mediocrity ethics leadership and management thus translate into the overall failure to achieve the short-to-medium term goals of the policy. Though respondents perceive the policy as a relevant mechanism for leveraging the image of their University of Ghana http://ugspace.ug.edu.gh vi organizations, new developments within the local and global policy environment, including the passage of new laws and policies years after the adoption of the Code of Conduct policy in the Civil Service, respondents do not favour its revision soon. The study also pointed out that issues of sexual harassment and work place romance may be difficult to address or sanction. This may not only be due to cultural factors which compel the female victims to condone or tolerate these unethical conducts or prefer to ‗suffer in silence‘, but also because top level leadership lacks the commitment needed to make official policies bite. Regardless of the goals the new policy, the overall evidence from the study, makes it clear that the poor implementation the human rights of workers were not likely to be address adequately, nor will the desired local and international labour regulations reflect in the Civil Service administration in Ghana. The study therefore recommends that, the implementers should adopt modern human resource and ethics management strategies with committed leadership, accountability, systematic training, the application of rewards and sanctions and de-politicization of the Service, to help transform the overall professional efficiency, work culture and image of the Civil Service as envisaged. Finally, given that some of the initial theoretical assertions have been confirmed by the study and others refuted, the enhancement of our appreciation of how relevant the new Code of Conduct/Work Ethics policy is to the Civil Service cannot be underscored. In this regard, it is hoped that this study would be a wakeup call for the Public Policy fraternity that laudable as a policy may be, the envisaged goals would not be realized if those in charge are not fully committed to adopting appropriate mechanisms for implementation. The findings of this study could thus usefully form the basis for a more rigorous research in future to help build the evidence based knowledge on the Code of Conduct and Work Ethics within the Ghana Civil Service. S-L A. University of Ghana http://ugspace.ug.edu.gh vii TABLE OF CONTENTS Content Page DECLARATION ................................................................................................................... i DEDICATION ...................................................................................................................... ii ACKNOWLEDGEMENT .................................................................................................. iii TABLE OF CONTENTS .................................................................................................... vii LIST OF TABLES ............................................................................................................... xi LIST OF CHARTS, DIAGRAMS AND FIGURES ........................................................... xii CHAPTER ONE ................................................................................................................... 1 1.0 INTRODUCTION .......................................................................................................... 1 1.1 Background to the Study ................................................................................................. 1 1.2 THE NEW CODE OF CONDUCT AND WORK ETHICS POLICY. .......................... 7 1.2.1 Policy Aspiration (Long-Term goal) ........................................................................ 7 1.2.2 Policy Objectives (Short-To-Medium-Term goals) ................................................. 8 1.3 STATEMENT OF THE PROBLEM .............................................................................. 9 1.5 RESEARCH OBJECTIVES ......................................................................................... 12 1.5.1 General Objectives ................................................................................................. 12 1.6 THEORETICAL FRAMEWORK ................................................................................ 13 1.7 HYPOTHESES ............................................................................................................. 23 1.8 DEFINITION OF CONCEPTS .................................................................................... 24 1.9 SIGNIFICANCE OF THE STUDY .............................................................................. 29 1.10 CHAPTER ORGANIZATION ................................................................................... 30 University of Ghana http://ugspace.ug.edu.gh viii CHAPTER TWO ................................................................................................................ 31 2.0 LITERATURE REVIEW ............................................................................................. 31 2.1 Initiatives for Appropriate Conduct/Work Ethics for Ghana Civil Service .............. 31 2.2 Concerns About Work Ethics in the Public Service in Ghana .................................. 34 2.3 Business Organizations Codes and Ethics - Do Leaders Always Practice What They Preach – The Myths and Reality. .................................................................................... 36 ii. TheMyths and Reality ................................................................................................. 38 2.4 Ethical Environment Of The New Civil Service Code Of Conduct and Work Ethics Policy. ................................................................................................................................. 44 2.5 Definition of the Civil Service ...................................................................................... 46 2.6 Role and Functions of the Civil Service ....................................................................... 47 2.7 Staffing the Civil Service .............................................................................................. 47 2.8 Strengths, Principles and Values of the Civil Service................................................... 48 2.9 Ministries - Definition, Mandate and Structure ............................................................ 49 2.10 Some Developments Which Contributed to the Current Ethical Environment .......... 52 2.11 Politicization of the Public Sector: .............................................................................. 54 2.12 The Civil Service Career Training and Development ................................................. 55 2.13 Training and Development Responsibilities in the Civil Service ............................... 57 2.14 Reporting on the Training and Development Programme. ......................................... 60 2.15 Evaluation of Training and Development ................................................................... 61 2.16 Summary ..................................................................................................................... 61 University of Ghana http://ugspace.ug.edu.gh ix CHAPTER THREE ............................................................................................................. 63 3.0 RESEARCH METHODS ............................................................................................. 63 3.1 Research Design ............................................................................................................ 63 3.2 Sampling Design ........................................................................................................... 64 3.4 Data Handling ............................................................................................................... 70 3.5 Ethical Considerations .................................................................................................. 70 CHAPTER FOUR ............................................................................................................... 74 4.0 DATA PRESENTATION AND DISCUSSION OF FINDINGS ................................. 74 4.1 SOCIO-DEMOGRAPHIC CHARACTERISTICS OF RESPONDENTS ................... 74 4.1.1 Age of Respondents ................................................................................................ 74 4.1.2. Sex of Respondents ............................................................................................... 77 4.1.3. Length of Service of Respondents ......................................................................... 80 4.2 KNOWLEDGE AND ATTITUDES OF RESPONDENTS ......................................... 82 4.2 1 Respondents‘ Knowledge of the Guiding Principles of the Code of Conduct. ...... 82 4.2.2 Perceptions of Respondents on the Implementation of Approved Work Ethics. ... 86 4.2.3 Respondents Satisfaction in Staff Compliance with the Work Ethics. .................. 91 4:2.4 Respondent‘s View on the Extent to Which they are Providing the Best Ethical Leadership for their Organizations as ‗Ethical Role Models. ......................................... 94 4.3 PRACTICES AND IMPLEMENTATION OF THE ETHICS POLICY ..................... 98 4.3.1 Ethics Implementation Programme Put in Place by Chief Directors. .................... 98 4.3.2 Situations Which Pose Greatest Challenges in Ethics Decision-Making and Work Ethics Management. ...................................................................................................... 105 4.3.3 Respondents‘ Performance in Handling Ethical Issues as Head of Department. . 112 University of Ghana http://ugspace.ug.edu.gh x 4.3.4 Issues of Primary Consideration For Top Level Management Personnel In Ethics Decision-Making Situations. ......................................................................................... 114 CHAPTER FIVE ............................................................................................................... 119 SUMMARY, CONCLUSIONS AND RECOMMENDATIONS ..................................... 119 5.1 Summary ..................................................................................................................... 119 5.2 Conclusions ................................................................................................................. 121 5.3 Recommendations ....................................................................................................... 126 5.4 Future Research ........................................................................................................... 129 REFERENCES .................................................................................................................. 130 APPENDIX I: QUESTIONNAIRE FOR RESPONDENTS ............................................ 134 APPENDIX II: TESTING OF HYPOTHESES ................................................................ 141 University of Ghana http://ugspace.ug.edu.gh xi LIST OF TABLES Table 4:1:1 Age of Respondents…………………………………………………… 75 Table 4.1:2 Sex of Respondents…………………………………………………… 77 Table 4.1:3 Length of Service/Grade of Respondents…………………………….. 81 Table 4.2:3 Respondents‘ Satisfaction with Staff Compliance to Work Ethics… 91 Table 4.2:4 How Managers Perceive Their Ethical Leadership Role (Do You Serve as ‗Ethics Role Model‘ for your Organization?)…………….. 94 Table 4.3.2 Respondents‘ Prioritized Key Sources of Ethical Challenges and Dilemmas…………………………………………………………….. 106 University of Ghana http://ugspace.ug.edu.gh xii LIST OF CHARTS, DIAGRAMS AND FIGURES Diagram 2.1 Structure of a Ministry ……………………………………………… 50 Chart 4.2.1: Knowledge Base of Respondents on the Guiding Principles…….. 83 Chart 4.2.2: Perception on Implementation of Approved Work Ethics………… 87 Figure 4.3.1: Ethics Management Programmes Implemented by Chief Directors…101 Figure 4.3.3: Respondent‘s Performance in Ethical Issues as Head of Organization………………………………………………………… 113 Figure 4.3.4: Key Concerns When Leaders Make Ethical Choices & Decisions…. 115 Figure 4.3.5: Respondent‘s Views About Revision of the Code of Conduct……... 117 University of Ghana http://ugspace.ug.edu.gh 1 CHAPTER ONE 1.0 INTRODUCTION 1.1 Background to the Study Modern organizations are constantly seeking ways of gaining competitive advantage in business. One sure way of remaining relevant in business is ensuring that the organization has a vibrant business culture and good corporate image. The culture of an organization provides standardized conduct employees are expected to exhibit in order achieve the goals of the organization and through this it acquires its corporate identity. Focus on the culture of the organization thus enables managers and subordinates to understand the approved standards of behavior which underpin the day to day interactions that would enhance productivity within the work place environment. This view point is underscored by Asare-Bediako a Ghanaian Human Resource management and organization development consultant who has stated that: ―Most managers believe that a strong organizational culture, closely linked to organizational objectives and goals, can mean the difference between success and failure in today‘s business world.‖ (Asare-Bediako, 2002:279). This assertion suggests that a close correlation exists between what employees do or do not do to achieve the set goals - corporate culture - and organizational efficiency and success - good corporate image. Understandably, when an organizational culture is being promoted, good management practices require that institutional arrangements are put in place to enable employees understand the goals of the organization and work to attain them. This may be so because employees need to acquire the shared values and attitudes essential for the achievement of the desired goals of the organization which helps to create a good corporate image. University of Ghana http://ugspace.ug.edu.gh 2 Fundamentally, the task of providing the appropriate culture for an organization has been the core responsibility of management. Several institutional mechanisms are often adopted to create and transmit the desired culture to employees to ensure organizational efficiency and effectiveness. When the goal is transforming the culture of their organizations, a key organizational driver or modern tool which has been used by corporate management has been to adopt Code of Conduct or Business Ethics benchmarking. (Mary Whaley, 2007). Establishing the appropriate framework for organizational culture requires that the elements and principles must go through consultations and formal approval process to ensure general acceptability and applicability to meet the expected standards of attitudes and conduct required within the organization (Asare-Bediako, 2002) Thus, like all organizations, the Ghana Civil Service requires a positive work culture is essential for ensuring productivity consciousness, organizational efficiency and good corporate image. For this to be successfully promoted then, good management practices and employees orientation must be seen as a ‗sine qua non‘ and indispensable within the Civil Service. Historically, the Civil Service has evolved work culture and professional ethics which traditionally have been identified with it over the years. These include the principles of objectivity, integrity, meritocracy, confidentiality, anonymity, political neutrality and permanence. As a carry-over from the Colonial Civil Service, the cultural temperament inherited by post-colonial Civil Service predominantly was guided by the principle of ―Command and Control.‖ The phrase ‗your obedient servant‘ aptly conveys this temperament of the old order. The Service structure had the semblance of military regimentation and characterized by ―order from above‖ with directives issuing from a superior officer, ―the boss‖ to the ―subordinate‖ who carried out orders with enthusiasm and/or without question. University of Ghana http://ugspace.ug.edu.gh 3 Though this long cherished organizational culture of the Civil Service appears to have declined today, sections of the public feel reprehensible and opprobrious about the poor image and identity of the Civil Service which has attracted various criticisms. Clients who come into business contacts with Civil Servants often come face to face with attitudes and conduct they consider contemptuous, disrespectful and frustrating. Complaints about the Public Service range from inflexibility, sluggishness and long delays, insensitivity and lack of courtesy. It appears then that until the recent Civil Service reforms with the introduction of the new Civil Service of Code of Conduct, the old ways of doing business largely held sway over much of the Civil Service business practices. Before the reforms, a largely conservative crop of leadership which existed was hierarchically structured and determined the character of business processes and frontline services of the Civil Service. Also the philosophical underpinning of the ‗colonial mind‘ was loyal service to the British imperial government (the colonial master). In line with this, the General Orders and Administrative Instructions and other institutional structures of the Service were established to govern the Ghana Civil Service. This meant that the administrative structure of the colonial master designed for exploitation and expropriation of the resources of pre independent Ghana remained largely intact, albeit, a facade. Over the years, the Civil Service had gone through several legal and institutional reforms either to consolidate long held ethical and attitudinal traditions or intend to modernize and transform the structural and administrative processes of the service. In recent years, major reform initiatives aimed at re-engineering the Public Service of Ghana in general commenced with the passage of the Civil Service Law, 1993 (PNDCL 327). Thereafter, the National Institutional Renewal Programme (NIRP) was established in the 1990s. This culminated in the preparation of a new strategic document which prescribed a major University of Ghana http://ugspace.ug.edu.gh 4 direction and agenda for the socio-economic transformation of Ghana – the ―Vision 2020‖ Development Agenda. The ―Vision 2020‖ itself was adopted by government in 1995 as a national strategic programme. The document defined the developmental path the nation would embark on for the next twenty years, beginning in year 2000. The ultimate goal envisioned in the ―Vision 2020‖ policy document was that Ghana should attain the ―Middle Income‖ status of development by the year 2020. The First Step (the preparatory phase) of the said ―Vision 2020‖ lasted from 1996 to 2000. The Civil Service was expected to drive the new state-led transformation process and the need for it to acquire a new character and psyche of its own became apparent. Consequently, Government decided to undertake specific institutional and administrative reforms as a pre-requisite for strengthening its own bureaucracy to enable it spearhead the new development agenda of the country. The Service reforms were intended improve its performance with the ultimate goal of making it efficient to be able to drive the nation‘s development agenda. Creating a professionally oriented ethically sensitive Civil Service with the appropriate work culture, was a positive way government thought it could help create a good image for the entire Civil Service. Within the general framework of the Public Sector in Ghana then, the Office of the Head of Civil Service (OHCS) is not only the Central Agency responsible for the formulation and implementation of policies for institutional reforms and organizational development, but also responsible for broad strategic human resource development and management policies for the entire Service. This responsibility which is stated in its Organizational Manual says that ‗it exists to promote dynamic leadership, manage human resources and promote organizational development … in a manner consistent with best management practices and good governance.‖ (OHCS, 2002:5) University of Ghana http://ugspace.ug.edu.gh 5 Government business requires that the Civil Service exudes a work culture which must make the Public Service delivery effective and efficient. The attitudes and conduct of Civil Servants must demonstrate considerable level of professionalism, satisfy the needs of customers and clients and create a positive image of government. The Service must ensure that it has what may appropriately be called the ―right performance mindset‖. (AAPAM, 2010:14) The understanding is that it is not sufficient for Civil Servants to will efficiency and effectiveness. They must strive to acquire the right competencies by way of knowledge, attitudes and skills and be motivated to translate these competencies into achieving the vision and mandate of the Service. In its bid to design a new organizational culture for the Ghana Civil Service, the new policy reform was anchored upon a gradual introduction of market orientation, customer- centered services, effective and efficient services, results oriented performance as key components. To ensure the development of Civil Service organizations, committed to new and more effective work culture, top management of the Ministries, Departments and Agencies (MDAs) were required to develop Sector Medium Term Development Plans (SMTDP). In this regard, a new national planning template that would guide MDAs in the preparation of their Plans was developed by the National Development Planning Commission (NDPC) in accordance with the National Development Planning (System) Act 480. Some features of the SMTDPs were the formulation and adoption of sector by sector corporate Vision, Mission Statement, Goals and Strategies together with sector- specific Core Values which should guide the conduct and behavior of all employees and workers of each organization. As part of the Service-wide reforms, MDAs were mandated to establish a Client Services Unit in line with official directives. Ultimately in 1997, the annual Performance Agreement mechanism as a management tool for setting annual University of Ghana http://ugspace.ug.edu.gh 6 performance targets as the basis for evaluating institutional performance was introduced for the leadership of MDAs. This new mechanism was designed for ensuring public sector accountability, efficiency and transparency. As a policy all Chief Directors and line Directors of MDAs, as well as Regional and Co-cordinating Directors of the Metropolitan, Municipal and District Assemblies (MMDAs) were to undergo yearly evaluation of their performance. A minimum score of 70% performance standard was established for the annual appraisal exercise. Thus any top level manager of the Civil Service who obtained scores below or above the minimum would be liable for the appropriate rewards or sanctions, as the case may be. A new Staff Performance Appraisal instrument was also introduced whereby individual targets were to be set for employees in line with the goals of the organization. This instrument also had in-built mechanisms for rewards and sanctions. Subordinates were to be appraised periodically, by their supervisors, usually, at the end of the year and the employees. This would also help identify the performance gaps and training needs of each employee. An efficient Civil Service depends on the quality of its employees. Ensuring a professionally oriented organization capable of providing dependable and satisfactory executive and administrative services to support government policies and programs would thus be a great asset for attaining Ghana‘s Vision 2020. In this direction a further attempt to further grow the new organizational culture for the Service, saw the introduction of a new Code of Conduct/Work Ethics policy for the Ghana Civil Service in 1999 by the OHCS. This was in step with attempts to transform the Service into a market-oriented ―mind-set‖ in line with its Corporate Vision of becoming a customer oriented organization providing excellent services to the benefit of the government and people in a manner consistent with best management practices and good governance. (OHCS, 2005) University of Ghana http://ugspace.ug.edu.gh 7 1.2 Study Area Altogether 24 Ministries within which the research was conducted were in existence at the time of the study between the period of October 2012 and April 2013. The Accra Metropolitan Authority area in the Greater Accra Region of Ghana constitutes the Study Area because all the organizations under study are located there. Specifically, virtually all the 24 Ministries and the other three ministerial organizations included in the study are found in the enclave commonly referred to as the Ministries Area. The 3 organizations were selected purposively and belong to a group of Civil Service organizations known as the Office of Government Machinery (OGM). They include the Office of the Head of the Civil Service (OHCS) the Public Sector Reforms secretariat (PSR) and the Public Services Commission (PSC). 1.2 THE NEW CODE OF CONDUCT AND WORK ETHICS POLICY. The new policy prescribes reviewed standards of conduct and work ethics for Civil Servants. They may be classified as the aspiration or long-term goal and the objectives or short-to-medium-term goals. These are encrypted in PART I of the Code of Conduct policy document. 1.2.1 Policy Aspiration (Long-Term goal) ―The Ghana Vision 2020 envisages a Public Administration System (PAS) which is driven by a market oriented, liberalized economy, operating in an environment of good governance. This expectation of the role of the PAS, calls for a Civil Service which is customer sensitive and responsive to its social obligations.‖ (OHCS, 1999:3) University of Ghana http://ugspace.ug.edu.gh 8 1.2.2 Policy Objectives (Short-To-Medium-Term goals) In the short-to-medium term however, the five (5) objectives of the policy are that: 1. The culture/psyche of Civil Servants should conform to the Code of Conduct/Work Ethics which specifies the norms and standards of behavior and attitudes governing themselves and their employer, clients and the public. 2. The standards and norms of behavior should become a framework for promoting good governance and image of the Civil Service. 3. These rules reflect the human rights of the worker, local and international labour regulations, as well as the culture of the people of Ghana and the working environment of the Ghanaian Civil Servant. 4. The Code of Conduct is the primary guide to Civil Servants in their normal relationships and dealings with stakeholders. (i.e. the yardstick for measuring conduct) 5. Appropriate administration sanctions should be applied where a Civil Servant‘s conduct is found to be inconsistent with the Code. (OHCS, 1999) From the above objectives of the policy, it may be observed that four key issues stand out. In the first place, the new policy has established appropriate norms, values and standards of conduct as the new work culture which would guide daily interactions between the Civil Servant and his/her employer, clients as well as the public. Secondly, the Civil Service was to acquire the ethos of market orientation, provide customer-centered services in an effective and efficient way to achieve results oriented performance. Thirdly, the policy will serve as a new instrument to enable the leadership of the Civil Service develop the new work psyche of Civil Servants and the professional competence required in the Civil Service. Finally, as a sector-wide reform, the policy was to help transform the work University of Ghana http://ugspace.ug.edu.gh 9 environment and ultimately provide the organizational culture required for projecting the good image of the Ghana Civil Service. For over a decade, the new policy has been implemented. The top leadership of the Civil Service was charged to commit itself to ensuring its success, and they were to be held accountable. It is therefore logical to question the extent to which the approved standards and norms of behavior of the Code of Conduct/Work Ethics serve as a framework for promoting the desired professional and ethical conduct in the Civil Service? In other words, in what way have the newly prescribed business principles and ethics in the policy impacted on the Service? Have the leadership of the Civil Service succeeded in ensuring that workers observe the organizational work ethics? When confronted with unethical issues such as fraud, conflict of interest, nepotism or cronyism and corruption, how do the top management personnel conduct themselves? What considerations determine the decisions of these top officials? Do they adopt non-rational methods or rely predominantly on social networks when addressing job-related challenges? For instance, do the policy‘s principles of merit, fairness, openness and public interest serve as the basis for decision- making by the leaders or do they resort to other considerations? It is the conviction of this investigator that these issues merit empirical investigation. 1.3 STATEMENT OF THE PROBLEM As has been outlined, a new Code of Conduct/Work Ethics policy was introduced in 1999 for the Civil Service with the view to transforming to transforming the Culture of the Service. The objective of the policy, as has been examined was to provide a framework to: ―…firmly establish in the Ghana Civil Service culture/psyche, a Code of Conduct/Work University of Ghana http://ugspace.ug.edu.gh 10 Ethic for Civil Servants … appropriate norms and standards of behavior and attitudes…‖ (OHCS, 1999:3) The expected outcome of the policy was to bequeath the entire Civil Service with a healthy and productive organizational culture that would give it a new public image. It was the expectation that when the new principles and standards are fully established, the work attitudes and conduct of Civil Servants would be radically transformed and te entire Service culture would graduate into a goal-oriented, customer-focused, productivity inclined and image enhanced Civil Service. The Code mandates that: ―… each person in the Civil Service of Ghana accepts personal responsibility for developing and exhibiting a strong work ethic and affirms his or her commitment to combating negative work habit in the Civil Service of Ghana‖ (OHCS 1999:21) Undoubtedly, the new Code of Conduct/Work Ethics policy which was launched and circulated by the leadership of the Ghana Civil Service, had in it ―…provisions made for appropriate administrative sanctions to be applied where a Civil Servant‘s conduct was found to be inconsistent with the Code‖. (OHCS, 1999:3) Thorough staff orientation, mentoring, coaching and training, were required Civil Servants to acquire the knowledge- base and competencies needed to apply the new professional ethos and standards to their jobs. There was also the need for all Civil Servants to be well educated in the knowledge and capacity to make ethical decisions adequately as required by the job. As a new service–wide mechanism for improving employee conduct and poor work ethics, personnel who were in top level management of the Service charged with the implementation, were to be held accountable. In view of the high expectations people had at the beginning of the policy concerns have been expressed from several quarters about the progress of implementation, the implementers and the perceived impacts of the policy University of Ghana http://ugspace.ug.edu.gh 11 for over a decade of its introduction. Whilst some observers assert that there have been modest improvements and that time was needed for the full benefits of the projected changes to occur, others believe not much progress has been made by way of improvements. Yet still, others have the perception that nothing will change unless a shake-up that will ensure ―… a radical change in the mind-set, away from the attitude of ‗business as usual‘ especially, for those leading the change‖ (PSRS, 2012:4) In light of the dichotomy of views expressed, the pertinent question that arises is whether the appropriate structures, strategies and personnel were put in place by the implementers to ensure its success. Some critics also hold the cynical view that little has been achieved and think that the leaders who are responsible for the implementation of the Code of Conduct/Work Ethics policy do not fully understand the underlying rationale for its introduction. They conclude that it was not justifiable for the leadership of the Service to be satisfied that employees had acquired the requisite ethical knowledge but applying it was the problem ant that was why the desired results were not visible to most people. So the question this research is asking is whether any of these views represent the true picture and which of them are speculations, exaggerations or accurate? Is the ethical knowledge acquired by the implementers being translated into the requisite ethical behavior and professional conduct? Do the rules reflect the human rights of the worker, local and international labour regulations in the working environment of the Ghanaian Civil Servant? Do the managers of the policy provided good ethical leadership to serve as role models for subordinates in their organizations? It is the search for answers to questions such as these underline a sociological study of the phenomenon. The need for evidence-based explanation to the prevailing phenomenon devoid of myths, stereotypes and conjectured debates about the relevance of the new Code of Conduct/Work Ethics University of Ghana http://ugspace.ug.edu.gh 12 policy has become more pertinent now than before. The fact that the policy has been managed by leadership of the Civil Service for over a decade makes this assertion very prudent. The general objective of the study therefore derives from the need to find out from the viewpoint of top management personnel of the Service responsible for the implementation of the policy, to assess the current status of implementation, the challenges and the prospects of the policy. 1.5 RESEARCH OBJECTIVES 1.5.1 General Objectives In researching into the relevance of the new Civil Service Code of Conduct/Work Ethics policy, the general objective of the study is to provide empirical basis for understanding how it has been implemented for the past decade, how far the goals have been achieved and the challenges. 1.5.2 Specific Objectives 1. To examine the rationale for and key elements of the new Civil Service Code/Work Ethics policy; 2. To assess the relevance of the new Code of Conduct/Work Ethics to the knowledge, attitudes and perceptions of the implementers; 3. To examine the adequacy of the strategy for the successful implementation of the new policy (i.e., the extent of compliance to the required structures, systems and processes to achieve the desired policy outcomes); 4. To find out the challenges and make policy recommendations. University of Ghana http://ugspace.ug.edu.gh 13 1.6 THEORETICAL FRAMEWORK The new Code of Ethics introduced by OHCS into the Civil Service in 1999 has been viewed as a useful public sector policy initiative with the long term goal of transforming the image of the Civil Service. Its immediate impact was to provide employees new work ethics, values, attitudes and the required professionalism as part of a service-wide reform of the Ghana Civil Service. Having in mind the objectives of this research, a number of theoretical frameworks have been adopted for understanding the phenomenon. One of the paradigms considered relevant for this study is the Systems Theory. It takes its roots from ―cybernetics―, as applied to the study of organizations as social systems. Sergio Verdu (2008) has pointed out that the principle in ―cybernetics‖ is that when natural processes occur without assistance or control, they have a tendency toward a state of disorganization, or chaos. Thus, ―purposive behavior of humans in organizations … requires control mechanisms that maintain order by counteracting the natural tendency toward disorganization‖ (Verdu: 2008:51) The theory helps us to understand the need for the introduction of the Code of Conduct/Work Ethics policy as a mechanism for regulating the ethical conduct of the Ghana Civil Service. The Systems Theory helps us to first conceptualize organizations, as open systems that are made up of several sub-systems which interact to determine the overall effectiveness and efficiency. The theory provides that a system processes inputs into outputs from its internal or external environment and influence the operational efficiency of the organization. Thus the Systems Theory provides a perspective that helps University of Ghana http://ugspace.ug.edu.gh 14 us to see how the interplay of the people‘s political and social-cultural beliefs and values influence the organizational culture and work ethics of the Civil Service. Within the Ghana Civil Service, all the top level managers are perceived to be primarily Ghanaians. This is an assumption that some may challenge because most top level Civil Servants have had prolonged exposure and training in Western education and values. Another notion is that because most workers are recruited from different ethnic groups in the country, their worldviews of the Civil Service leaders and those of the employees have the disposition towards behaving in a somewhat ‗commonsensical‘ way and portrayal of the generality of Ghanaian cultural and traditional values, beliefs and social organization at the work place. In this respect, the theory alerts us about the influences which sub- cultures can have on organization either ―positively as a facilitator of effectiveness and success or negatively as a barrier to morale, motivation and performance.‖ (Asare- Bediako, 2002:257). Business Ethics of organizations are largely influenced by the existing political and socio- cultural environment, and the Ghana‘s Civil Service is no exception. In this regard, the book ―Business Management‖ published by the Institute of Chartered Accountants Ghana (ICAG, 2009) has identified ten common socio-cultural elements of the Ghanaian social environment which may influence the ethical orientations of employees, managers and leaders within Ghanaian organizations. They include: ―Belief in the benevolence of the creator; extended family system; respect for elders; stress on achievement; authoritarian political structure; hospitality and gratitude; male dominated society and a show of masculinity; society dominated by communal values; and similar attitude to time.‖ (ICAG, 2009:25). The Chart below is an adaptation from ICAG‘s publication with supplementary University of Ghana http://ugspace.ug.edu.gh 15 information. It shows in general terms, how the Ghanaian socio-cultural variables can affect work ethics of business and public sector organizations. Table on Impact of the Social Environment on Management in Ghana. MANAGERIAL FUNCTION IMPACT Organizational Structure The structure of most organizations in Ghana is centralized and hierarchical with decision-making often restricted to the top hierarchy. Organizations are bureaucratic in character, adhering to established procedures and ―traditional‖ ways of doing things. The structure reflects the Ghanaian traditional political/social structure is which often centralized in character with a lot of emphasis on seniority/age than competence as the criteria. Communal values encouraged by loyalty to the extended family system promote team spirit and cohesiveness. Leadership and Management Style Leadership and management styles in some organizations in Ghana reflect the benevolent authoritarian nature of Ghanaian traditional society. The Managers are authoritarian in their leadership style or at best they aspire to be ―boss‖ or ―chief‖: to be the one in charge or in control. They do not want to ―off-load‖ responsibility to subordinates or subscribe wholly to the concept of worker participation and direct criticism is not very common. A worker‘s annual leave as a right is rare. University of Ghana http://ugspace.ug.edu.gh 16 Time Management Time management in organizations in Ghana reflect traditional attitude to time with negative effects on management and organizations. It is expensive and ignores the money value of time. The average Ghanaian‘s gross lack of time consciousness and respect for deadlines often results in latecomers which lead to loss of time schedules even for official work. It prolongs decision-making unnecessarily in most organizations. Employees who have imbibed the Western concept of time are often in conflict with their colleagues who still stick to the ―African time‖ or the ―Ghana-Man-Time‖ (―GMT‖) Some organizations are not able to meet deadlines of customers because of poor attitude to time. It requires extra investment in resources to oblige staff to stick to time schedules. Human Relations Aspects of Ghanaian culture which promotes good human relations in organizations include hospitality, communal values and respect for authority. Others are people‘s desire to receive honour and self-esteem from other people. The tendency of some employees towards strong attachment to the extended family and ethnic group has the inherent tendency to breed nepotism, favouritism and cronyism which are some common practiced in a lot of organizations in Ghana. Enforcing a disciplinary action against certain employees may look like the twists and turns in a theatre, whilst a staff assistant who may be a mere messenger or ‗legman‘, may also be a traditional ruler or ― éminence grise…‖ (Cribbin, 1972:62) University of Ghana http://ugspace.ug.edu.gh 17 Commitment to Organizational Goals The Ghanaian worker‘s hierarchy of loyalty is initially to his primary group, next to the extended family and then to the ethnic group. He/she considers it a moral obligation ―…to share the benefits of his/her employment helping family members, home town members, church members, old school mates, ethnic group members to obtain jobs, loans, and other favours from the organization.‖ (Woode, 1986:.41-42). Employees trust, commitment and loyalty to the work group are sometimes heavily influenced by tribal and family considerations. The situation makes it difficult to obtain employee committed to the general mission and goals of the whole organization or its units. It also results in ―total disregard for the prosperity and resources of employers‖ (Woode, 1986:.45) Communication The typical Ghanaian employee subscribes to the traditional view that the elder is always right. This attitude has had some implications for the free flow of information in organizations. Employees tend to filter information going upward to the manger so that the ―boss‖ or ―chief‖ will not interpret it as criticism or a challenge. Powerful grapevines have developed as hot line, while rumours are roadrunners in most organizations. This may be due to the desire by some managers to maintain their hold on authority, status and power by keeping most vital information to themselves or their trusted cronies only. University of Ghana http://ugspace.ug.edu.gh 18 Progression of Women and Gender The Ghanaian society is influenced by high masculine values. This tends to restrict the mobility of women in the organizational hierarchy. Ambitious women who work it to the top are viewed with suspicion. Women who make it to the ―top‖ tend to be highly assertive and ―bossy‖ as a means of neutralizing the male attitudes. Human Resource Management In some organizations in Ghana, interviews are mere formalities and ethnic group, family ties or how well one gets ―connected‖ play a significant role in recruitment and placement of workers. Further, family and ethnic ties also influence the selection of employees for transfers, promotions, travels, training and other benefits within the organization. Communal values common with Ghanaians could make it easier to introduce participatory management schemes such as quality circles, autonomous work groups or productivity teams. Perceptions about Government Service/ Employment The concept of ‗Aban adwuma‘ aptly expresses the attitude of many Ghanaians to work in government services where some believe that one needs not exert or commit oneself when one does not know the governing owners the job or employment. Obtaining employee commitment, dedication, honesty and loyalty to the state agency has become a big challenge for state institutions, Loans or credits administered by government agencies are perceived to be a political handshake or pro-bono reward for voting for the government. (Source: Adapted from ICAG, 2009:27-28) University of Ghana http://ugspace.ug.edu.gh 19 These socio-cultural variables discussed may indeed have far reaching influence on the values that determine the ethical conduct of managers and employees in Ghana. We have reviewed them because their relevance as important socio-cultural variables for the management of organizational ethics in the Ghana Civil Service will be of interest to this research. Systems theorists again propose that organizations are social systems with their own life. They have personalities and like an organism, have individual unique characteristics and identity. Ghosh (2000) says that like organisms, social systems can be friendly or unfriendly, liberal or conservative, healthy or sick, grow or even die. Culture is said to be the norms of common values and attitudes that characterize or bind members of a group together. Consequently, when certain processes become routinized in the organization its character and pattern of behavior become self-evident as an identity of its own in much the same way as organizations may be identified with the brand name of goods and services they produce. (Ghosh, 2000) A number of authors such as Cribbin, (1972), have theorized that power is unequally distributed through every organization and it is proper to see the Civil Service as one such a system. Cribbin says that since people who occupy key positions of organizations find themselves in role sets, they must discover who casts the long shadows in the institution and who has the clout, and that ―…the manager-leader must identify power figures for the reason that they are in a position to augment or negate the leader‘s efforts to work effectively‖. (Cribbin, 1972:62). When viewed through the Systems Theory the assertion provides this study with a theoretical framework for understanding the extent to which the political leadership influences the ethical conduct of top level management which in turn University of Ghana http://ugspace.ug.edu.gh 20 determines the ethical environment of the Civil Service in general. Cribbin further argues that when a political apparatus is omnipotent, and deviations by top men from the party line are ruthlessly dealt with; where criticism is not allowed, at least openly; where planning and policy are formulated by powerful bureaucracies, the leader-manger‘s behavior will necessarily be different significantly from that expected and demanded in organizations with democratic work environments. (Cribbin, 1972:54) Hence as this research proposes, the ethical conduct of management (i.e. what they do right or fail to do right) may largely determine the success or failure of any ethics management strategy and certainly the new Work Ethics policy. The Systems theory suggests that most large organizations, such as the Civil Service, have both dominant culture and numerous sub-cultures. The theory asserts that the cultural system may be a liability or an asset depending on whether it will promote organizational effectiveness or one that defeats or frustrates the achievement of organizations goals. In the real sense, since the ethos, values and norms are the elements of an organization‘s culture, the dominant culture is expressed by the core values that are shared by the employees of the organization. The organization‘s sub-culture includes those core values and beliefs that guide day-to-day actions and behaviors within the work group of the employee and the individual‘s personal convictions within the unit. Authors Ferrell, Fraedrich and Ferrell (2000) have indicated that: ―When employees think they know the right course of action in a situation, yet their work group or company promotes or requires unethical decisions, interpersonal conflict will ensue. Often, when these employees follow their own values and beliefs and refuse to participate in corporate misconduct, whistle- blowing may occur.‖ Fraedrich and Ferrell (2000;162) Especially, when employees ―feel left out,‖ the condition for ‗whistle blower‘ is then created as employees rationalize that if University of Ghana http://ugspace.ug.edu.gh 21 they cannot discuss with their coworkers or superiors about what they are doing or what should be done, then the only other option is to find an avenue outside the organization for help. (Ferrell, Fraedrich and Ferrell, 2000). So how does top level management of the Service ensures that the value systems governing the sub-systems are in sync with and do not work to frustrate the success of the new policy? As a complement to the above perspective, ‗ethics benchmarking‘ is also considered relevant to this research. This proposition is made by Mary Whaley (2007). The rationale here is that there are functional areas within the organizations where ethical issues are a priority. This is so because at certain levels of the organization when professional and corporate ethical standards are violated through unethical conduct, such violations tend to hurt the organization most. Hence ‗ethics benchmarking‘ or prioritizing ethics is critical at such levels of the organization. This research asserts that reputation analysis is crucial at the senior and top management level because when the professionalism of the Civil Service is being assessed, people tend to conclude that the good ethical conduct managerial leadership is fundamental. One of the goals of the new Code of Ethics policy is to provide new core values for the Civil Service. Yet was alluded to earlier, perceptions still run that the Civil Service is yet to achieve maximum success in the implementation of the new Code of Ethics. In the view of this investigator, the leadership of Civil Service organizations is required to provide the right mind with ‗ethics benchmarking‘ as an indicator to achieving the required ethical character of personnel of the Service. Thus this work considers as a useful and indispensable management tool the views of Whaley for examining the implementation of the Civil Service Code of Ethics. Whaley‘s propositions on ‗ethics benchmarking‘ analysis University of Ghana http://ugspace.ug.edu.gh 22 would thus be a useful tool to measure the specific variables of unethical activity and how leaders and managers work to achieve the goals of the new policy initiative of the Civil Service. The theory of ‗ethics benchmarking‘ would also be relevant for understanding the recommendations of this research and the way forward for the Civil Service organization. Another theoretical framework relevant to this study is the contemporary theories of human resource management (HRM). Within the context of this research, modern HRM theories postulate new ways managers of modern organizations should perceive their employees. One such theory asserts that employees of organizations are viewed as ‗stakeholders‘ and that management must consider sharing the Corporate Vision of the enterprise with employees as ―partners‖ for success of the business. To this end, employees are to be viewed no longer as ―wage labour‖ or ―cost center‖ that has to be managed, but as partners. The new HRM dictum is that, unlike other material inputs of the organization, workers are human capital, and the most valued of the assets of the organization. Hence employees are no longer to be perceived as the company‘s ―manpower‖ to be managed, as done in the past, through the ―command and control‖ structures of the organization. In this regards the strict application of the classical views of McGregor‘s Theory ―X‖ or ―Y‖ or ―Taylorism‖ have also been eroded with the emergence of ‗people management‘ approaches advocated by modern HRM principles. The new management perspective in HRM is thus: ―All roads lead to people.‖ (Ghosh, 2000:19). These ‗human centered‘ HRM perspectives for modern organizations are considered relevant frameworks for this study. The point being made is that until the Civil Service management begins to view employees as ‗assets‘ ‗partners‘ and ‗stakeholders‘ the practical results of success in efforts at transforming the Civil Service work culture begin to manifest more rapidly. University of Ghana http://ugspace.ug.edu.gh 23 The relevant issue that needs to be addressed is whether management of top level management of the ministerial organizations employ modern management principles which require the adoption of innovative and integrative methods as ‗empowering,‘ and ‗mainstreaming‘ workers to enhance ‗ownership‘ to correspond with the introduction of the new Code of Ethics policy for the Civil Service? The choice of ethics management programme by the leadership is equally of interest to this study. As a sociological study, these paradigms would serve as relevant guide for data analysis and the conclusions. The relevant theoretical perspectives we have navigated so far include the Systems Theory, the dominant culture-cum-sub-culture variables, the nuances of ethics management and ―ethics benchmarking‖ and modern HRM approaches. The relevance of these theoretical perspectives notwithstanding, they have their theoretical, methodological and substantive criticisms and limitations. Notwithstanding the various lapses, the theories are considered suitable tools that would provide the perspectives for this study. 1.7 HYPOTHESES Two hypotheses were tested relating to the second and third objectives of this study. Both have been stated in the report in the ‗NOT‘ or negative form as Null Hypothesis (Ho) The first hypothesis relates directly to the second objective of the study which is to which is to assess the relevance of the new Code of Conduct and Work Ethics to the knowledge, attitude and perceptions of the implementers. Hypothesis I: That top level managers of the Civil Service do NOT have a low level perception of the Civil Service Code of Conduct/Work Ethics policy. University of Ghana http://ugspace.ug.edu.gh 24 This is a non-directional (two-tailed) hypothesis which measures the level of perception (whether low or high) leaders have about the policy. The second hypothesis relates to the third objective of the study which requires an examination of the adequacy of the strategy adopted by the implementers of the policy achieve the goals (objectives) of the policy. Here, we measure the relationship between the strategy adopted by the Chief Directors (dependent variable) and the HRM strategy approved by the OHCS (Independent variable) for the implementation of the new policy as: Hypothesis II: That there is NO significant difference between the strategy adopted by the Chief Directors and the OHCS Human Resource Management strategy for implementation of the Code of Conduct/Work Ethics policy. 1.8 DEFINITION OF CONCEPTS Within the context of this work, the various concepts and terms used need to be defined and well understood in order to provide clear and unambiguous meaning, as follows: A. The Guiding Principles of the Code of Conduct include: a) Selflessness: Civil Servants should take decisions solely in terms of the public interest. They should not do so in order to gain financial or other material benefits for themselves, their family or their friends. b) Integrity: Civil Servants should not place themselves under any financial or other obligation to any individuals or organizations that might influence them in the performance of their official duties, including awarding of contracts, etc. c) Justice and Fairness: University of Ghana http://ugspace.ug.edu.gh 25 In carrying out public business including making public appointments, awarding of contracts, recommending individuals for rewards and benefits Civil Servants should make choices based solely on merit. d) Accountability: Civil servants shall be responsible to both the Government (the employer) and the public (customers) for their decisions and actions, and must submit themselves to whatever scrutiny is appropriate to their office. e) Transparency: Civil servants should be as open as possible about all the decisions and actions that they take. They should give reasons for their decisions and restrict access to information only when the wider public interest clearly demands that the information should not be released. f) Leadership: Civil Servants should strive to excel in all their endeavours to be an exampl1 to others and encourage others to follow their footsteps. B. Basic Tenets of the Professional Work Ethics: Individual Responsibility: Each employee of the Civil Service accepts personal responsibility for developing and exhibiting a strong work ethic and affirms his or her commitment to combating negative work habits. (OHCS, 1999) Hence any person working in the Civil Service of Ghana is committed to: 1) Reporting for duty punctually and in good time before work begins: Workers should avoid habitual lateness to work and meetings, irregular attendance, taking more than the average number of sick days/casual leave; and using the weather, poor transportation and domestic problems as excuses for lateness and irregular attendance. 2) Devoting, during working hours, full time and attention to the business of the organization: No employee should sleep on the job during scheduled working hours, be at work but doing no work, deliberately and unduly slow in University of Ghana http://ugspace.ug.edu.gh 26 carrying out an activity or assignment (go-slow; work-to-rule), use or exaggerate sickness to avoid duty or work, let time pass without doing anything useful or constructive, trade, sell or transact private financial business on the premises of the organization, engage in long private conversation with colleagues, receive and entertain social visits, bring babies and children to office, perform unofficial duties or activities during office hours, read newspapers and work lotto numbers, get drunk on the job and/or be under the influence of narcotic drugs. eat in the office during official working hours, and keep the radio loud as to disturb concentration. 3) Guarding against absenting himself or herself from work without permission or reasonable excuse: It is not permissible to be persistently leaving work early, not returning promptly to work after meal breaks and approved leave, vacating post and failing to inform competent authority when leaving station, and non-opening of service counters in time and leaving counters unmanned. 4) Following and obeying lawful, legitimate or reasonable definite instructions, and complying with laid down procedures relating to one‟s work: No employee is allowed to engage in sabotaging the efforts of colleagues, organization and Government as employer, talking about the stress level of daily work, and using this as an excuse for not working, engaging in the unproductive comparison of better conditions elsewhere and using this as an excuse for not working. 5) Responding to legitimate requests and demands of members of the public with urgency, promptness and timeliness: It is unacceptable for a worker to demand or accept gifts of any kind before rendering service, show disregard for University of Ghana http://ugspace.ug.edu.gh 27 deadlines, action steps and target dates, use delay tactics and red-tapeism as an excuse for non-responsiveness, being unfriendly, rude and discourteous to members of the public and not returning phone calls promptly. 6) Seeing a task through and having a sense of pride in accomplishing assignments every time: Putting off to tomorrow what can be done today and now, conducting business and delivering services poorly and ineffectively, always hoping for miracles and ―manna‖ to fall from heaven, constitute unapproved conduct of employees. 7) Undertaking tasks in ways that contribute effectively to achieving the goals of the organization: No employee shall engage in lackadaisical and display an ―I don‘t care‖ attitude, without sense of urgency, gain the reputation of one who cannot be ―counted‖ by the organization, refuse to rise to the occasion, and intentionally neglecting to do one‘s duty. 8) Individual Responsibility: Any person working in the Civil Service of Ghana is obliged to be personally committed to the chosen profession. Each person in the Civil Service of Ghana is expected to accept personal responsibility for developing and exhibiting a strong work ethics and affirms commitment to combating all negative work habits. 9) Organizational Culture: The organizational culture is the formal and approved way of life exhibited by workers as expected and enforced by an organization. (Asare-Bediako, 2000). It involves the learning, transmission and acquisition of work-related attitudes, knowledge, beliefs, values and norms that constitute the way of life or established formal behavior pattern of workers over time. The culture is the obvious and implied rules prescribing for the workers ways in which they should behave and treat customers. An University of Ghana http://ugspace.ug.edu.gh 28 organization‘s culture is its ―personality" by which the public knows and identifies it. 10) Code of Conduct: The concept of Code of Conduct as used in this study conveys the same meaning as Code of Ethics, Business Ethics, Professional Ethics, and Business Code. In the context of this research ‗Code of Conduct‘ conveys the same meaning as CONDUCT is used in the ‗Code of Conduct for the Ghana Civil Service‘ document which says: ‗CONDUCT is behavior, attitudes and character exhibited by anyone within and outside the working environment. The standards of conduct generally required of any member of the Civil Service would be: Leadership, Selflessness, Competence, Integrity, Impartiality, Fairness and Honesty in matters affecting work and status in society‘ (OHCS, 1999:5) 11) Misconduct (or non-compliance): Misconduct in this research has the same connotation in the Code of Conduct document as defined in Section 76 of the Civil Service Law 1993 (PNDCL 327) as: ―Any act done by a Civil Servant without reasonable cause: which amounts to a failure to perform in a proper manner any duty imposed on him; or which contravenes any enactment relating to the Civil Service; or which is otherwise prejudicial to the efficient conduct of the functions of the Civil Service; or which tends to bring the Civil Service into disrepute; constitutes misconduct‖. (Section 76 of the Civil Service Law 1993 (PNDCL 327) 12) Performance Management System: A Performance Management System involves an institutionalized structure of rewards system for employees of an organization based on the setting of performance targets through performance agreements/annual performance appraisals, customer-based service delivery, as University of Ghana http://ugspace.ug.edu.gh 29 well as business practice and procedures based on the principles of competition, impartiality, fair play, justice and human dignity. The MDAs were to introduce such business-oriented norms including the democratic values of transparency and accountability for compliance by management and workers at all levels of the Civil Service. 13) Benchmarking: Benchmarking is a management tool used worldwide in business and government organizations to improve performance outcomes. For key officials benchmarking helps them learn best practices, seek the commitment to goals by internal and external stakeholders and satisfy compliance accountabilities of the enterprise. 1.9 SIGNIFICANCE OF THE STUDY 1. The study is significant in that it draws attention to key responsibilities of top leadership of the Civil Service who are charged with ensuring the success of the new Code of Conduct/Work Ethics policy for which they are to be held accountable. 2. It has revealed how certain underlying factors contribute to gaps in policy implementation and that in a work environment which requires the adoption of principles of objectivity and meritocracy, by the leadership their use of largely subjective mechanisms has resulted in mediocrity in performance. 3. The study has provided some in-depth understanding of why the Code of Conduct/Work Ethics policy has not successfully transformed the conduct and behavior of most Civil Servants. 4. It has been shown that though the policy is a good mechanism for enhancing performance in the Service, the Civil Service, it falls short of being the yardstick or framework for the professionalization, ensuring good governance and projecting the good University of Ghana http://ugspace.ug.edu.gh 30 image of the Civil Service. 5. Finally this work has made some recommendations for improving implementation and using the Code of Conduct/Work Ethics as the viable standard for conducting official business, enhancing professionalism and achievement of the goals of the policy. 1.10 CHAPTER ORGANIZATION The study has been presented in five (5) chapters. Chapter One - the general introduction - presents the problem, the objectives of the study, theoretical perspectives, the relevant hypotheses to be tested and the key concepts and concludes with the relevance of the study. Chapter Two is the outline of relevant literature which was reviewed in order to provide insight for the study, Chapter Three outlines the research method involving the field work and outlining the analytical tools for the research work and some field problems and how they were handled. The field data has been presented, analysed and the discussion of findings in Chapter Four. Finally, concluding the report is Chapter Five, which carries the summary and conclusions drawn, policy recommendations and future research. University of Ghana http://ugspace.ug.edu.gh 31 CHAPTER TWO 2.0 LITERATURE REVIEW In the review of literature, a number of works on business ethics and organizational culture in both public administration and private businesses are discussed with the view to providing lessons for the present research. According to available empirical studies modern business organizations are showing growing interest in Codes of Conduct and Business Ethics as the appropriate mechanisms for modernizing their businesses and the Ghana Civil Service is not an exception. 2.1 Initiatives for Appropriate Conduct/Work Ethics for Ghana Civil Service Since the attainment of political independence in 1957, the search for a Civil Service with an efficient bureaucracy and public administrative machinery endowed with appropriate organizational culture to deliver on its constitutional mandate and corporate goals has been pursued. To this end, several administrative and institutional reforms have been undertaken. In spite of modest achievements chalked by these reforms Ghana, like most other African countries, was adjudged by a World Bank evaluation report in the 1980s to have a weak capacity in the design and implementation of national development programmes. (Okoh & Lindsey, et al.1974) Despite its desire to ensure professional values such as effectiveness, probity, integrity and objectivity, the Civil Service continues to project negative images that tend to diminish its status and trust among members of the public. Civil Servants are perceived generally and often reported on by the media as corrupt, showing little commitment to their duties, lazy and largely exhibiting unprofessional attitude in their dealings with clients. University of Ghana http://ugspace.ug.edu.gh 32 A number of far reaching initiatives worth reviewing at this juncture, were made to reform the Civil Service as mechanisms for arresting deterioration and give the Service fresh charter. Some of these are contained in the Reports of Lidbury, Mills-Odoi Commission on the Structure and Remuneration (1967), Okoh Commission on the Structure and Procedures of the Civil Service (1974), etc. In 1989, a massive British government Overseas Development Agency (ODA) - sponsored Civil Service Reform Programme (CSRP) was launched. In 1995 the Civil service performance Improvement Programme (CSPIP) was also launched. All these reforms were aimed at addressing some of the bottlenecks in the Civil Service. The key areas were: Control of the Size of the Civil Service; Pay and Grading; Organization and management reform; the Management of Retrenchment; and Training (Ayee, 2001:2). These reform measures did not appear to achieve much success for the following reasons: Primarily, the failure of the implementation of the reforms was partly due to the lack of leadership and commitment to the reforms by both politicians and Civil Servants (Ayee, 2001:5); System-wide problems that were not adequately addressed; Insufficient budgetary allocation; Failure on the part of the reforms to address the problems of poor conditions of service, poor motivation and low morale among Civil Servants; Donors and consultants took the center stage in the reforms and copious reports are not implemented; and Political instability (Ayee, 1993). It has been pointed out that ―in Ghana and other African countries, public policies and programmes have failed to achieve their objectives largely because the saints political leadership and top echelon bureaucrats) are few, the demons (hostile and apathetic groups) are many the wizards (policy analysts) are inappropriate and the systems are complex and the organizations are weak‖ (Ayee, 2000:1). University of Ghana http://ugspace.ug.edu.gh 33 In recent years, though, the OHCS in collaboration with Ministry of Public Sector Reforms (MPSR) has embarked upon to improve and reform the service to enable it to deliver the country‘s governance and development agenda. Some of the initiatives include the following: Review of skills mix in the Civil Service with the view to ensuring optimal staffing using approved organizational structure of MDAs; Re-centralization of training, recruitment, promotion and related budgets to ensure equity, transparency and a uniform standard. It is not sufficient merely to place existing staff into new positions without any re-tooling to make them effective in those positions; Accelerated Training Programme for the Leadership of the Ghana Civil Service to ensure and sustain continuous education to keep up with new developments (OHCS, 2007); Service delivery standards and improvements to facilitate timely delivery of services in a transparent and customer focused manner and to consult their customers and stakeholders on regular basis to get feedback on how to improve their services; Pay and pensions system review to make service attractive. One other report of an in-depth analysis of past administrative reforms by governments to create a positive image of the Ghana Civil Service that was reviewed is the ‗Report By Evaluation Panel On The Performance Agreement Of Chief Directors.‘ (OHCS, 1998) According to report most of the reform initiatives have failed to achieve the desired impact. It further offered a four reasons for the failure as: Inadequate political and managerial commitment to sustain the reforms; the reforms lacking proper programme implementation and especially; weak evaluation of feedback action; and that not much was learned and applied from the preceding reforms to ensure sustainability of the gains chalked. (OHCS, 1998:3) University of Ghana http://ugspace.ug.edu.gh 34 The conclusion drawn by the report of another in-depth study of the Civil Service Reforms which have been implemented in previous years up to 1995, suggests that the reforms were predominantly concerned with the structure of the Civil Service, decentralization, as well as compensation and remuneration. (OHCS, 1998:2) Rather than improving it, the report alluded to the fact that ―much of the reform initiatives failed to address the persistent negative culture of the Service.‖ Indeed additional observations made by the report about the subsequent Performance Appraisal of Chief Directors in 1999 stated that: ―…the reforms in Ghana could be said to have been motivated by the ‗annoyance principle‘ of the three stages of evolution of state types and their corresponding capacity building requirements‖ (OHCS, 1998:4) 2.2 Concerns About Work Ethics in the Public Service in Ghana Notwithstanding these and other service-wide reform initiatives, a writer on business ethics, (S.N. Woode, 1986 and S.N. Woode, 2005) has made a number of assertions about the poor work culture of the leadership of the Ghana Civil Service when he asserts that though the object of Public Administration was to provide services that go to improve the life of society, the conduct of Ghana‘s Public Administration was characterized by what he calls nine ―deficiencies‖ or ―wrongs.‖ They are: ―…a displaced sense of purpose, an urban bias, an elite mentality, nepotism, distrust, paternalism, centralization, and disregard for time, and an absence of organizational loyalty‖. (Woode, 1986:34) Woode also underscored the fact that rather than address such ―deficiencies‖ of poor work ethics in the Public Service, they were ―accepted and often spoken of as the normal way of doing things.‖ (ibid.) The writer therefore questioned the justifications for the establishment of Public Services which he refers to as ―self-serving.‖ He therefore raised four core managerial and ethical issues with wider theoretical implications for Public University of Ghana http://ugspace.ug.edu.gh 35 Administration in Ghana. They include: 1. Whether public servants should pursue their privileges and perquisites of office at the expense of the responsibility and obligation to seek and protect the public interest; 2. Whether Public Administration could be described as equitable when there was widespread social inequity and injustice in one area of the country whilst others have seen rapid development; 3. Whether there could be a more moral administration which could conduct business and deliver services to people humanely, equitably and fairly; and 4. Whether it was right for public servants to devote official hours to their private business or if it was fair to the public for one to take up a full-time job which demands an eight hour day and work only 4 or 6 hours? The last two points 3 and 4, he stated, relate to the need for public servants to perform their duties with commitment to a high sense of professional ethics. (Woode, 1986:46) Though these observations by Woode (1986) were the ―wrongs‖ of Public Administration in general, they are of interest to this research as they seem to draw attention to our understanding of the poor ethical character and work ethics of some top level Management personnel of the Ghana Civil Service today. Thus relevant questions this research wishes to pose are: What has changed nearly 20 years after Woode (1986) had made those observations? Besides, why is this study bothered with perceived widespread ethical misconduct in the Civil Service today, 10 years after the Code of Ethics was introduced? Consequently, a concern of the present study is to find out what those who should do something about the ‗deficiencies‘- the senior and top level management personnel - are doing in addressing the current ‗wrongs or ‗deficiencies.‘ Furthermore, considering the University of Ghana http://ugspace.ug.edu.gh 36 measures currently being used by the Civil Service to implement the new Code of Conduct/Work Ethics policy was launched, it is legitimate to ask whether it is possible for the leadership of the Service to really transform the poor work ethics of the Civil Service? The ensuing discussions focus on some perceptions of ethics management practices by organizational leadership. 2.3 Business Organizations Codes and Ethics - Do Leaders Always Practice What They Preach – The Myths and Reality. i. Preaching or Practices Relevant literature on the issue of ethical leadership provides insights into the extent to which organizational leadership can go to leverage poor culture and image of their organizations. Whereas some point to impressive success stories, others are also describe disappointments by some organizations implementing ethics policies. Nevertheless, a lot more suggest that the challenges associated with management‘s attempts at addressing poor work attitudes and transforming undesirable organizational culture through the implementation of otherwise good ethical policies for their organizations has not been always smooth. (Carter, 2000) In his contributions, the writer pointed out very forcefully that not all organizations practice what they believed in. In a survey conducted in Ghana by an accounting and consulting firm KPMG LLP and published in the Industry Week Magazine, of June 1, 2000, it was observed that most companies which preach ethics do not really practice what they claim to stand for. The report states five most common unethical infractions as: ―…sexual harassment, employment discrimination, deceptive sales practices, breach of the environment and unsafe working conditions‖. According to the report about 61% of those surveyed said they did not think their company would discipline individuals who were guilty of an University of Ghana http://ugspace.ug.edu.gh 37 ethical infraction. Nearly as many as 55% said their Chief Executive Officer (CEO) was unapproachable if an employee needed to deliver ‗bad‘ news.‖ (KPMG LLP, June 1, 2000:15-18) The political history of Ghana shows that the 1969 Constitution stated rules of conduct for any person seeking to hold public office. This was justified on the grounds that the non- existence of a recognized Code of Conduct for public officers, especially non-career public officers in the past Convention Peoples‘ Party (CPP) regime in particular, ―led to abuse of office for personal gain or using public office to personal advantage.‖ (Woode, 1988:2) As a result of this deficiency, the Jiagge Commission (1969) recommended that ―a code of behavior similar to the General Orders applicable to Civil Servants be drawn up for the guidance of persons in public life.‖ (Jiagge Report, 1969, 237-238) However, notwithstanding the hand-side of history which they had, the men and women who held positions of trust and honour under the 1969 Constitution showed little respect for the provisions which mandates the declaration of assets and liabilities. It became apparent at the Taylor Assets Committee when ―it came to light that some members of cabinet had by January 1972, when the constitution was suspended as a result of the military coup d‘etat of 13th January 1972, not declared their assets and liabilities to the President, as required by the 1969 Constitution. Some did declare, but not everything.‖ (Woode, 1988:5) These reports go to affirm the views by Carter which suggest that while it may always be desirable, attempts at addressing poor work attitudes or implementing otherwise good ethical policies for their organizations is challenging and has not been always smooth. (Carter, 2000) University of Ghana http://ugspace.ug.edu.gh 38 ii. TheMyths and Reality Literature on the myths that leaders have about business codes of conduct and work ethics abound and we wish to review a few relevant ones. Some of these myths may arise from general confusion in the minds of managers about the notion of ethics. Other myths may also arise from narrow or simplistic views of ethical dilemmas. In theory, how managers of organizational culture handle Codes of Ethics at the workplace and what they can do to better manage ethics in the workplace may differ in space and time. Wong and Beckman in the Journal of Business Ethics of 2008 have observed that: ―…researchers are claiming that current literature is filled with strong arguments for more ethical corporate leadership and the incorporation of ethics in business curriculum…‖ but what is missing is ‗how to‘ in actually putting ethical goals and theories into practical action.‖ (Wong and Beckman, 2008: 173-178) One school of thought has offered an explanation to the problem which leaders and mangers face in managing ethics in the workplace. They blame it essentially on the existing confusion and misunderstanding about the concept and meaning of Business Ethics. In this regards, McDonald and Zepp, (1990) in their article: ―What Should Be Done? A Practical Approach to Business Ethics‖ which appeared in their publication, ‗Management Decision,‘ noted that when the topic of business ethics arises in the workplace, ―…it tends to bring cynicism, righteousness, paranoia, and laughter‖. The article explains further that ―…many leaders and mangers believe that business ethics belong to the domain of religion because it seems to contain a lot of preaching.‖ ( McDonald and Zepp, 1990: 9-13) University of Ghana http://ugspace.ug.edu.gh 39 Another school of thought has argued that many leaders and managers think business ethics is irrelevant. Some literature has reported that Case Studies on ethical dilemmas are often presented too simplistic as if every real-life situation on the job is either right or wrong such as ―should I lie, cheat or steal?‖ Consequently, many managers believe business ethics is irrelevant because much of training courses in business ethics avoid the real life complexities that make up the organization‘s working environment. In the light of this, Preston Townley (1992), in a speech entitled: ―Business Ethics: Commitment to Tough Decisions‖ states that: ―…it ought to be fairly easy to choose between right and wrong by relying on principles, but business activity often demands that we select from alternatives that which are neither wholly right nor wholly or wrong‖. (Townley, January, 1992: 208-211) It is significant to note that although some have asserted that leaders fail to take business ethics seriously, a lot more evidence shows however that when well- managed, business ethics can act as preventative medicine for the entire organizational system. One myth worth examining in connection with Business Ethics is that managing it is more of a matter for religion rather than management. In addressing this myth, however, Diane Kirrane, in "Managing Values: A Systematic Approach to Business Ethics,"(Training and Development Journal (November 1990), asserts that "altering people's values or souls isn't the aim of an organizational ethics program – but managing values and conflict among them is." Kirrane, November, 1990:44) A second myth is the reasoning by some leaders that their employees are ethical and that there was no need for attention to business ethics. But the truth is that ethical dilemmas faced by managers in the workplace are highly complex. Wallace (2008) gives three University of Ghana http://ugspace.ug.edu.gh 40 parameters that enable one to know that there is a significant ethical conflict. They include the presence of significant value conflicts among different interests; real alternatives that are equally justifiable; and that when the issue has major consequences on stakeholders in the situation. Kirrane (1990) on the other hand mentions that when the topic of business ethics comes up, people are quick to speak of the Golden Rule, honesty and courtesy. But when presented with complex ethical dilemmas, most people realize there is a wide "gray area" when trying to apply ethical principles. Another myth worth considering is that business ethics is that business ethics it is a discipline best for philosophers, academics and theologians. Largely the lack of involvement of leaders and managers in business ethics has led many to believe that business ethics is a movement, which has little to do with the day-to-day realities of running an organization. The belief is that business ethics is primarily a complex philosophical debate or a religion. However, there is every cause to agree that business ethics is a management discipline with practical approaches and benefits for businesses and communities that include several practical tools. There are leaders also who believe that Codes of Ethics, or a list of Ethical Values to which the organization aspires, are rather superfluous because they represent values to which everyone should naturally aspire. However, this view has been counteracted by others who argue that the value of a code of ethics to an organization shows its priority and focus regarding certain ethical values in the workplace. For example, it is obvious that all people should be honest. However, if an organization is struggling around continuous occasions of deceit in the workplace, prioritizing honesty becomes appropriate. Honesty should then be listed in that organization‘s Code of Ethics. That Code of Ethics as an University of Ghana http://ugspace.ug.edu.gh 41 organic policy must change along the needs of society and organizations are not in doubt. The current Civil Service Code of Conduct as has earlier been acknowledged, has been implemented for over a decade. In the light of the assertion that organizations are dynamic, would the policy need to be reviewed? This work will attempt to verify if top level management of the Civil Service have some myths about Code of Conduct/Work Ethics policy and how such perception may have contributed to the present state of progress made in achieving the goals of the new policy. Other literature suggests there is a positive correlation between an organizational culture and work ethics, employee performance and good corporate image. In underscoring this point Asare-Bediako (2002) has argued that ―…a lot of attention has been given to the concept of organizational culture largely as a result of its impact on organizational effectiveness and that today, most managers believe in and appreciate the power of organizational culture in shaping employee beliefs and guiding employee behavior on the job.‖ (Asare-Bediako, 2002:297) Suffice it to say that, this conviction is apparently catching up with modern business practice, and that the era of strong organizational culture has dawned. In tandem with trends in modern organizational management, the Civil Service Code of Conduct/Work Ethics was introduced by the OHCS in 1999 with the objective of transforming the work culture of the organization. But what are some of the implementation methodologies that have been adopted by the top level management of the new policy. Available literature points to a number of options. This research work is a sociological study about how relevant the new Civil Service Code of Conduct has been to the organizational culture of the Ghana Civil Service. It tries to do University of Ghana http://ugspace.ug.edu.gh 42 an in-depth examination of some of the myths and challenges facing the implementation of such a major public sector policy reform initiative. It is further designed to provide an evidence-based insight which provides some understanding of the socio-cultural milieu and from the viewpoint of the top level Civil Service managers, issues underpinning the implementation of the policy. The study also attempts to put forward options for designing a make-things-work culture for the Ghana Civil Service and help achieve the policy goals. One premise that is guiding this study is that public policy initiatives which tend to threaten parochial, albeit, rational interests, power and positions of the ‗Big Men‖ tend to fail or become unsuccessful. On the other hand, policies which the ―Big Men‖ perceive would allure to their benefit are more likely to receive their blessing. I dare to refer to a message at a public spot in Accra which reads: ―If Big Man thief, i take; if Small Man take, i thief.‖ This message seems to lend credence to the view that most public institutions in Ghana take the character and demeanor of the men at the top. Thus the Civil Service in particular wears the semblance of being the ‗masters‘ and seldom as ‗servants‘. The perception that public institutions in Ghana are bereft of personnel with the psyche for ―public service‖ and that instead of being ―service-minded‖ what they demonstrate in abundance is evidence of people who are ―self-serving‖ because of their ―having an elite mentality has become difficult be serve the people and rather tend to lord it over them. He further asserts that ―it used to be the practice of public official letters to end with ‗Your Obedient Servant‘ or ‗Your Humble Servant‘, but all that has changed and the change has come with a lack of civic sense and professional conscience and worse, a lack of a sense of duty towards the public.‖ (Woode, 1986:35-37) The extent to which these observations lend credence to the findings of this research is of interest. University of Ghana http://ugspace.ug.edu.gh 43 It further been hypothesized that it is largely the subjective rather than objective rationale of top level management that determine the success or failure of the new Civil Service Code of Ethics policy. The lack of objectivity, meritocratic and public service-mindedness is said to inhibiting service delivery of the Civil Service. Woode again asserts that a closer look at organizations reveal that, ―Although it was unethical for any public office holder, members of all tribes practice nepotism.‖ (Woode, 1986:38) This, according to him, was