The current issue and full text archive of this journal is available on Emerald Insight at: https://www.emerald.com/insight/2059-4631.htm Relationship between clinical Psychiatrichospitals in governance and hospital Ghana performance: a cross-sectional study of psychiatric hospitals 225 in Ghana Received 29 April 2020 Revised 27 September 2020 29 November 2020 Joshua Cobby Azilaku 25 February 2021 College of Health, Kintampo, Ghana Accepted 23 March 2021 Patience Aseweh Abor Department of Public Administration and Health Services Management, University of Ghana, Accra, Ghana Aaron Asibi Abuosi Public Administration and Health Services Management, University of Ghana, Accra, Ghana Emmanuel Anongeba Anaba Department of Public Administration and Health Services Management, School of Social Sciences, University of Ghana, Accra, Ghana, and Abraham Titiati College of Health, Kintampo, Ghana Abstract Purpose – Clinical governance (CG) is crucial for healthcare quality of care improvement and safeguarding high standards of care. Little is known about CG in sub-Saharan Africa. The authors assessed health workers’ perceptions of CG and hospital performance in Ghana’s psychiatric hospitals. Design/methodology/approach – A cross-sectional survey was conducted among 230 health workers across two psychiatric hospitals in Ghana. Data were collected with a structured questionnaire and analyzed with Statistical Package for Social Sciences (SPSS), version 23.0. Findings –Themajority (59.5%) of the respondents were females. The authors found that less than five in ten respondents felt that the hospitals have adopted measures to promote quality assurance (43.2%) and research and development (43.7%). However, a little above half of the respondents felt that the hospitals have adopted measures to promote education and training (57.7%); clinical audit (52.7%); risk management (50.7%) and clinical effectiveness (68.6%). The authors also found a statistically significant association between CG and hospital performance (p < 0.05). Research limitations/implications – There was a positive relationship between CG and hospital performance. Therefore, investing in CG may help to increase hospital performance. Originality/value – This is the maiden study to investigate CG and hospital performance in Ghana’s psychiatric hospitals and one of the few studies inAfrica. This studymakes amodest contribution to the global discourse on the subject matter. Keywords Clinical governance, Hospital performance, Psychiatric hospitals in Ghana, Clinical effectiveness, Quality assurance Paper type Research paper International Journal of Health Governance Vol. 26 No. 3, 2021 pp. 225-236 The authors would like to thank the management of Pantang and Accra Psychiatric Hospitals for the © Emerald Publishing Limited 2059-4631 warm reception and support during the data collection. DOI 10.1108/IJHG-04-2020-0042 IJHG Introduction 26,3 Clinical governance (CG) is gaining recognition among health professionals and researchers worldwide. Healthcare managers are investing in measures to improve quality of care and safeguard high standards of care (Nmai et al., 2015). CG refers to the measures adopted by health institutions to promote clinical quality and high standards through the creation of a supportive environment. It focuses on promoting clinical effectiveness, risk management, clinical audit and quality assurance as well as research and capacity building through 226 education and training (Khayatzadeh-Mahani et al., 2013). CG bridges the gap between managerial and clinical approaches to quality healthcare improvement (Buetow and Roland, 1999). Effective implementation of CG enhances responsible and continuous improvement in the quality of care (Crook, 2002; Halligan and Donaldson, 2001). It has been underscored that investing in measures to improve the quality of care enhances the effectivemanagement of health institutions (Taboli et al., 2014). In addition, adopting effective risk management and clinical audit measures enhances efficiency and reduces financial losses (Rodella et al., 2018). Implementing CG helps to reduce the incidence of adverse events and nosocomial infections in health institutions (Gillam and Siriwardena, 2018). Also, evidence suggests that health institutions that adopt measures to safeguard high standards of care are more likely to perform better (Gauld, 2017). CG has received much research attention in developed countries (Fardazar et al., 2015). However, little is known about the subject matter in sub-Saharan Africa, including Ghana. Poor quality of care is a major concern in Ghana (Atinga, 2012). In addition, health workers in Ghana, including mental health workers, have embarked on a series of industrial actions, largely due to poor conditions of service (Fournier, 2011; Agyapong et al., 2015). Ghana has only three large mental health or psychiatric hospitals situated in two of the now 16 administrative regions (Gloria et al., 2018) coupled with five smaller psychiatric units in five regional hospitals. The bed to population ratio stands at six beds per 100,000 people (Roberts et al., 2014). Themajority of people in Ghana accessmental health services at district hospitals and private health institutions. Studies have shown that mental health facilities in Ghana are underresourced and understaffed (Aikins and Koram, 2017; Harrison et al., 2018). In addition, mental health services are highly fragmented, poorly coordinated and low in quality (Eaton and Ohene, 2016; Roberts et al., 2014). In the quest to strengthen the capacities of mental health institutions, the Government of Ghana passed the Mental Health Law in 2012. This law led to the establishment of the Ghana Mental Health Authority, which is responsible for regulating mental health institutions. Despite these efforts, the quality of mental health services has not improved significantly. In addition, there is a paucity of literature on CG in Ghana, especially in the context of mental healthcare. To the best of our knowledge, this is the maiden study in Ghana that investigates CG in psychiatric hospitals. Studies of this nature are crucial for healthcare quality improvement and policy purposes. The objectives of this study were to assess health workers’ perceptions of CG and examine the relationship between CG and hospital performance. Review of theoretical and empirical literature This study was underpinned by the United Kingdom National Health Service (NHS) version of the Temple Model of CG (Braine, 2006; Levy and Rockall, 2009). According to Scally and Donaldson (1998) “clinical governance is a framework through which NHS organisations are accountable for continually improving the quality of their services and safeguarding high standards of care by creating an environment in which excellence in clinical care will flourish.” The overall purpose of CG is to ensure that patients receive the highest standard of care Psychiatric possible (Braine, 2006). This can be achieved by implementing measures to promote clinical hospitals in effectiveness; clinical audit; risk management; education and training; research and Ghana development; and quality assurance (Braine, 2006). Clinical audit focuses on ensuring that clinical practices meet acceptable standards by measuring and reviewing current practices against best practices. This enhances transparency and accountability in the clinical setting. In addition, clinical effectiveness seeks to ensure that clinical decisions are based on rigorous and comprehensive scientific evidence to help improve healthcare outcomes, while 227 clinical risk management emphases managing risk on day-today basis (Briner and Manser, 2013). In addition, the Temple Model underlines that capacity building and continuous professional development are crucial for improving quality of care. This can be achieved by implementing measures that enhance continuity in education, training and development. Last but not least, the proponents of the Temple Model posit that implementing continuous monitoring and evaluation mechanisms (quality assurance) may improve the quality of care. CG has been widely investigated in developed countries. For example, prior studies found a positive association between CG and quality of care and overall hospital performance (Mousavi et al., 2014; Veenstra et al., 2017). Sarchielli et al. (2016) also found that implementation of CG was positively associated with clinical efficiency, including bed occupancy rate, bed turnover interval and reduced mortality. Studies have also shown that there is a positive relationship between CG and job satisfaction. For instance, Gurdogan and Alpar (2016) found that Turkish nurses who perceived a supportive environment were more likely to be satisfied with their job. However, the implementation of CG remains problematic. Previous studies identified multiple barriers to effective implementation of CG. Som (2005) revealed that the majority of doctors in the United Kingdom were less enthused about CG coupled with little support. The doctors felt that there was inadequate stakeholder consultation during the implementation of CG. Wilks and Boniface (2004) found that health workers demonstrated a good understanding of CG. However, their participation in continuous professional development activities was low due to inadequate resources (Hogan et al., 2007; Shakeshaft, 2008) and poor leadership and management styles. It has also been found that the lack of shared goals on quality improvement among clinicians posed a challenge to the successful implementation of CG. Further, the lack of a good relationship between different cadres of health workers and the noninvolvement of clinicians in health services management pose a threat to CG implementation (Hogan et al., 2007). Suggesting that participation and broader stakeholder consultation are crucial for effective implementation of CG. Evidence also suggests that there is low awareness of CG among health professionals in developing countries. For instance, Ravaghi et al. (2014) found that health workers lacked a comprehensive understanding of the concept of CG. Health workers limited CG to continuous quality improvement, medical errors and patient safety. Other barriers to the effective implementation of CG include lack of proper management and leadership, lack of support, inappropriate organizational culture, lack of knowledge, poor communication systems and insufficient training (Ravaghi et al., 2014; Gauld and Horsburgh, 2015). In the quest to increase commitment to CG, stakeholders have argued that there is the need to raise awareness among clinicians. There is also the need for a supportive culture which enhances partnership among various stakeholders (Currie and Loftus-Hills, 2002). Factors associated with positive attitudes toward CG include effective communication of hospital goals on continuous quality improvement, effective communication of safety concerns to senior management and availability of clear structures and processes to support CG (Hogan et al., 2007). IJHG Methods 26,3 Study setting We invited all the three psychiatric hospitals in Ghana to participate in this study; however, only two hospitals accepted our invitation. The two hospitals are located in the Greater Accra Region: Ghana’s capital city. The hospitals provide both outpatient and inpatient health services. They have a total staff capacity of 960 and patient capacity of 1,041. 228 Study design and sampling A cross-sectional survey was conducted among health workers in the two selected hospitals. Our target population were doctors, physician assistants, nurses, occupational therapists, psychologists, biomedical scientists and social workers. National service persons and students were excluded from this study. The simple random sampling technique was employed to select the respondents. A sample size of 272 was determined using a population size of 960, design effect of 1 and a confidence level of 95%. To cater for nonresponse, 10% (n5 28) of the sample size was added, summing up to 300 participants. Sample size formula: n 5 [DEFF*Np (1p)]/[(d2/Z21α/2*(N1) þ p*(1p)]. Instrumentation and data collection Data were collected using a structured questionnaire. The questionnaire was categorized into three main sections. The first section collected data on participants’ characteristics, including age, sex, position, qualification and work experience. The second section of the questionnaire assessed health workers’ perceptions of CG. This section had 23-items, categorized into six dimensions, namely clinical effectiveness (4 items), clinical audit (4 items), risk management (4 items), quality assurance (4 items), research and development (4 items), and education and training (3 items). All the items were coded on a five-point Likert scale ranging from (15 strongly disagree to 55 strongly agree). This section of the questionnaire was adapted from Spaeth-Rublee et al. (2010). The scale had a reliability score of 0.9, which is above the recommended threshold of 0.7 (Pallant, 2013). The third section of the questionnaire measured health workers’ perceptions of overall hospital performance on a five-point Likert scale ranging (1 5 very poor to 5 5 very good). The design of questionnaire was guided by the research objectives, NHS framework for CG and empirical literature. Prior to data collection, the questionnaire was pilot-tested. We computed factor analysis during the testing stage, and items that had good factor loadings were maintained in the final instrument. The questionnaire was self-administered to healthworkers, and a period of three dayswas agreed upon for pick-up. Data collection was done by the first author and a trained research assistant. Data collection took place between the month of May and June 2019. On average, a respondent needed 15 min to complete the questionnaire. In all, three hundred (300) questionnaires were administered but 230 completed questionnaires were retrieved, representing a 77% response rate. Ethical considerations This study received the approval of the Ghana Health Service Ethical Review Committee (GHS-ERC 086/04/19). In addition, permission was sought from the managers of the hospitals prior to data collection. Participation was voluntary and no respondent was induced or coerced to participate. Participants were only required to respond to the questionnaire; hence, this study was associated with minimal harm. Above all, the respondents signed a consent form which was provided by enumerators. Statistical analysis Psychiatric Data were analyzedwith the aid of Statistical Package for Social Sciences (SPSS) version 23.0. hospitals in Data were analyzed in three stages, including univariate, bivariate and multivariable Ghana analyses. At the univariate level, descriptive statistics, such as frequencies, percentages, means and standard deviations, were computed.We also computed the percentage of positive response by summing percentages of “agree” and “strongly agree”. The mean score was calculated by dividing the sum of positive responses by the total number of items under each dimension or pillar. At the bivariate level, Pearson’s correlation was computed to ascertain 229 the relationship between CG pillars and hospital performance. At this level, items under each dimension were computed to generate a composite index. At the multivariable level, multiple linear regression was computed to identify significant predictors of overall perception of hospital performance. Independent variables included: clinical effectiveness; clinical audit; risk management; quality assurance; research and development; and education and training. Overall perception of hospital performance was the dependent variable, controlling for participants’ characteristics. Assumptions underlying multiple regression, such as collinearity, outliers and normality, were satisfied. All the results were reported at a 95% confidence interval. Results Characteristics of respondents It was found that the majority (59.5%) of the respondents were females, 76.5% of the respondents were less than 36 years old, with a mean age of 32.2 years, and a standard deviation (SD) of 6.4. It was also found that the majority (78.7%) of the respondents were nurses, while 49.1% of the respondents had a diploma. Concerningwork experience, 61.7% of the respondents had less than six years of work experience with a mean work experience of 6.3 years and a SD of 4.5. (Details are provided in Table 1). Descriptive statistics of clinical governance pillars Less than seven in ten respondents thought that the selected hospitals have implemented measures to promote clinical effectiveness, while five in ten respondents perceived that there were measures in place to promote clinical audit. In addition, half of the respondents felt that the hospitals have adopted measures to minimize risk. Concerning education and training, about six in ten respondents did think that the hospitals have implemented measures to promote it. The dimensions or pillars that were rated very low included quality assurance and research and development. Less than half of the respondents thought that the selected hospitals have adopted measures to promote these pillars of CG. Details are provided in Table 2. Relationship between clinical governance pillars and hospital performance It was found that of the 230 respondents, 2.6% perceived hospital performance to be very poor and 13.5% perceived hospital performance to be poor. Exactly 43.5% rated hospital performance as average. Regarding positive response, 36.5% of the respondents perceived hospital performance to be good, while 3.9% of respondents perceived hospital performance to very good. We found a positive significant relationship between clinical effectiveness and hospital performance. Clinical audit correlated positively with hospital performance. The results showed that risk management had a positive relationship with hospital performance. In addition, we found a significant relationship between quality assurance and hospital IJHG Characteristic n % 26,3 Sex Female 137 59.5 Male 93 40.4 Age (years) M (±SD) 32.2 ± (6.4) 230 18–25 29 12.6 26–30 77 33.5 31–35 70 30.4 36–40 35 15.2 ≥41 19 18.3 Job position Doctor 16 7.0 Physician assistant 33 14.3 Nurse 181 78.7 Work experience M (±SD) 6.3 ± (4.5) ≤1–2 years 50 21.7 3–4 years 45 19.6 4–5 years 47 20.4 6–7 years 35 15.2 8–9 years 25 10.9 ≥10 years 28 12.2 Qualification Table 1. Diploma 113 49.1 Characteristics of Degree 106 46.1 respondents Postgraduate 11 4.8 performance. The other pillars of CG also correlated positively with hospital performance (p > 0.001). The strength of the associations was either weak or moderate (0.29–0.42). Predictors of perceived hospital performance The findings showed that of the six CG pillars, only quality assurance was found to be a significant predictor (β 5 0.195, p 5 0.027) of hospital performance, controlling for respondents’ characteristics. This means that for every unit increase in quality assurance, perception of hospital performance would increase by two units, holding other factors constant. Details are provided in Table 3. Discussion This study sought to assess health workers’ perceptions of CG and hospital performance in two psychiatric hospitals. Generally, hospital performance was perceived to be poor as well as the implementation of CG. Quality assurance and research and development were rated very low. In addition, we found a positive significant association between CG and hospital performance. Specifically, clinical effectiveness recorded the highest average positive response. This means that healthcare was delivered using appropriate procedures, promptly and produced positive outcomes. This suggests that patient waiting time in psychiatric hospitals is relatively short. This finding is contrary to findings in general hospital settings. Studies in Ghana have shown that patients in general hospitals experience long waiting time (Atinga, 2012; Turkson, 2009). For instance, Abuosi and Braimah (2019) revealed that long waiting Psychiatric Pillar/dimension n % of positive response hospitals in Clinical effectiveness Mean 5 68.6 Ghana There is an evidence-based approach to client management 230 78.7 Services produce desired results 230 67.9 Services are delivered in God time 230 60.4 Services are delivered using appropriate methods 230 67.4 Clinical audit Mean 5 52.7 231 There are constant peer review activities 230 67.4 Staff are involved in clinical evaluation activities 230 55.2 There are regular performance review meetings 230 54.4 There are systems in place to control financial leakages 230 33.9 Risk management Mean 5 50.7 There are strategies in place to address clinical risk 230 51.3 Incidence register is always provided 230 61.3 There are systems in place to reduce risk 230 44.4 The systems promote learning lessons from adverse events 230 45.6 Quality assurance/openness Mean 5 43.2 There are quality improvement initiatives 230 43.9 There are measures in place to protect the safety of staff 230 37.4 There is frequent staff training on medication safety 230 42.2 There are measures in place to promote patient safety 230 49.2 Research and development Mean 5 43.7 There is a knowledge pool that staff can easily accessed 230 32.6 Staff are regularly trained on best practices 230 49.6 There are opportunities to apply new skills learned 230 51.7 The hospital supports continuous professional development 230 40.9 Education and training Mean 5 57.7 There are training and educational programs available 230 53.9 Table 2. Every staff is aware of the selection criteria for training 230 47.8 Descriptive statistics Managers of the hospital conduct a regular appraisal 230 71.3 for pillars of CG Predictors B SD error Beta t p-value Clinical effectiveness 0.051 0.032 0.111 1.622 0.106 Clinical audit 0.029 0.020 0.114 1.415 0.159 Risk management 0.029 0.021 0.116 1.373 0.171 Quality assurance 0.043 0.019 0.195 2.232 0.027 Research and development 0.028 0.026 0.087 1.086 0.279 Education and training 0.002 0.025 0.007 0.085 0.932 Position of participant 0.042 0.097 0.030 0.434 0.665 Work experience of participant 0.004 0.020 0.021 0.193 0.847 Table 3. Qualification of participant 0.097 0.095 0.068 1.016 0.311 Multiple linear Sex of participant 0.094 0.104 0.055 0.905 0.367 regression of Age of participant 0.000 0.014 0.004 0.034 0.973 predictors of perceived Note(s): R2 5 0.23, adjusted R2 5 0.19, F-value 5 5.9, p-value 5 0.000 hospital performance time was an intractable problem at various service delivery units of health facilities and constituted amajor source of patient dissatisfaction with care. The differences in the findings may be attributed to differences in patient attendance. General hospitals delivered many types of health services, including general medicine, pediatric care and maternal care. Hence, they record overwhelming patient attendance, which contributes to long patient waiting time. This implies that patients in psychiatric hospitals have access to prompt care. This can help IJHG reduce further complications or death that may occur due to delays in providing care. More 26,3 importantly, persons with psychiatric disorders can be very aggressive and violent, hence providing care at the opportune time is crucial. Moreover, prompt delivery of care is an indicator of quality of care as well as increases patient satisfaction with care. In addition, education and training scored the second highest average positive response. The majority of the respondents perceived that the hospitals have implemented measures to promote continuity in education and training aswell as regular performance appraisal. These 232 findings are expected because the hospitals are state-owned and regulated by the Ghana Health Service. The service has a policy on performance appraisal, education and training. And it is expected that all public health institutions would adhere to these policy guidelines. For instance, a nurse whoworks for at least four consecutive years is qualified for study leave with full salary (Kwamie et al., 2017). In addition, performance appraisal is compulsory in all public health facilities in Ghana. It is a tool for assessing health workers performance for promotional purposes and also helps to identify their training needs. This finding implies that psychiatric hospitals adhere to national policy guidelines. This is crucial for safeguarding high stands of care and promoting employee performance and job satisfaction. There is however a need for a comparative study between general hospitals and psychiatric hospitals. This would help stakeholders to understand the level of adherence to national policy guidelines by different healthcare providers. On the contrary, quality assurance scored the lowest average positive response. The majority of the respondents felt that the hospitals have not adopted measures to promote quality of care, patient safety, medication safety and health workers safety. This finding suggests that some pillars of CG were of less priority to the managers of the hospitals. A similar study in Iran found that health managers demonstrated low interest in CG (Fardazar et al., 2015). These findings suggest that health workers in psychiatric hospitals may be exposed to many occupational hazards. The findings also suggest that patient safety may be compromised in psychiatric hospitals. This contradicts with the overall purpose of CG, which seeks to ensure that patients receive the best of care. In addition, medication errors pose a threat to patient safety and quality of care. It is a major risk factor to adverse events in health facilities, which may lead to disability or death (Lisby et al., 2005; Thomas et al., 2000). The findings also showed that the majority of the respondents perceived hospital performance to be suboptimal. This finding may be explained by the poor implementation of CG in the hospitals. For instance, the majority of the respondents indicated that there was a lack of regular training on best practices coupled with lack of support for continuous professional development. These may contribute to poor performance of health workers, which may, in turn, affect overall hospital performance. It was, however, interesting to find that there was a positive association between CG and hospital performance. This finding is supported by previous studies in Iran and Italy (Taboli et al., 2014; Sarchielli et al., 2016). This means that investing in CG may help increase hospital performance. Implications for findings These findings have implications for health service management; hence, they require urgent attention of stakeholders. For instance, the lack of safety mechanisms may expose health workers to danger since persons with psychiatric disorders can be very aggressive and violent. Grey literature shows that mental health workers in Ghana experience verbal and physical assaults from patients. This may contribute to psychological distress, job dissatisfaction and high employee turnover. Ghana’ mental health sector already lacks adequate health workforce; hence, more professionals leaving the sector may have dire consequences. Further, an unsafe work environment may negatively affect health workers performance. Psychiatric Health workers who feel unsafe or are assaulted may experience injuries, which may hospitals in contribute to job stress, burnout and absenteeism. Moreover, the cost of losing experienced Ghana personnel as well as replacing and training new employees cannot be miscalculated. It is therefore recommended that healthcare managers in their quest to increase performance as well as the quality of care should invest in CG. 233 Limitations of the study Although this study provides valuable information for health service management, it is not devoid of limitations. One main limitation was our inability to involve many cadres of mental health workers, including biomedical scientists, occupational therapists, social workers and psychologists. These cadres of health workers were few in the hospitals, hence had a very busy schedule. Understanding the subject matter from the perspectives of these stakeholders would have been more insightful. Therefore, the findings must be interpreted with caution. Another limitation of this study was the small sample size and low response rate. This study presents the views of a few health workers in Ghana; hence, these findings cannot be generalized to the larger population. Future studies should consider sampling many health workers across professional groups and geographical locations. Also, this study employed a cross-sectional design, hence cannot explain the intricate views of participants. Future studies should explore the views of patient relatives and healthcare managers on the subject matter. We also acknowledge limitations in the model underpinning this study. Hence, the interpretation of the findings must be done with caution. Further studies should consider employingmore recentmodels. Also, the self-reported approach to data collection is subject to survey bias, including social desirability bias. Therefore, the views of patient relatives or caregivers should be considered in future studies to help confirm or refute some of the findings. Notwithstanding, this is the maiden study to investigate the implementation of CG in Ghana’s psychiatric hospitals. It, therefore, serves as valuable reference material for future studies. 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