UNIVERSITY OF GHANA COLLEGE OF HUMANITIES (CENTRE FOR SOCIAL POLICY STUDIES) DECENTRALISATION AND AGRICULTURAL DEVELOPMENT IN THE HO WEST DISTRICT OF GHANA BY THEOPHILIUS KODZO DZAKAKLO (10806177) THIS DISSERTATION IS SUBMITTED TO THE UNIVERSITY OF GHANA, LEGON IN PARTIAL FULFILMENT OF THE REQUIREMENTS FOR THE AWARD OF THE MASTER OF RESEARCH AND PUBLIC POLICY DEGREE. APRIL 2022 University of Ghana http://ugspace.ug.edu.gh i DECLARATION I hereby declare that this thesis is an original academic work produced by me at the Center for Social Policy Studies of the University of Ghana, for the award of the Master of Research and Public Policy Degree. All materials and documents used in this study have been duly cited and acknowledged. Name of Student: THEOPHILIUS KODZO DZAKAKLO Student Number: 10806177 Signature: …………………………………… Date: 11TH JULY 2022 Supervisor: Dr. Austin Dziwornu Ablo Signature: ………………………………… Date: 11TH JULY 2022 University of Ghana http://ugspace.ug.edu.gh ii ACKNOWLEDGEMENT My first and foremost gratitude goes to the Almighty God for his mercies. In addition, my appreciation goes to Dr. Austin Dziwornu Ablo for his tremendous supervision and the impact he made on me. I also thank my mother, Veronica Quashie, and my daughter, Regina Venunye Fofoh; and all those who directly and indirectly supported me in carrying out this academic work, particularly my colleagues on the Master of Research and Public Policy 2019 batch, especially Amos Quashie Ahiaku. I finally extend my appreciation to all the farmers in the Ho West District, the technical staff of the Ho West District Department of Agriculture, and the core staff of the Ho West District Assembly for their assistance towards the completion of this work. University of Ghana http://ugspace.ug.edu.gh iii DEDICATION This thesis is dedicated to my lovely daughter, Regina Venunye; my mother, Veronica Quashie; not forgetting Jessica Ahiekpor, Jessica Aforve, Jaspa Aforve, Cletus Ayivie, and Blessing Ahiekpor. University of Ghana http://ugspace.ug.edu.gh iv TABLE OF CONTENTS Content Page DECLARATION........................................................................................................... i ACKNOWLEDGEMENT ........................................................................................... ii DEDICATION.............................................................................................................iii LIST OF FIGURES .................................................................................................... ix LIST OF TABLE ......................................................................................................... x ABBREVIATIONS ..................................................................................................... xi Abstract ....................................................................................................................... xii CHAPTER ONE .......................................................................................................... 1 INTRODUCTION........................................................................................................ 1 1.1 Background of the Study ....................................................................................... 1 1.2 Statement of the Problem ....................................................................................... 3 1.3 Research Objective ................................................................................................. 5 1.3.1 Specific Objectives of the Study ........................................................................... 5 1.4 Research Questions ................................................................................................. 6 1.5 Scope of the study ................................................................................................... 6 1.6 Significance of the study ........................................................................................ 7 1.7 The Organisation of the Study .............................................................................. 7 CHAPTER TWO ......................................................................................................... 9 LITERATURE REVIEW ........................................................................................... 9 2.0 Introduction .............................................................................................................. 9 2.1 Overview of Ghana’s Decentralisation ................................................................ 9 2.2 The Structure of Ghana's Decentralisation System .......................................... 12 2.3 Local Government Funding in Ghana ................................................................ 13 University of Ghana http://ugspace.ug.edu.gh v 2.4 Forms of Decentralisation .................................................................................... 14 2.4.1 Political decentralization ...................................................................................... 14 2.4.2 Administrative decentralisation .......................................................................... 15 2.4.3 Fiscal decentralization .......................................................................................... 16 2.5 Empirical Literature Review ............................................................................... 18 2.6 Challenges to Ghana's Decentralisation ............................................................. 22 2.7 Decentralisation and Agricultural Development .............................................. 23 2.8 Agricultural Sector in Ghana ............................................................................... 26 2.9 Agriculture and Food Security ............................................................................ 28 2.10 Theoretical Framework ........................................................................................ 30 CHAPTER THREE ................................................................................................... 36 METHODOLOGY .................................................................................................... 36 3.0 Introduction ............................................................................................................ 36 3.1 Study Area Profile ................................................................................................ 36 3.1.1 Location, Size and Population of the Study Area ............................................. 36 3.1.2 Agriculture ............................................................................................................. 37 3.2 Research Paradigm ............................................................................................... 38 3.3 Research Approach ............................................................................................... 39 3.4 Population, Sampling Technique and Sample Size of the Study .................... 40 3.4.1 Sample Size and Sampling Techniques for the Study ..................................... 41 3.5 Methods of Data Collection ................................................................................. 43 3.5.1 Survey ..................................................................................................................... 43 3.5.2 Interviews ............................................................................................................... 43 3.6 Data Analysis Methods ........................................................................................ 44 3.7 Ethical Considerations .......................................................................................... 45 University of Ghana http://ugspace.ug.edu.gh vi 3.8 Conclusion ............................................................................................................. 45 CHAPTER FOUR ...................................................................................................... 47 RESULTS AND DISCUSSION ................................................................................ 47 4.0 Introduction........................................................................................................... 47 4.1 Demographic Characteristics ............................................................................. 47 4.1.1 Sex of Respondents ............................................................................................. 47 4.1.2 Age of Respondents .............................................................................................. 48 4.1.3 Educational level of Farmers .............................................................................. 49 4.1.4 Profile of Research Participants from the Ho West District Assembly and the Department of Agriculture. ................................................................................ 50 4.2 Extent of Agricultural sector decentralisation and its influence on food security. ................................................................................................................. 51 4.2.1 Extent of Political Decentralisation of the Agricultural Sector ...................... 51 4.2.1.1 Participation in Decision-making Process ....................................................... 52 4.2.1.2 Strategies for Ensuring Active Participation of Stakeholders in the District ............................................................................................................................... 54 4.2.2 Extent of Administrative Decentralisation of the Agricultural Department . 56 4.2.3 Extent of Fiscal Decentralisation of the Agriculture Department .................. 59 4.2.4 The Link between the Department of Agriculture and the District Assembly ............................................................................................................................... 63 4.2.5 Influence of Department of Agriculture Devolution in ensuring Food Security ................................................................................................................. 65 4.3 Funding Mechanisms and Dynamics for the Agriculture Sector in the Ho West District. ....................................................................................................... 68 4.3.1 The District Assemblies Common Fund. ........................................................... 68 University of Ghana http://ugspace.ug.edu.gh vii 4.3.2 Modernisation of Agriculture in Ghana Fund ................................................... 69 4.3.3 Government of Ghana (Goods and Services) .................................................... 70 4.3.4 Other Funding for Specific Projects ................................................................... 71 4.3.5 Budgeting System for the Ho West Department of Agriculture. .................... 71 4.3.6 Challenges of Agriculture Sector Funding in the Ho West District ............... 73 4.3.6.1 Inadequate Budgetary Allocations .................................................................... 73 4.3.6.2 Delays in Financial Allocations......................................................................... 73 4.4 Challenges affecting the Department of Agriculture and its effects on service delivery to Farmers. ............................................................................................ 74 4.4.1 Institutional Challenges ........................................................................................ 74 4.4.1.1 Political Interference ........................................................................................... 74 4.4.1.2 Poor Implementation Approach of the PFJ in the district .............................. 76 4.4.1.3 Smuggling of Government Subsidised Inputs ................................................. 77 4.4.1.4 Lack of Political Will .......................................................................................... 77 4.4.2 Resource Challenges .............................................................................................. 78 4.4.2.1 Human Resource Challenges ............................................................................. 78 4.4.2.2 Financial Resource Challenges .......................................................................... 80 4.4.2.3 Logistical Challenges .......................................................................................... 82 4.4.2.4 Effects of Agriculture Sector Challenges on Service Delivery ..................... 83 II. Delays in inputs allocation to Farmers ............................................................... 84 4.9 Conclusion ............................................................................................................. 85 CHAPTER FIVE ....................................................................................................... 86 SUMMARY, CONCLUSION AND RECOMMENDATIONS ............................. 86 5.0 Introduction ................................................................................................................ 86 5.1 Summary of Findings ................................................................................................ 86 University of Ghana http://ugspace.ug.edu.gh viii 5.2 Conclusion .................................................................................................................. 87 5.3 Recommendations ...................................................................................................... 89 References ................................................................................................................... 92 QUESTIONNAIRE.................................................................................................... 99 Appendix 2: INTERVIEW GUIDE ........................................................................ 103 Appendix 3: INTERVIEW GUIDE ........................................................................ 105 University of Ghana http://ugspace.ug.edu.gh ix LIST OF FIGURES Figure Page Figure 2. 1: The Structure of Ghana’s Local Government System.............................. 13 Figure 3. 1: Map of the Ho West District .................................................................... 38 Figure 4. 1: Gender Distribution of Respondents ........................................................ 48 Figure 4. 2: Age Distribution of Respondents ............................................................. 49 Figure 4. 3: Educational Distribution of Respondents ................................................. 50 University of Ghana http://ugspace.ug.edu.gh x LIST OF TABLE Table Page Table 3. 1: Sampled Farming Communities in the Ho West District .......................... 42 Table 4. 1: Profile of Respondents for the Interview ................................................... 50 Table 4. 2: Farmers Assessment on the extents of political decentralisation in the Ho West district. 51 Table 4. 3: Farmers Assessment on the extents of administrative decentralisation in the Ho West District................................................................................... 56 Table 4. 4: Farmers Assessment on the extents of fiscal decentralisation in the Ho West district. .............................................................................................. 59 Table 4. 5: Food Crop Production figures, Demand and Deficits in Metric Tons in the Ho West District. ...................................................................................... 65 University of Ghana http://ugspace.ug.edu.gh xi ABBREVIATIONS AEAs Agricultural Extension Agents DA District Assemblies DACF District Assemblies Common Fund DCE District Chief Executive DoA Department of Agriculture FAO Food and Agriculture Organisation GDP Gross Domestic Product IDI In-Depth Interview IGF Internally Generated Fund LI Legislative Instrument MDG Millennium Development Goals MMDAs Metropolitan, Municipal & District Assemblies MMDCEs Metropolitan, Municipal & District Chief Executives MoFA Ministry of Food and Agriculture NDC National Democratic Congress NDPC National Development Planning Commission NPP New Patriotic Party PNDC Provisional National Defence Council RCC Regional Coordinating Councils SDG Sustainable Development Goals SSA Sub-Saharan Africa USAID United States Agency for International Development WB World Bank University of Ghana http://ugspace.ug.edu.gh xii Abstract Most governments across the globe resorted to decentralisation of public services to the local government authorities as a solution to central government failures, and as a means to ensure popular participation in the development planning of their localities. The government of Ghana operationalized the decentralisation of the agriculture department as part of the Metropolitan, Municipal and District Assemblies in 2012 as a way of ensuring participation of the local stakeholders including farmers in its development. Against this backdrop, this study was pursued to analyse the extent, and the dynamics of the agricultural sector decentralisation and its contributions to food security in the Ho West District of Ghana. This research was conducted using a mixed research method with an exploratory design. A sample size of 377 consisting of food crop farmers, some core staff of the Ho West District Assembly and some technical staff of the Department of Agriculture in the Ho West District. The study revealed a poor implementation of decentralisation of the agriculture department which resulted in the lack of financial autonomy, delays in the allocation of statutory funding, and failure of the transfer of the needed resources to accompany the policy. In addition, the study showed that, even though decentralisation of the agriculture department in Ho West has contributed to the participation of local stakeholders in the decision-making, it has not translated into ensuring food security in the District. Additionally, the study found an incomplete fiscal decentralisation of the department resulting in lack of the fiscal autonomy necessary for effective operations of the department. The study recommends a complete fiscal decentralisation, adequate and timely allocation of financial resources to the department, and the need for the deployment of qualified and adequate number of agricultural extension agents to the District. University of Ghana http://ugspace.ug.edu.gh 1 CHAPTER ONE INTRODUCTION 1.1 Background of the Study During the 1980s, developing countries across the globe had a paradigm shift in their governance systems resulting in the decentralisation of central government functions to local government authorities (Ayee, 2013; Rosenbaum, 2013; Ahwoi, 2010). The reasons for the decentralization of governance and public services vary from continent to continent, and from country to country. In Eastern Europe and Asia, decentralisation was a political transformation from the centralised government where only very few participated in decision-making to a more decentralised system where many were involved in the decision-making process for their local development (Crawford, 2008). In Sri Lanka and South Africa, decentralisation was a response to both ethnic and regional conflicts (Muriisa, 2008). Ghana resorted to decentralisation in the late 1980s as part of its Structural Adjustment Programme and a response to the economic hardships and irresponsiveness of the central government to the local populace (Ayee, 2013). To make decentralisation effective in Ghana, colonial local government systems were revitalized to serve as administrative authorities at the local level (World Bank, 2013). Metropolitan, Municipal and District Assemblies (MMDAs) were created in Ghana to ensure the transfer of power to the grassroots. Between the periods of 1988-89, there was a sharp increase in the creation of MMDAs from 65-110. Additionally, twenty-eight (28) new districts were created in 2004, 32 in 2008, 46 in 2012, 38 in 2018, 6 in 2019 and one (1) in 2020. Currently, Ghana has two hundred and sixty-one (261) MMDAs spread over the length and breadth of the country (Chachu, 2021; Oxford Policy Management, 2019). According to Ayee (2012 & 2013), the creation of MMDAs in Ghana was to University of Ghana http://ugspace.ug.edu.gh 2 accelerate the socioeconomic development through local participation in the governance of local government territories (Ayee, 2012; Ayee, 2013). To ensure the development and sustainability of some relevant sectors at the local level, the government of Ghana operationalized the devolution of some departments including the Department of Agriculture as part of MMDAs in 2009. As expected, under the L.I 1961 of the Local Government Instrument of 2009, the Department of Agriculture was mandated, among others, to ensure the delivery of better extension services to ensure food security and income generation towards the alleviation of poverty among the rural folks. The department was also mandated to ensure the formulation of workable policies at the local level to ensure the development of the agriculture sector. In addition, the department was to liaise with the various MMDAs in all matters of agriculture development at the local level (Government of Ghana, 2009). The agriculture sector is a major contributor to communities' socioeconomic development, including poverty reduction and ensuring food security (Ghana Statistical Service, 2020; World Bank, 2019; Ibrahim, 2014). Four agricultural subsectors contribute to every locality’s socioeconomic development. These subsectors are the crops subsector, the livestock subsector, the cocoa subsector, the fisheries subsector, and agro-forestry (Ghana Statistical Service, 2020; Government of Ghana, 2020). The crop subsector, which is the focus of this study, is categorised into four groups: industrial crops, root and tubers, cereals and legumes, and fruits and vegetables (Dzanku et al. 2013). The crops subsector, which is the largest subsector amongst the livestock, fisheries, and forestry subsectors of the large agricultural sector of Ghana, provides both food and nutrition security and the grounds for agro-industrial activities and export (Essegbey & Maccarthy, 2020). University of Ghana http://ugspace.ug.edu.gh 3 The devolution of administration, it has been argued, spurs the provision of public services especially at the local level (Muhumed & Minja, 2019). The advocates of devolution of the agriculture sector argue that it leads to more familiarity with local problems affecting and hindering the progress of the sector by the local government officials (Faguet 2014). This has been evident in the study conducted by Gundersen, Kuhn, Offutt & Morehart, (2014) in the United States of America on the impact of the devolution of the agriculture sector. It was revealed that the devolution of the agriculture sector ensures improved service delivery to the farmers at the local level. 1.2 Statement of the Problem Decentralisation is expected to enhance democracy, empower the local populace, and contribute towards poverty reduction at the local level (Maschietto, 2016). Obeng (2020) affirmed this assertion by stating that decentralisation of governance promotes democratic systems that allow the local populace to discern needs and preferences, hold duty bearers at the local government level accountable, and actively participate in the development planning at the local level (Obeng, 2020). Considering the above expectations of decentralization, the Government of Ghana through the local government instrument (LI 1961), passed by the Parliament of Ghana in 2009, institutionalised in 2012, operationalised sixteen (16) decentralised departments under the Metropolitan, thirteen (13) under Municipal and eleven (11) under District as part of the MMDA's. This saw the devolution of the agriculture sector as a department under the MMDAs. This implies that the district Department of Agriculture must rely on the assemblies for funding for projects and programmes rather than on the previous financial allocation from the Ministry of Food and Agriculture (Government of Ghana 2009). As a comprehensive form of decentralisation, the devolution of the agricultural sector entails the optimum transfer of authority, autonomy University of Ghana http://ugspace.ug.edu.gh 4 and accountability to the local government authorities in the management of agricultural sector related initiatives. As part of the devolution exercise, section 38 (2) of the Local Government Act, Act 936 of 2016, calls for the introduction and implementation of a composite budget system for all decentralised departments, converting the status of all staff working in the decentralised departments under the local government service by placing them under the assembles (Government of Ghana, 2016). Across the globe, and in some African countries practising the decentralisation of the agriculture department, studies have been conducted on the topic with much focus on the impact of decentralisation on extension service delivery to farmers. These studies found a positive relationship between decentralisation and the delivery of extension services to farmers. For example, Oladele (2011) conducted a study in Nigeria on the topic and found out that decentralisation of agriculture services to local government authorities improved the delivery of advanced technological and extension services to farmers. Similar studies were conducted by Nambiro, Omiti and Mugenieri (2005), in Nigeria, and by Masango et al., (2017) and Badu (2010), in Kenya, and all found a positive relationship between decentralisation and improved extension service delivery. In the Ghanaian context, studies by Tsekpo (2014), Mahama (2017) and Resnick (2018) were conducted on the decentralisation of the agriculture department in some parts of the country. In the case of Resnick (2018), the study, which was conducted extensively in sixty (60) districts across the nation on the seriousness of Ghana in the implementation of its decentralisation of the agriculture policy, revealed a poor or underperformance of the department. The study found that the poor/underperformance of the department was due to financial and human resource constraints that confronted the department after its decentralisation. The study further revealed that staff (AEAs) University of Ghana http://ugspace.ug.edu.gh 5 of the department were compelled to finance most of the agriculture-related projects and extension services in the districts from their personal pockets. Meanwhile, Ghana's agriculture sector is a major contributor to both national and local economies, represents a significant proportion of the rural population, engages about 83% of the rural population, and is expected to ensure food security. This implies that there is the need for the investment of the needed resources at the local level towards developing the rural agricultural sector (GLSS, 2014; World Bank, 2018). While these studies have been conducted on decentralisation of agriculture department in general, research on the extent and dynamics of the decentralisation of the agriculture department has not received considerable attention. This has created a gap in the literature, which needs to be filled through rigorous academic research. Therefore, this study sought to investigate the extent and dynamics of decentralisation of the agriculture sector and its contributions to ensuring food security in the Ho West District, a district where agriculture constitutes the mainstay of the economy, employing about 95% of the district's active work force (GSS, 2019). 1.3 Research Objective The general objective of this study was to analyse the extent and the dynamics of agricultural sector decentralisation and its contributions to food security in the Ho West District of the Volta Region. 1.3.1 Specific Objectives of the Study The specific objectives were to: I. describe the extent of decentralisation of the agricultural sector and its influence on food security in the Ho West District, University of Ghana http://ugspace.ug.edu.gh 6 II. analyse the funding mechanisms and dynamics of the Department of Agriculture in the Ho West District, and III. examine the challenges faced by the Department of Agriculture in the Ho West District, and its effect on service delivery to farmers. 1.4 Research Questions The underlisted questions gave focus to the study. I. What is the level of the agricultural sector’s political, administrative, and fiscal decentralisation and its contribution to ensuring food security in the Ho West district? II. What are the components and the intricacies of funding for the agriculture department in the Ho West district? III. How does the challenges faced by the agriculture department affect service delivery to farmers in the Ho West district? 1.5 Scope of the study The general scope of this study was to analyse the extent and dynamics of decentralisation in the agriculture sector in Ghana focusing particular attention on the Ho West District of the Volta Region. This study specifically focused on the crop subsector and its contributions to ensuring food security in the Ho West Municipality of the Volta Region. Specifically, the study investigated the contributions made due to the decentralisation of the agriculture sector as part of the District Assembly system in Ghana in 2010, and to establish the effects on food security in the Ho West Municipality. The study targeted the food crop subsector of the local agricultural sector in the District. The study further investigated how the policy to decentralise the agriculture sector at the district level as part of the District Assembly ensured food University of Ghana http://ugspace.ug.edu.gh 7 security. The study included staff of the district Agriculture Department, some key staff of the District Assembly, farmers and farmer-based organisations/associations in its population. 1.6 Significance of the study This study seeks to serve as a blueprint for policymakers in decentralisation and rural development, development experts, the Ministry of Local Government and Rural Development, the Ministry of Food and Agriculture, the Metropolitan, Municipal and District Assemblies in Ghana, advocacy and interest groups, international development partners and specifically, and the Ho West District Assembly. In addition, the findings of this study would immensely contribute to knowledge, the existing literature and the current debate on decentralisation and the rural agricultural sector development in Ghana. The study also seeks to expose the challenges hindering the effectiveness of decentralisation as a development initiative and its associated challenges with rural agricultural sector development in Ghana. When implemented by the government, the recommendations of this study would boost the performance of the local agricultural sector in the various MMDA's in Ghana. Moreover, this study would serve as a reference document for other scholars and writers on development. 1.7 The Organisation of the Study This study is organised into five chapters. Chapter One presents the introduction of the study, and captures the background, the problem statement, research objectives, scope and significance of the study, and organisation of the work. Chapter Two presents the study’s literature review, mapping out the various arguments, and identifying the gaps in the literature. It also presents some theoretical and conceptual frameworks on the concepts. Chapter Three introduces the methodology of the study. This includes the University of Ghana http://ugspace.ug.edu.gh 8 research design employed in the study, the population of the study, the sample frame and size, sampling techniques, data sources and strategies employed in collecting the data. Chapter Four submits the data analysis and interpretation of the study. This includes the demographic characteristics of the respondents, responses to the research questions and discussions, their analysis and interpretations. Lastly, Chapter Five presents the conclusion, summary of the findings and recommendations as solutions to the problems identified as part of the study. University of Ghana http://ugspace.ug.edu.gh 9 CHAPTER TWO LITERATURE REVIEW 2.0 Introduction This chapter draws on the earlier works of development scholars and presents a review of the available literature on decentralisation, the theoretical and the regulatory frameworks on decentralisation, the relationships between decentralisation and development and the agricultural sector, and the agricultural sector and food security. 2.1 Overview of Ghana’s Decentralisation Globally, decentralisation of governance and public services responded to the populace's demand for equity, accountability, and efficient service delivery. It was also in opposition to the central government system, which was seen as irresponsive to providing basic services to the local populace (Muriisa, 2008). In Africa and Ghana, in particular, decentralization dates back to the days of the indirect rule system during the British colonial regime where power and authority were decentralised from the Queen to the chiefs (Ayee, 1994, cited in Yankson, 2008). Ghana, Tanzania, Cote d'Ivoire, and Kenya were the pioneering countries in Africa to subscribe to decentralisation as part of their public sector reform strategies (Cabral, 2011). According to Ahwoi (2010), PNDC Law 207 established a four-tier local government structure consisting of regional, district and town/unit committees. The PNDC's expectations for the decentralisation were to ensure citizens' popular participation in local development and local governance systems. This ensures effectiveness, accountability and responsiveness, stability, and economic and social development at the local level (Haynes, 1991; Amanor et al. 1999; Ayee et al. 2010). University of Ghana http://ugspace.ug.edu.gh 10 The PNDC government had two policy positions for the implementation of decentralisation in Ghana: firstly, the need for participatory democracy to ensure effective local rural development, to make governments responsive and accountable to the governed; secondly, the empowerment of the citizenry through the establishment of local government systems to initiate, coordinate, manage and execute policies in all matters within the various localities (Ahwoi, 2010). Smoke (2003) and Ayee (2013) added that the implementation of decentralization in Ghana lay on three key objectives: promote democratisation and popular participation of the citizenry; to slim down the ineffective central government through the shedding of functions, and the transfer of costs to users; and to democratise local government units to improve good governance. Amanor et al (1999) contend that, even though decentralization was part of the World Bank's liberalization initiative in developing countries, its implementation preceded the Structural Adjustment Programme. He asserted that the development and implementation of decentralisation came due to the radical critique of the failing elitist administration and corruption. The conceptualization of decentralization was a radical populist agenda towards achieving democratic dispensation. Ghana's decentralisation saw the establishment of Metropolitan, Municipal and District Assemblies with vested political, administrative, and fiscal authorities. The assemblies are also deemed corporate entities, who can sue, be sued, and engage in contractual agreements with other entities to provide certain goods and services not exceeding a reasonable financial threshold (Ahwoi, 2010). The local government system ensures responsiveness to the local needs through popular participation of the poor majority in developing their local communities (Crawford, 2008). Decentralisation expects to ensure an effective and responsive district assembly system to reduce poverty among the local populace through local socio-economic development and the empowerment of disadvantaged groups and the vulnerable at the local level (Yeboah-Asiamah, 2016). University of Ghana http://ugspace.ug.edu.gh 11 Decentralization of government across Africa created the ground conducive for governments and the World Bank group to initiate neoliberal reform policies, including good governance practices before initiating parliamentary processes. Muriisa (2008), supports the position of Amanor (1999) in asserting that, even though decentralization has been a long-time development practice in Africa, the 1980s and 90s saw its pronouncement due to its feature by the World Bank as a structural criterion. Decentralisation has been the World Bank's recommendation for developing countries to devolve both political and administrative powers to the local authorities to ensure effective and efficient service delivery to the populace (Muriisa, 2008). According to Böckenförde (2011), decentralisation has two facets including the elements of 'self-rule' and 'shared-rule'. The element of 'self-rule' gives power to local authorities to regulate and steer certain affairs and functions on their own. The element of 'shared-rule' allows local government authorities to participate in national decision- making (Böckenförde, 2011). In addition, Muriisa (2007), argues that the concept of decentralisation presents two significant benefits to the local populace, which are "freedom to access" and "freedom to decide". Freedom to access implies that people could voice their needs and get the needed resources necessary for local development. Freedom to decide implies that people could take autonomous decisions devoid of the central government's influence within a decentralized framework (Muriisa, 2007). Furthermore, decentralisation manifests in both political and development terms (Crawford, 2008). According to the World Bank (2013), decentralisation in community-driven development is aimed at economic efficiency, public accountability, and empowerment at the local level (World Bank, 2013). Earlier scholars in the field of development acknowledged and put the general purpose for adopting and implementing decentralization into two perspectives: administrative and political. The administrative University of Ghana http://ugspace.ug.edu.gh 12 perspective of decentralization seeks to decongest the central government and distribute the workload to subnational agencies in easy-to-manage proportions. The workload distribution seeks to promote greater efficiency, effectiveness and effective coordination in public service delivery. Politically, decentralisation was adopted to promote good governance through pluralism, accountability, popular participation and engagement, and transparency (Hussein, 2004; Crook, 1994). 2.2 The Structure of Ghana's Decentralisation System Ghana's decentralisation has a four-tier structure comprising regional coordinating council, metropolitan, municipal and districts assemblies. The Regional Coordinating Councils (RCC) are both administrative and coordinating bodies located in the county's regional capitals of the sixteen (16) administrative regions. The RCCs are expected to play an oversight role over all MMDAs within the respective regions. The RCCs are composed of a regional minister as the chairperson of the council, regional deputy minister(s), presiding members and MMDCEs of the various assemblies, two representatives from the regional house of chiefs and the regional heads of departments without voting rights (Ahwoi, 2010; Arkorful, Lugu, Hammond & Basiru, 2021). The metropolitan, municipal and districts are areas composing towns with a population size of 25000, 95000 and 75000 inhabitants. The metropolitan, municipal and district assemblies are composed of Metropolitan, Municipal and District Chief Executives, a presiding member elected from the assembly members, 30% appointed and 70% elected assembly members (Ahwoi, 2010). The sub-districts consists of sub-metropolitan, urban, zonal and town councils, made to deepen and promote citizen participation in decision-making, planning, execution, monitoring in the delivery of public services (Arkorful et al., 2021; Ahwoi, 2010). University of Ghana http://ugspace.ug.edu.gh 13 Figure 2. 1: The Structure of Ghana’s Local Government System Source: Ahwoi (2010). 2.3 Local Government Funding in Ghana Ghana’s Fourth Republican Constitution of 1992 provides a strong and comprehensive stance for the budgetary and financial base of local government authorities in Ghana. It states that local government authorities must have a sound financial base with adequate and reliable sources of revenue. The MMDAs in Ghana have three major revenue sources: the District Assemblies Common Fund (DACF), the locally/internally generated fund (IGF), and the ceded revenue (Ayee, 2012; Ahwoi, 2010). The DACF as a major funding for MMDAs is an intergovernmental financial transfer, depicting the manifestation and achievement of fiscal decentralisation in Ghana (Ayee, Regional Coordinating Councils Municipal Assemblies Metropolitan Assemblies District Assemblies Zonal Councils Sub-Metro DAs Town Councils Urban/Town/Are a Councils Unit Committee University of Ghana http://ugspace.ug.edu.gh 14 2007). Ghana's 1992 Constitution made an explicit provision for a statutory quarterly transfer of funds by the central government to the local government authorities. The DACF Act, Act 455 of 1993 gave legal backing to these transfers. It is expected that 5% of the national revenue be allocated to the local government authorities using a formula decided by the Parliament of Ghana. This was subsequently changed to 7.5% under the John Kuffour-led NPP government (Yeboah-Assiamah, 2016). The second source of funding for the local government authorities, internally generated funds, are the own-sourced revenue of the local government authorities in Ghana. The Local Government Act 462 of 1993 authorises and empowers MMDAs to mobilise revenue in rates, fees, fines and licenses from persons and entities liable for local development (Puopiel et al., 2015). The ceded revenues are those lesser taxes collected by the Ghana Revenue Authority for the central government and later transferred to the local government authorities for utilisation (Osei-Akoto et al., 2007). 2.4 Forms of Decentralisation 2.4.1 Political decentralization Political decentralisation refers to how central governments delegate political roles such as representation to sub-governmental units and the powers to elect local representatives. Political decentralisation presents two elements: transfer of power to elect local officials and representatives, i.e., electoral decentralisation; and transfer of authority to structure a sub-national level government (Böckenförde, 2011). Political decentralisation has been associated with pluralist democracy supporting democratisation, and citizens' representatives participating in the decision-making processes at the sub-national level (Rondinelli, 1999; Ozmen, 2014). University of Ghana http://ugspace.ug.edu.gh 15 In the views of Hoffman & Metzroth (2010), the purpose of political decentralisation, which sought to give the entirety of political powers to the local government authorities in forming their own government through election of their representatives is defeated by the presidents' appointment and the imposition of MMDCEs and 30% assembly members on the various assemblies (Hoffman & Metzroth, 2010). 2.4.2 Administrative decentralisation This refers to the administrative autonomy offered to local government authorities to steer the day-to-day affairs of the local authority. Administrative decentralisation seeks to give the local government authorities the responsibility to plan, finance and manage public functionaries at the local government level. Administrative decentralisation has three main forms: deconcentration, delegation, and devolution (Rondinelli, 1999; Ozmen, 2014). Deconcentration: This form of decentralisation refers to the shift of the central government's responsibility to its subsidiary offices to implement certain policies. The overall authority and power remain in the central government's hands even though it alters the geographic distribution of authority. Deconcentration redistributes the balance of power and authority between the central government and the subsidiary entities. Central government transfers responsibilities to the subnational government to fast track the delivery of public services. They were getting the services closer to the local populace and deconcentrating the attention on the centralised delivery system. The central government still controls the affairs at the various levels or peripheral entities (Hart & Welham, 2016; Khambule, 2021). In the case of Ghana, the passport application centre, which was initially in the national capital, was subsequently decentralised through deconcentration to regional levels of government. Under their University of Ghana http://ugspace.ug.edu.gh 16 auspices passports are issued, but the Ministry of Foreign Affairs and Regional Integration controls the operations of these peripheral entities. Delegation: this seeks to transfer power and authority to semi-autonomous local government authorities without central government control but accountable to it. Central government transfers responsibility for decision-making and administration of public functions to semi-autonomous entities. These entities are partly controlled by the central government. In Ghana, public enterprises, including the Electricity Company of Ghana, Ghana Water Company, and the state Transport Cooperation are typical government-delegated powers. These entities are expected to exercise discretionary powers in their decision-making. They hire their own personnel instead of relying on the traditional civil service. They also charge users for the services provided. Devolution: refers to the transfer of authority for decision-making to quasi-autonomous local government units with corporate status. This provides the greatest form of autonomy to the local government authorities as compared to the previous two forms of administrative decentralisation (Schneider, 2003). This involves the transfer of governance responsibility to a subnational government that is largely outside the direct control of the central government. As part of Ghana’s devolution exercise is the creation of local government institutions to steer local related affairs. Currently, Ghana is divided into sixteen administrative regions. These regions are also subdivided into metropolitan, municipal, and districts depending on the area's population density. These entities are expected to exercise administrative powers in providing basic public services to the populace living within these localities. 2.4.3 Fiscal decentralization Fiscal decentralization refers to the transfer of financial powers to local government authorities in mobilizing revenues for local development. It is both the revenue-making University of Ghana http://ugspace.ug.edu.gh 17 powers and the transfer of financial resources from the central government to the local government authorities. For sub-national governments to effectively discharge their responsibilities to the local populace, there is a provision for the timely allocation of financial resources from the central government to the local government authorities (Khambule, 2021). Fiscal decentralisation has three fundamental components: responsibility for expenditure, responsibility to mobilise local revenues; and financial transfers from the central government transfers (Böckenförde, 2011). Fiscal decentralisation is considered to affect public service delivery positively, and to reduce poverty due to the easy access to funds raised at the local level. Both the central government financial transfers and the internally generated funds are necessary in determining the ability and efficiency in delivering developmental outcomes (Hart & Welham, 2016; Khambule, 2021). The District Assemblies Common Fund was introduced to deepen fiscal decentralisation in Ghana. This fund comprises a quarterly allocation of funds to the MMDAs to promote development at the local level. In addition, schedules 8, 9, 10, 11 and 12 of the Local Government Act (Act 936 of 2016) gives powers and authorities to the MMDAs to collect rates, fees, fines and licenses. The most important sources of IGF for MMDAs in Ghana are property rates, licenses, fees and fines. In 2011, the Government of Ghana introduced a new financial allocation to the MMDAs called District Development Fund; this is to achieve a balance between the functions of the MMDAs and the financial resources available to them (Otoo & Danquah, 2021). Fiscal decentralisation, which seeks to delegate financial authority to sub-national governments in raising local revenue to support development at the local level is challenged in many ways. Most district assembles in Ghana are faced with a series of challenges to their efforts at generating internal revenue (IGF). Key amongst them is the University of Ghana http://ugspace.ug.edu.gh 18 limited revenue bases in the various districts and municipalities (Gadenne & Singhal, 2014). In addition, a study conducted by Sanogo (2019) on Cote D’Ivore’s local government revenue generation indicates that there is a higher likelihood of adequate revenue generation in developed countries than there is in developing ones; this is attributed to capacity issues related to local government authorities in raising local revenues (Khambule, 2021). 2.5 Empirical Literature Review Series of studies were conducted across the globe on the impact and contributions made by decentralisation to development. Owusu et al, (2005), conducted a study and established that the demarcation of administrative boundaries in Ghana is due to administrative decentralisation, which sought to give deliberative powers to the local populace in the determination and implementation of their development policies at the local level. The representative participation of the local populace in local policymaking ensures rapid development at the grass root. Egbenya (2009) conducted a study on the devolution of central government departments at the local level and asserted that the representation of central government departments: health, education, agriculture and social welfare at the local level ensures better service delivery to the local level due to closeness with the populace. He further asserted that, even though some of these departments, which existed at the local level, are not under the direct supervision of the MMDAs, they performed extremely well. Canare (2020), conducted a study on the impact of decentralisation on development at the local level and found that good governance, economic growth and delivery of efficient and effective public services are benefits of decentralisation. The rapid growth of small towns and villages through the development of infrastructure, educational University of Ghana http://ugspace.ug.edu.gh 19 facilities, health and local governance architecture immensely contribute to the development of localities. In another study by Faguet & Poschl (2015), it is suggested that decentralisation of governance to the local level provides the opportunity for better information concerning citizens’ needs and wants, ensures greater participation of citizens in the selection of their development needs, and creates greater accountability and transparency of in the local government systems for citizens. These findings are in line with the findings of Hussein, who, in his (2004) study, stated that both political and administrative decentralisation seek to promote citizen participation in governance and development. Citizens' participation in development planning and implementation enables the formulation of workable plans to solve local problems (Hussein, 2004). There is wide acceptance among development scholars of the relationship between decentralisation and poverty reduction. It is asserted that decentralisation plays a very crucial role through citizens' participation in the formulation and implementation of policies geared towards reducing poverty. It is believed that the local populace has the necessary information and incentives to participate in policies that effectively tackle local needs and preferences (Ahwoi, 2010; Aryee, 2010). Steiner (2005) alluded to Hussein in his 2004 position on the impact of decentralisation on the local populace. He mentioned that there is an informational advantage for the local government compared to the central. This, he said, is due to its closeness with the local populace and better targeting of the poor. Asibuo (2000), Ayee (1997), and Owusu (2005) conducted a study on the essence of decentralisation on rural development and revealed that the development of small towns and rural areas through decentralisation reduces the migration rate of the youth to urban and large cities to search of jobs. Resources allocated by the central to the local University of Ghana http://ugspace.ug.edu.gh 20 government authorities are expected to ensure local development by providing basic services and facilities. In Ghana, decentralisation is expected to enhance the development of the various district capitals to serve as a hub for potential rural-urban migrants. Crook and Manor (2000) analyzed the process of political decentralisation in India (Karnataka state), Bangladesh, Côte d'Ivoire, and Ghana and discovered that decentralisation of governance resulted in increased transparency and decreased corruption. They argued that while decentralisation reduced grand theft, it increased petty corruption in the short run, both may eventually decrease. Fiszbein (1997) concluded from a review of political decentralisation in Colombia that competition for political office created opportunities for responsible and innovative leadership, which became the impetus for capacity building, improved service delivery, and reduced corruption at the local level. Habibi et al. (2001) examined the influence of fiscal decentralisation on social sector outcomes in Argentina from 1970 to 1994 and concluded that it improved education and health service delivery while it reduced intra-regional inequities. Eskeland and Filmer (2002) also discovered that decentralisation of education resulted in an increase in school accomplishment scores using cross-section data from Argentine schools. Faguet (2001) also discovered that decentralisation aided in the alignment of governmental services with local preferences, as well as the quality and accessibility of social services in Bolivia. Foster and Rosenzweig (2001) concluded that democratic decentralisation of governance improved local service distribution in India. Santos (1998) demonstrated the same impact through participatory budgeting in Porto Alegre, Brazil. Isham and Kahkonen (1999) documented significant improvements in water services in Central Java, Indonesia, because of local community control. In Nicaragua, University of Ghana http://ugspace.ug.edu.gh 21 King and Ozler (1998) noticed that decentralised school management resulted in an increase in achievement scores. Estache and Sinha (1995) discovered that decentralisation resulted in greater spending on public infrastructure in a cross-section of industrialized and developing countries. Huther and Shah (1996) and Enikolopov and Zhuravskaya (2003) found that decentralisation enhanced the delivery of public goods in a significant number of nations, using cross-section and time series data. Ayee (2013) studied the effects of decentralisation on development and asserted that, even though decentralisation is still an ongoing process, it aims to address the needs of the people at the grassroots level. Due to this, the successes and failures are not easy to measure. Decentralisation is measured against its efficiency, economy, effectiveness and accountability. Efficiency refers to the use of scarce resources for maximum gain. He classified efficiency into allocative and productive efficiency. The former ensures accuracy in the provision of public services for local needs. Productive efficiency ensures value for money in public services and aims to improve accountability at the local level. Economy refers to the use of the cheapest resources for production. In terms of the award of contracts for the provision of goods, services or works, the lowest bidder with the requisite skills should be selected. Effectiveness refers to achieving the original aims of a project without compromising quality. Muriisa (2008) conducted a study and found that decentralisation of governance has brought accountability of resources utilised by the local government authorities. Accountability, in his findings, refers to the timely provision of accounts on all resources allocated and spent to the citizenry by the officeholders. He distinguished between two categories of accountability: political accountability and administrative accountability. Political accountability refers to the situation where elected officials are University of Ghana http://ugspace.ug.edu.gh 22 accountable for their electorate and administrative accountability is the timely accomplishment of tasks within budget. 2.6 Challenges to Ghana's Decentralisation Decentralisation is a complex and multifaceted concept plagued with structural and institutional implementation challenges and outcomes (Crawford et al. 2008). Furthermore, the disconnection between power and capacity, clientelism, patrimonialism and informal institutions shaping choices and behaviors are some other challenges faced in its implementation (Olowu & Wunsch, 2004). The effectiveness of Ghana's decentralization policy has been undermined by the lack of the central government's political will and the frequent interferences in the operations of the local government authorities despite the lofty goals of the policy (Nyendu, 2012). Little fiscal autonomy by MMDAs creates a weak financial base to support development initiatives at the local level. Regrettably, about 85% of the funding for MMDAs are central government transfers, mostly from the DACF, or from donors (Hoffman & Metzroth, 2010; Amanor et al. 1999). The DACF, which is the major source of revenue for the MMDAs, is fraught with several challenges, including irregularities in its disbursement, lack of transparency, and lack of discretionary powers to the MMDAs in its allocation. Lastly, there is the delay in its disbursement. (Ayee et al. 2010). In addition, due to the central government's absolute authority in raising all the lucrative revenues in the form of income taxes, local government authorities are faced with challenges in raising large revenues within their areas to support development at the local level (Hoffman & Metzroth, 2010). The composite budgeting system introduced at the local level, is ineffectively implemented due the unwillingness of the Ghana's Ministry of Finance (Yeboah- University of Ghana http://ugspace.ug.edu.gh 23 Assiamah, 2016). Decentralization remains a theoretical ramification with less practice (Yeboah-Asiamah, 2016). In the context of political decentralisation, MMDAs in Ghana fall short of constituting their own government. This is due to the continuous appointment of heads of the various local government authorities (MMDCEs) and the 30% assembly members by the President. According to Aryee (2010), this defeats the non-partisan nature of the MMDAs (Ayee, 2010). Even though stipulated in Ghana's Fourth Republican Constitution of 1992, this act renders the relationship between the central and the local government authorities a "principal-agent typology". After three decades of implementing decentralisation in Ghana, it is further argued that very little of it is achieved. Its expectations of leading to effective, responsive and accountable district assemblies and ensuring poverty reduction and the empowerment of the disadvantaged and vulnerable groups at the local level have remained unfulfilled (Yeboah-Assiamah, 2016; Hoffman & Metzroth, 2010). Stone (1997), and Antwi-Boasiako (2010) argued that, even though decentralisation is a development strategy aimed at transferring power and responsibility to sub-national levels of government (regional and district levels), most countries across the African continent especially in the sub-Saharan Africa have failed in transferring such power and responsibility through delegation and devolution, but adopted the strategy only in theory. They contend that little impact of decentralization has been felt after several decades of its implementation especially in the case of Ghana (Yeboah-Asiamah, 2016; Stone, 1997; Antwi-Boasiako, 2010). 2.7 Decentralisation and Agricultural Development There has been a series of studies to investigate the contributions of decentralisation to the development of the agriculture sector. For example, Nambiro, Omiti & Mugunieri University of Ghana http://ugspace.ug.edu.gh 24 (2005) conducted a study and asserted that there is a positive effect of decentralisation on agricultural development especially in the areas of extension service provision to farmers. Similarly, Hanyani-Mlambo (2000) & Oladele (2011) stated that the delivery of extension services under decentralisation is guided by two approaches: supply-driven and demand driven services. Decentralisation of agricultural policies improves good financing mechanisms at the local level. Decentralisation ensures pluralism, demand- driven and decentralised coordination and user participation in extension financing to ensure effective agriculture extension service to farmers. Pluralism under decentralisation implementation in the agriculture sector affords farmers the access to influencing quality of extension services. The institutionalization of District Agriculture Extension Service systems ensures effective operationalization of demand-driven services and decentralisation coordination (Masangano et al., 2017; Babu, 2010). The World Bank (2007) supported the earlier assertions that, decentralisation of administrative responsibilities in the delivery of technical agricultural services improves agriculture production. Conyers (1986) argues that the decentralisation of control in the determination of agricultural pricing policy to the local government authorities offer motivating incentives to local farmers, and this translates into the improvement in the living standards of the local farmers and the local populace due to the consensus and engagement of the local farmers in the price determination (Conyers, 1986). The FAO (2001) has asserted that the decentralisation of the agriculture sector through devolution uplifts the economic status of farmers due to the transfer of national resources to the local level. Due to the active participation of farmers in the determination of agricultural development policies at the local level, there is a boost to the economic at the local level. This is due to the ability of the local populace in identifying the remedying solutions at the local level than in the case of central government (FAO, 2001). Decentralization gives hope for rural programs in terms of eliminating the urban bias University of Ghana http://ugspace.ug.edu.gh 25 that emerges from rural people's geographic dispersion, their inability to organize to advocate their interests, and the discrimination against agriculture inherent in many countries’ policy frameworks. Decentralization of agricultural extension and research strives to improve user participation in technology initiatives and make programs more accountable to users (World Bank, 2009). In agricultural development, decentralization initiatives boost user ownership and financial support for services, improve program accountability, and build constituencies for agricultural extension services. The ability of food crop producers to communicate their demands for technical innovation may be the most significant benefit of decentralizing agricultural extension operations. The demand side of extension systems is strengthened by agricultural sector changes, but simply decentralizing extension to local governments does not guarantee that beneficiaries will have more authority over decision-making (World Bank, 2000). Decentralized agricultural extension administration supports collaborations between various participants in the technological system, facilitating the participation of other actors in the agricultural value chain in particular. The privatization of some extension functions and the introduction of private services can improve cost efficiency. Fee-for- service and cost-sharing arrangements can be introduced more easily with decentralized agricultural extension. In decentralized systems, involving users in the evaluation of agricultural extension agents and programs, as well as connecting extension agent remuneration to performance, can be effective ways to enforce accountability (FAO, 2001). A study by Lai & Custilli (2005) on the impact of decentralisation on agriculture sector development revealed that decentralisation contributed towards an integrated package of services, including the development and extension of new technologies, the University of Ghana http://ugspace.ug.edu.gh 26 distribution of inputs, equipment, and credit, and the creation of production and transportation infrastructure. Because of the lack of developed local enterprise and the underdeveloped nature of many marketplaces, state intervention was viewed as the only way to quickly provide appropriate services to small farmers for most agricultural services. Farmers were frequently offered financial incentives in the form of subsidized credit, farm inputs, and equipment, as well as government funding of the costs of technological research and transfer, as well as input delivery networks. 2.8 Agricultural Sector in Ghana Agriculture remains the largest employer in the Ghanaian economy, contributing about 19.7% in 2018, 18.5% in 2019 and 18.24% in 2020 to the country's GDP and accounts for approximately 30% of the country’s export earnings (World Bank, 2021). This sector recorded a 2.9% growth in 2016, 6.1% in 2017, but a 4.8% decline in 2018. The sector recorded a 6.9% growth in 2019 and 7.1% growth in 2020, respectively (Israeli Embassy of Ghana, 2020). Currently, most of the country's population lives in rural areas where agriculture is a major source of the economy. The sector employs about 93% of the population of the rural savannah zone, 81.3% of the rural forest zone and 64.7% of the coastal zone (Ghana Statistical Service, 2020). In Ghana, the agricultural sector consists of several interrelated activities: agriculture research, agriculture extension, production and marketing of cash crops, fisheries, animal and food crops, forestry, and logging (Ali et al, 2021; GLSS, 2017). Over the years, especially in the post-independence era, governments formulated several policies geared towards the modernization of the sector with particular attention on upgrading the skills of subsistent farmers (Center for Democratic Development, 2011). In Ghana, the agricultural land area covers an approximation of 136,000 km2 accounting for about 57% of the country's land area. With this, about 58000km2 University of Ghana http://ugspace.ug.edu.gh 27 representing 24% of the total land area is under cultivation, 11000 hectares of this is under irrigation (Ali, Agyekum & Addai, 2021). About 80% of Ghana’s agricultural sector consists of smallholder farmers with an average farm size of less than 1.2 ha, traditional and reliant on rain (World Bank, 2017; Israeli Embassy of Ghana, 2020). Ghana's agriculture growth trend has been attributed to three drivers: government policies, rapid urbanization, population pressure, and land expansion. In Ghana, successive governments enacted some polices aimed at developing the agricultural sector. Food and Agriculture Sector Development Policy (I &II), Medium Term Agriculture Sector Implementation, Fertilizer Subsidy Policy, Youth in Agriculture Programme, and Agriculture Extension Services. In 2019, Ghana’s Ministry of Agriculture was allocated a total sum of GH₵967.845 million, but this was later reviewed after the presentation of the midyear budget to GH₵1,186.521million. This review was to accommodate payments for the subsidized fertilizer and seeds committed to under the planting for food and jobs initiatives by the Government of Ghana. In addition, the Ministry in the year 2020 was allocated a total amount of GH₵965,131,569. Out of this amount, Government of Ghana contributed GH₵580,491,120, representing about 60% of the total budget and the remaining 40% amounting to GH₵384,640,448 representing contributions from donors (Government of Ghana, 2020). Even though Ghana's agricultural sector has been assessed to perform reasonably well in the past decades, by African standards, in terms of the significance of its role in reducing rural poverty, increasing labour productivity and income for farmers, it has failed in exploiting its potential to reduce the high dependence on imported food (Diao et al. 2019). Ghana's agricultural sector is plagued with series of University of Ghana http://ugspace.ug.edu.gh 28 challenges, including low cash and staple crop yields, the harrowing effect of climate variability, low soil fertility, outbreaks of pests and diseases, inadequate financial supports to farmers through extension services, low deployment of agricultural technologies, and the rapid population growth (World Bank, 2016; Mogomotsi et al. 2020; Dube et al. 2016). These challenges resulted in Ghana becoming a net importer of basic food commodities such as rice and poultry. A total amount of USD 2 billion, equivalent to the estimated annual earnings from the exportation of cocoa, is spent annually on importing these basic food commodities (World Bank, 2017). A vibrant agricultural system is a major contributor towards the overall development and growth of the economics of nations (Janvry & Sadoulet, 2010). The agriculture sector plays diverse significant roles in the socio-economic development of society today. More importantly, the agriculture sector plays a significant role in improving food availability and ensuring food security generally for the populace (Smutka, 2009). 2.9 Agriculture and Food Security The concept of food security emerged some decades ago during the global food crisis in the 1970s. As defined by the FAO (2002), food security refers to the ability of people to have access at all times to sufficient, safe and nutritious food that meets their dietary needs and preferences socially, economically and socially (FAO, 2002). The concept of food security as defined globally during the 1970 global food crisis focused on ensuring the availability and affordability of basic food due to the extreme volatility of agricultural commodity prices at the time (Berry et al., 2015; Peng et al., 2019). Ghana's Ministry of Food and Agriculture in its Food and Agriculture Sector Development Policy II, defines food security as having good quality nutritious food, which is hygienically packaged and attractively presented and available in sufficient quantities at all times of the year at locations appropriate and affordable to consumers (Government of University of Ghana http://ugspace.ug.edu.gh 29 Ghana, 2007). The concept of food security has four dimensions: availability of food either locally produced or imported; accessibility to the consumer through both transport and economic means; utilization, which involves the ability of consumers to get the right quantity and quality for a healthy life; and lastly, stability of the consumers to withstand food shocks caused either by the natural or manmade phenomenon. Today, Africa's food security is threatened by the climate change situation, which has far- reaching effects on cereal production, especially in sub-Saharan Africa (Peng et al., 2019; FAO, 2008). Ghana's broad strategy towards attaining food security focusses on the national and agro-ecological levels. It seeks to develop five main crops: maize, rice, yam, cassava, and cowpea. To ensure food security at the district level, the ministry seeks to focus on two crops for development. The choice of crops to develop at the district level to ensure food security will be based on the comparative advantage of the district, the availability of the market, and the importance of the crop to the people living in the locality. The government, through MoFA seeks to support the growth of such crops through the provision of irrigation and sustainable management of land, supply of improved planting material, and finally, the provision of appropriate mechanisation. In addition, Ghana's strategy for food security targets the poor, and aspires to enhance their capacity to cope with food insecurity (MoFA, 2007). The government of Ghana, over the years, started the implementation of certain policies geared towards tooling and supporting local farmers in the country. The government of Ghana in its 2019 programme based projects estimates, is seen to be committed to ensuring food security. This programme aimed to reduce food and nutrition insecurity through modernized agriculture, maintain national strategic stocks for emergencies, and establish an effective early warning system. The government of Ghana designed five (5) key sub- University of Ghana http://ugspace.ug.edu.gh 30 programmes to achieve the aims of the programme. These include productivity improvement through the provision of the needed technological packages to farmers, provision of mechanisation, irrigation and effective water management systems for the agriculture sector, provision of adequate food storage systems, distribution of improved nutritional commodities, diversification of livelihood options, and creation of early warning systems and emergency preparedness (Government of Ghana, 2019). Food insecurity, a chronic challenge on the continent, is attributed to the low yields recorded by the agriculture sector. The continent faces challenges of feeding its growing population; a continent known as a net exporter of agricultural commodities is now a net importer of the same commodities (Khan et al., 2014; Pawlak et al. 2020). On the contrary, the agricultural sector is expected to ensure food availability. Moreover, to ensure food security, attention must be given to investment in agriculture infrastructure and extension services (Pawlak et al. 2020). Sustainable Development Goals, which succeeded the MDGs in 2015 focused on agriculture and food. For example, SDG 1, which aimed at reducing poverty by 2030, tasked the agriculture and the food sector to play a major role in providing quality and the right quantity of food. Goal 2 focuses on ending hunger, achieving food security and improving nutrition by promoting sustainable agriculture. Agriculture is the major economic activity in the rural areas where most of the world's poor live. This calls for the needed investments in the agricultural sector, which will translate into the growth of the sector's productivity, ensure an increase in food availability, decrease in the price of food on the domestic market, and make food available and accessible (Brooks, 2016). 2.10 Theoretical Framework This study is supported by the theory of participatory development, which was based on the works of Hickey (2006), Mohan (2007), Stokke & Cleaver (2004), and Chambers University of Ghana http://ugspace.ug.edu.gh 31 (1994). The theory of participatory development depicts an evolutionary trend away from the global, aspatial, top-down techniques that dominated early development attempts and toward more locally sensitive methodologies. The term "participatory" originally appeared in development terms during the 1950s, and gained popularity in the 1970s when the United Nations and the World Bank recognised participation as a critical way of raising economic and social standards, particularly in rural regions (Cummings, 1997). According to Lowe, Ray, Ward, Wood, and Woodward (1998), the notion of participation was created due to the failure of the conventional economic model to improve the lives of the majority of impoverished people in developing nations. As used in the analysis of this study, participatory development refers to the active involvement of the citizenry in the policymaking and development planning of a locality. In its broader terms, participatory development is considered as citizens’ empowerment tool, both an end and a means (Mohan, 2007; Dinbabo, 2003). The theory of participatory development assumes that participation is the exercise of power by the citizens in decision-making and the control of their efforts in a collaborative framework. Dialogue and information sharing among citizens and government officials lead to rapid development (Rahman, 1993; Oakley, 1991). In addition, the egalitarian redistribution of power and resources, democratising national and local political processes encourage and promote the involvement of the citizenry in the development of their communities (Forero-Pineda, 2001). The theory of participatory development emphasized that, to achieve rapid development, there is the need to encourage the participation/involvement of citizens in the development planning, since the local populace is considered experts of their needs. Ghana’s decentralisation aimed at shifting from the initial hierarchical top-down approach in development planning and implementation to a bottom-up approach where citizens University of Ghana http://ugspace.ug.edu.gh 32 actively participate in development planning (Ayee, 2012). Cummings (1997) asserted that citizens’ participation helps in overcoming the shortcomings of the top-down approach in development. This emphasizes the fact that the decentralisation of the agriculture sector in Ghana encourages a bottom-up policymaking and implementation pathway, which ensures the involvement of the local farmers in inputs and commodity price determination (Conyers, 1986). The crux of Ghana’s decentralisation policy has been to promote popular grassroots participation in the planning, implementation, monitoring and delivery of those services deemed necessary for improving the livelihood of the local populace. In this study, the decentralisation of the agriculture sector, which encourages and promotes the participation of stakeholders in the development planning, budgeting of the sector is considered an essential element for the sustainable development of the sector. The agriculture sector is charged with ensuring food security all year round with government support through the provision of timely and adequate resources. The theory of participatory development is presented with two major perspectives: the Social Movement Perspective and the Institutional Perspective. The former views participation as an attempt to eradicate unfair inequalities of knowledge, power, and economic distribution. This perspective sees participation as a way of overcoming obstacles and shaping the lives of the citizenry (Mefalopulos et al., 2009). However, the social movement perspective refers to citizens as primary stakeholders, who are primus inter pares: those with a considerable influence in development decisions (Mefalopulos et al., 2009). The Institutional Perspective sees participation as reaching and involving relevant groups in the design and implementation of a development project. The Institutional Perspective utilizes the information and opinions of relevant groups or stakeholders in a society to achieve a pre-determined goal (Mefalopulos et University of Ghana http://ugspace.ug.edu.gh 33 al., 2009). In the case of the agriculture sector at the local level, participation of the local farmers and stakeholders through information dissemination ensures that workable ideas are shared among both local officials and the local farmers. This will also ensure the equitable distribution and judicious use of resources. The theory of participatory development takes the pathways of traditional economic model, ensuring a top-down strategy to addressing poverty-related issues, focusing on exogenous development such as physical infrastructure and material resources, investments, finance, and other factors to enhance critical sector productivity. The presumption is that members of the community lack the competence and knowledge necessary to handle technical and production issues (Cummings, 1997). The exogenous economic strategy, on the other hand, according to Abbott (1995) and Lowe et al. (1998), has resulted in a more efficient kind of new development to assist raise community living standards. The government recognizes that human, environmental, and cultural elements are underutilized resources that result in exogenous development failure in rural communities. Changes were made in the 1980s with an emphasis on endogenous development by maximizing the utilization of community-based human resources, the environment, culture, and assets for rural community development. The economic development paradigm creates an atmosphere in which an effective strategy for addressing poverty among community members is required (Lowe et al., 1998; Marsden & Oakley, 1991). Due to the failure of the top-down approach to development and poverty eradication in rural regions, participation has become increasingly important in rural development planning (Cummings, 1997; Kelly & Vlaenderen, 1996). University of Ghana http://ugspace.ug.edu.gh 34 The theory of participatory development is relevant for analysing this study due to its ability to provide explanations for the extent of stakeholder participation on the development of the agriculture sector. Farmers, citizens, chiefs, local government officials, and other players on the agriculture value-chain are the main stakeholders, whose participation in the development planning and implementation are essential for the development of the sector. This is coupled with the timely and adequate deployment of resources to farmers by the central government. Ferero-Pineda (2001) asserted that participation of farmers and other stakeholders in development planning addresses issues of inequality in the distribution of resources at the local level. Marquetti et al. (2012), identified participatory budgeting as a public decision-making tool that allows stakeholders direct involvement and participation in determining fiscal policies. As a form of decentralisation, fiscal decentralisation seeks to ensure the timely transfer of the needed financial resources to the local level for development. It also seeks to give the power and authority for revenue generating at the local level (Ahwoi 2010). As is the case under the new decentralisation system, all departments under the various assemblies are expected to participate in the preparation of the composite of the district (Government of Ghana, 2012). The researcher adopted Arnstein’s (1969) typology of participation and Peng’s (2020) hierarchy of participation for this study. According to Peng (2020), the participation of farmers and other stakeholders in agriculture sector development at the local level is in four categories: information, consultation, collaboration, and empowerment. Information, which is the first level of stakeholder participation, seeks to ensure there is adequate provision of the information necessary for their consumption on all development policies at the local level. Peng’s first level of participation is in line with Arstein’s two bottom rungs of participation: manipulation and therapy. Arstein refers University of Ghana http://ugspace.ug.edu.gh 35 to this two bottom rungs as non-participation. He explained that powerholders only provide education to participants in the form of information but do not provide the opportunity for direct involvement of the stakeholders. Consultation, the second level of participation, ensures that policy makers sought public opinions and ideas on policies and programmes on agriculture development from farmers and other stakeholders on the agriculture value-chain. Arstein referred to the rungs 3 & 4 as tokenism: informing and consultation. He explained that these allow have-nots to hear and have a voice. These levels provide citizens with opportunities to be heard but fail to empower them in ensuring compliance by the power holders. The third level of participation, collaboration, is a dialogue-based level of participation. It ensures collaborative decision-making and responsibility sharing among stakeholders. This is in line with Arstein’s fifth level of participation, placation. He referred to it as a high degree of tokenism because the ground rules allow the have-nots to only advice but left the entirety of the power to the powerholders to decide. The fourth level, empowerment, is a dialogue-based level of the hierarchy of participation. It seeks to transfer a complete power of decision-making powers to the public or stakeholders in a development project. The 6th, 7th and 8th levels on Artein’s participation ladder, partnership, delegated power and citizens control fall in line with Peng’s empowerment level of participation. Arstein referred to them as increasing decision-making influence by citizens. These levels enable citizens to negotiate and engage in trade-offs with powerholders (Arstein, 1986; Peng, 2020). The theory of participatory development is utilised in examining the effects of participation of farmers and other stakeholders in the decentralisation of the agriculture sector, and its extent in ensuring food security in the Ho West District of Ghana. University of Ghana http://ugspace.ug.edu.gh 36 CHAPTER THREE METHODOLOGY 3.0 Introduction This chapter presents both the profile of the study area and the description of the research methodology and techniques employed in the conduct of the study. First to be presented is the profile of the study area. The second part of the chapter describes the research design, data collection procedures and techniques, the population of the study, the sampling technique and procedures, the sample size determination of the study, and the ethical principles guiding the researcher throughout the study. 3.1 Study Area Profile 3.1.1 Location, Size and Population of the Study Area The Ho West District is one of the eighteen (18) administrative districts of the Volta Region. The Legislative Instrument (LI), 2083 of 2012 established the Ho West District; it was carved out of the Ho Municipality in 2012. The District is bordered on the South by Adaklu District, on the North by Afadjato South District, on the East by Ho Municipality and the Republic of Togo and on the West by the South Dayi District. The District is located between latitudes 6.33o 32"N and 6.93o 63"N and longitudes 0.17o45” E and 0.53o39" E, and has a total land area of 1,002.79 km2. According to the 2020 Population and Housing Census, the District has a total population of 94,600; out of this, 45,361 are males representing 48%, and 49,239 are females representing 52% of the total population. 89.1% of the population live in rural areas, against 10.9% living in urban areas (Ghana Statistical Service, 2020). University of Ghana http://ugspace.ug.edu.gh 37 3.1.2 Agriculture Agriculture represents the mainstay of the District's economy employing about 95% of the District’s labour force. According to the Ghana Statistical Service (2021), 2020 PHC report, there are 23,875 households in the Ho West District; out of this, 17,559 households, representing 73.5% are involved in agriculture, 16,723 households, representing 95.2% are into crop farming, 124 households representing 0.7% are into tree planting, 6,827 households, representing 38.9% are into livestock rearing and 10 households, representing 0.06% are into fish farming. This implies that the majority of the households involved in agriculture are crop farmers, which is of interest to this study. The farming activities carried out in the District are on a small-scale basis. The major crops cultivated by the farmers in the district are maize, rice, cassava and beans. Cultivation of cash crops such as cocoa and palm fruits were gaining ground at the time of the census. University of Ghana http://ugspace.ug.edu.gh 38 MAP OF HO WEST DISTRICT Figure 3. 1: Map of the Ho West District Source: Ghana Statistical Service (2010). 3.2 Research Paradigm The research is grounded in the philosophical assumptions of pragmatism. According to Hall (2013) and Morgan (2014), pragmatism as an intellectual paradigm presents a radical shift from the old philosophical beliefs concerning the nature of reality and the possibility of truth. Dewey (2008) refocuses on inquiry as a central form of human experience. He states that the attempts at producing knowledge happens within a social context. Pragmatism is based on the assumption that research might avoid philosophical discussions about the nature of truth and reality in favor of 'practical understandings' of University of Ghana http://ugspace.ug.edu.gh 39 tangible, real-world problems (Patton, 2005). While this approach is compatible with qualitatively prevailing interpretivist understandings of socially constructed reality, the focus is on questioning the value and meaning of research data through evaluation of its practical implications. The use of pragmatism is suitable for this research because it allows the researcher to move beyond the objectivist conceptualizations that have dominated research and instead explore and understand the linkages between knowledge and behavior in context. Furthermore, pragmatic inquiry understands that people (including organizations) in diverse social circumstances can have different experiences with action and change, which encourages them to be flexible in their investigation strategies (Onwuegbuzie & Leech, 2005). Furthermore, rather than disputing the validity and intrinsic value of certain methods and methodologies, pragmatism encourages researchers to choose methods and methodologies based on their relevance "in terms of transporting us from the realm of practice to the world of theory and vice versa" (Kelemen & Rumens, 2012). 3.3 Research Approach The study employed a mixed-method research approach in the collection and the analysis of its data. As the name indicates, the mixed-method research is a purposeful integration and combination of both the quantitative and the qualitative research techniques in conducting research. It states that researchers gather both the quantitative and the qualitative data from the sample population using appropriate instruments (Creswell & Plano, 2011). The relevance of this approach to the study is its ability to create both the statistical and in-depth views on the phenomenon under study. Specifically, the study sought to analyse the extent and the dynamics of agricultural sector decentralisation and its contribution to food security in the Ho West District of University of Ghana http://ugspace.ug.edu.gh 40 the Volta Region. Thus, qualitative data were collected with an interview guide from the core staff of the Ho West District Assembly, some selected farmers, and the technical staff of the Department of Agriculture in the Ho West District. In addition, quantitative data were gathered through a semi-structured questionnaire that was administered on farmers in the District. 3.4 Population, Sampling Technique and Sample Size of the Study Creswell (2012) defines population of a study as a group of individuals with similar characteristics, which is of interest to the researcher. The population of interest for the researcher in this study is all food-crop farmers in the Ho West District, the core staff of the Ho West Municipal Assembly, and all technical/extension services staff of the Department of Agriculture in the Ho West District. The farmers were targeted for this study because they constitute direct beneficiaries in decisions made by the District Assembly and the central government on agriculture- related policies. For the purposes of this study, farmers were limited to all those involved in the production of food crops in the Ho West District both on large- and small-scale. In addition, the Ho West District Assembly was selected as part of the population due to their role in the preparation of the composite budget and the disbursement of central government financial allocations to the various departments under the Assembly including the agriculture department, and the oversight roles played in the operations of all decentralised departments in the District. They include the Municipal Chief Executive, the District Coordinating Director(s), the District Planning Officer(s), the District Budget Officer(s), and the District Finance Officer(s)/Director(s). The Ho West District Department of Agriculture was selected due to the general agricultural and extension services it rendered to the farmers and University of Ghana http://ugspace.ug.edu.gh 41 other players in the agriculture value chain in the District. They comprise all agriculture extension agents in the Ho West District, and include the District Director of Agriculture. 3.4.1 Sample Size and Sampling Techniques for the Study Sample refers to a subset of a study population, or a segment of the study population selected by the researcher for the purposes of investigation (Bryman, 2012). With a study population size of 18000 registered farmers in the District, the researcher employed a sample-size determination table, developed by Krejcie and Morgan (1970) to arrive at a sample size of 377 with a confidence level of 95% and a confidence interval of 5%. This is to ensure a 95% accuracy and allow a +/-5% margin of error. To ensure a fair and equal representation of farmers from the various communities, the researcher sampled twenty-nine (29) respondents each from thirteen (13) farming communities in the Ho West District. These thirteen communities were grouped into three general zones: southern, central and northern zones. The southern zone communities comprised Amedzope, Anyirawase, Dededo, and Avenui. The central zone communities were Abutia Kissiful, Abutia Kloe, Abutia Kpota, and Abutia Teti. In addition, the northern zone consisted of Anfoeta Tsebi, Anfoeta Agorkpo, Ashanti Kpoeta, Dzogbefeme, and Avenui. The researcher used a purposive sampling technique of the non-probability sampling method in selecting 15 participants consisting of 5 core staff of the Ho West District Assembly, 4 technical staff from the Department of Agriculture, and 5 farmers for the interview. Purposive sampling refers to the judgmental selection of elements of the sample by the researcher. The selection of research participants using purposive sampling technique aims at ensuring the inclusion and the accurate selection of those University of Ghana http://ugspace.ug.edu.gh 42 with the requisite knowledge on the subject matter of the research (Palinkas et al., 2015; Kelly, 2010). Additionally, a simple random sampling technique of the probability sampling method was used to select the 377 farmers from the thirteen farming communities in the District for the survey (Creswell & Creswell, 2017). Simple random sampling refers to the haphazard selection of a subset of a population, which ensures equal and fair chances of subjects' selection. Table 3. 1: Sampled Farming Communities in the Ho West District Zones Communities Number Sampled Southern zones: Amedzope, Anyirawase, 116 Dededo, & Avenui. Central zones: Abutia Kissiful, Abutia Kloe, 116 Abutia Kpota & Abutia Teti Northern zones: Anfoeta Tsebi, Anfoeta Agorkpo, 145 Ashanti Kpoeta, Dzogbefeme & Avenui. Total 377 Source: Field Report, (2021). Sampled Agencies for the Study Population Groups Population Number Sampled Ho West District Assembly (Core Staff) 12 5 Ho West district DoA (Technical Staff) 8 4 Total 9 Source: Field Work (2021). University of Ghana http://ugspace.ug