Hindawi International Journal of Analytical Chemistry Volume 2021, Article ID 5592217, 9 pages https://doi.org/10.1155/2021/5592217 Research Article Ultraviolet-Visible Spectroscopy and Chemometric Strategy Enable the Classification and Detection of Expired Antimalarial Herbal Medicinal Product in Ghana Jacob N. Mensah,1 Abena A. Brobbey,1 John N. Addotey ,1 Isaac Ayensu,1 Samuel Asare-Nkansah,1 Kwabena F. M. Opuni ,2 and Lawrence A. Adutwum 2 1Department of Pharmaceutical Chemistry, Faculty of Pharmacy and Pharmaceutical Sciences, College of Health Sciences, KNUST, Kumasi, Ghana 2Department of Pharmaceutical Chemistry, School of Pharmacy, College of Health Sciences, University of Ghana, Accra, Ghana Correspondence should be addressed to Lawrence A. Adutwum; ladutwum@ug.edu.gh Received 2 February 2021; Accepted 18 June 2021; Published 25 June 2021 Academic Editor: Spas D. Kolev Copyright © 2021 Jacob N. Mensah et al. *is is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. To meet the growing demand for complementary and alternative treatment for malaria, manufacturers produce several antimalarial herbal medicinal products. Herbal medicinal products regulation is difficult due to their complex chemical nature, requiring cum- bersome, expensive, and time-consuming methods of analysis. *e aim of this study was to develop a simple spectroscopic method together with a chemometric model for the classification and the identification of expired liquid antimalarial herbal medicinal products. Principal component analysis model was successfully used to distinguish between different herbal medicinal products and identify expired products. Principal component analysis showed a clear class separation between all five herbal medicinal products (HMP) studied, with explained variance for first and second principal components as 37.51% and 26.38%, respectively, while the third principal component had 18.74%. Support vectormachine classification gave specificity and accuracy of 1.00 (100%) for training set data for all the products. *e validation set HMP1, HMP2, and HMP3 had sensitivity, specificity, and accuracy of 1.00. HMP4 and HMP5 had sensitivity and specificity of 0.90 and 1.00, respectively, and an accuracy of 0.98.*e support vector machine classification and principal component analysismodels were successfully used to identify expired herbalmedicinal products.*is strategy can be used for rapid field detection of expired liquid antimalarial herbal medicinal products. 1. Introduction the rate of development of resistance. However, the asso- ciated side effects and adverse drug reactions have made it *e worldwide mortality attributed to malaria in 2019 was unattractive for some patients [3], as well as cost of treat- 409,000 out of which 384,000 occurred in Africa, with most ment, treatment failures, and accessibility. of them being children and pregnant women [1]. *ese In such situations, plant medicines have provided a mortality cases in Africa represent over 93% of all malaria- viable alternative to orthodox medicines for the treatment of related deaths worldwide. Of the 87 malaria endemic regions malaria. In Ghana, plant medicines remain a major source of in the world, 28 African countries and India accounted for antimalaria therapy, as a large number of Ghanaians are 95% of malaria cases reported globally [1]. Over the years, observed to patronize herbal antimalaria remedies. Such concerns have risen about the effectiveness and safety of preference stems from the lower costs of products, perceived orthodox antimalarial drugs, coupled with the development better efficacy and reduced side effects, and acceptability of resistance to drugs used in the treatment of malaria [2]. based on peer recommendation. Treatment outcomes from Artemisinin combination therapy was introduced to reduce the use of these herbal remedies have been positive in a 2 International Journal of Analytical Chemistry number of cases because medicinal plants have been sources preparations with high volume of solvent and solvent- of many bioactive compounds including natural scaffolds for wasting separation methods [12, 13]. antimalarial drugs such as quinine and artemisinin [4, 5]. *e ultraviolet-visible (UV-Vis) spectroscopy as a *ese plant medicines may circumvent the challenges of simple, cost-effective, and nondestructive technique has parasite resistance and toxicity by the synergistic activity of found applications in environmental, pharmaceutical, and the several constituent secondary metabolites [6]. other related fields. For example, the British and United Plant medicines are normally formulated as herbal me- States Pharmacopoeias employ UV-Vis-based methods for dicinal products (HMPs) with optimum pH and minimal the assay of some pharmaceutical products, as well as ad- toxicity due to internal buffering effect [5] and relatively low junct method for the identification of certain active phar- concentration of constituent phytochemicals, respectively. maceutical ingredients.*e technique has also been reported Currently, the prevalence of use of HMPs in Ghana is about to be useful for the analysis of liquid HMPs [14], and the 76% [7]. Considering the debilitating nature of malaria and the inherent advantages are that the methods are easy to use, potential for development of organ and neurological compli- enabling laboratories to adopt and effectively implement the cations in severe cases, there is the need for surveillance and protocols without any extensive training of technical staff. In continuous quality monitoring of HMPs to safeguard the in- UV-Vis spectroscopy, it has been observed that spectra tegrity of the products in order to safeguard the general public. obtained from complex mixtures such as liquid HMPs are However, the efficient quality monitoring of HMPs still re- usually highly convoluted. *is is because the absorption mains a major challenge. In the case of orthodox medicines, an spectra of several components within the complex samples assay can be performed to determine the levels of active in- are superimposed on each other. *e authors, however, gredients and other impurities that may be present. On the envisaged that the application of chemometric techniques to other hand, HMPs usually have several phytochemical con- the complex UV-Vis data can lead to useful analyses with stituents that nearly make it impossible to identify all the relevant conclusions on the quality of HMPs. bioactive compounds and accordingly have them quantified, Chemometric methods involve the use of mathematical more especially when the products are polyherbal. In spite of and statistical tools to extract useful information from this, variations in the levels of phytoconstituents in plant complex data [15]. *ese methods have been around for a materials collected from different sources and at different times while but have become popular lately due to the availability are a major concern for the monitoring of HMPs for content of easy-to-use software and statistical packages [16, 17]. uniformity, especially in situations where the products are used Chemometric methods are generally used for machine for the treatment of infectious diseases such as malaria. It is learning and optimization of experiments (i.e., design of already known that the levels of plant secondary metabolites experiment) [18, 19]. *is work will focus on the former as are influenced by factors such as growth conditions, time and the latter is beyond the scope of this paper. Machine learning method of harvesting, and storage condition, as well as the methods are usually termed as supervised or unsupervised geographical location [8–11]. Since at themoment a lot of these [20]. Unsupervised learning methods such as principal factors influence the levels of phytoconstituents in medicinal component analysis (PCA) are arguably the most used plants, and themanufacturing practices are not standardized, it chemometric method [20, 21]. PCA is a dimensionality becomes important in the interest of the HMP patrons to reduction technique which reveals inherently hidden pat- develop simple, cost-effective, and efficient system to assure the terns in data. In a PCA model, samples of the same class, quality of HMPs. which have similar attributes, are clustered closer to each In view of the difficulty associated with the development other. *us, a confidence ellipse generated around a cluster of assay methods for HMPs because of the myriad of sec- of samples would show high variability in the score space. ondary metabolites, the approach by the Food and Drugs Samples deviating from the standard product will be seen Authority, Ghana, to approve and register HMPs has mainly projecting further away from the center of that cluster. In the focused on microbial load, toxicity, pH, and some physi- context of our study, this can provide guidance in the de- cochemical parameters such as ash value and acid value. It is tection of unwholesome or expired HMPs. Supervised however necessary to have a technique where the protocol learning methods, such as support vector machines (SVM), involves measurement of some phytochemical components can also be used to classify liquid HMPs in order to dis- of the HMPs. Some of the challenges associated with such tinguish them from other products. *us, two different desired methods in resource constrained environments are antimalarial HMPs are expected to be classified into two the cost of equipment, accessories, and maintenance. In different groups. In addition, variations in the chemical addition, the methods would be expected to target detection composition due to expiration of the product can also be and quantification of almost all the phytochemical com- determined as the UV-Vis chemical fingerprint of the ponents of the polyherbal HMPs or selected markers [12]. product becomes altered. Such alteration, detectible with *ese methods usually involve techniques such as high- PCA or SVM, can be employed to identify expired HMPs. performance liquid chromatography (HPLC), gas chroma- *erefore, in this study, we propose a routine for the tography-mass spectrometry (GC-MS), and capillary elec- classification of liquid antimalarial HMPs using SVM and trophoresis (CE) which are difficult to find in countries such UV-Vis spectroscopy. We further demonstrate the use of as Ghana for routine chemical quality monitoring of HMPs. PCA and SVM models to monitor the variations in liquid Besides the instrumental challenges are tedious sample HMPs and to identify expired products. *is approach has International Journal of Analytical Chemistry 3 the potential to be expanded to the detection of adulterants was then projected into the model to evaluate the perfor- in liquid antimalarial HMPs and by extension, other HMPs. mance on an external validation set. *e evaluation was based on the model’s sensitivity, specificity, and accuracy 2. Experimental [23]. A model’s ability to predict positive samples is true positive rate/sensitivity (sensitivity� true positives (TP)/ 2.1. SamplePreparation. Five liquid antimalarial HMPs were number of positives (NP)). Specificity measures the model’s obtained from pharmacies and herbal shops in Accra and ability to correctly identify negative samples, also known as Kumasi, Ghana. *e antimalarials used for this study were true negative rate (specificity� true negatives (TN)/number packaged in 500mL amber colored plastic bottles. To ensure of negatives (NN)). Accuracy measures the overall true anonymity, the samples were coded HMP1, HMP2, HMP3, predicting power (accuracy� (TP +TN)/(NP+NN)). *ese HPM4, and HMP5. *ree different batches each were ob- metrics are scaled from zero to 1, with 0 and 1 being the tained for each sample. A fourth batch consisting of expired worst and best model, respectively. HMP4 labelled HMP4X was also obtained from a herbal *e SVM model was further tested on the HP4X, which shop. are the expired HP4 samples. PCA models were also gen- A 5mL portion of each sample was pipetted into a 50mL erated and evaluated with the training and validation sets, volumetric flask. Distilled water was added to the volumetric respectively. flask to make up to the 50mL mark. *is yielded 5% (v/v) concentration of the liquid herbal antimalarial in distilled 3. Results and Discussion water. *e assessment of quality of HMPs in Ghana has largely 2.2. Data Collection. UV-Vis spectra were collected using a been based on some organoleptic and physicochemical JENWAY 7315 UV-Vis spectrophotometer (Jenway, UK) parameters including but not limited to color, pH, and equipped with a Perkin Elmer Spectrum (Spectrum Two, microbial load. However, it is necessary to develop advanced Version 10.03.09, Serial Number 94133, Waltham, USA). but simple strategies that target the phytoconstituents of *e samples were analyzed using a 1mL fused silica cuvette HMPs in the evaluation of chemical quality. It is known that and at a wavelength range of 200 to 700 nm using distilled variation in these secondary metabolites supposed to be water as blank/reference. At least ten repeated scans were responsible for the biological activities of HMPs exists as a made for each sample. *e raw data from the spectrum was result of factors including environment, harvesting, imported into MATLAB R2020b (*eMathWorks®, Natick, manufacturing, storage, and stability. Due to the presence ofMA, USA). PCA and SVMmodels were generated using PLS myriad of chemical compounds in polyherbal products and Toolbox 8.9 (Eigenvector Research Inc., Manson, WA, the lack of adequate robust analytical methods to check USA). batch-to-batch consistency in levels of phytoconstituents and identify expired or decomposed HMPs that may not show perceptible physical changes, unscrupulous persons 2.3. Data Processing and Analysis. *e data was organized could rebottle and sell substandard and unwholesome into a matrix of samples in rows and wavelength in columns. products to the general public. *erefore, this study has *e dataset matrix consisted of 167× 501 (sam- explored the application of UV-Vis spectroscopy and che- ples×wavelengths). Spectral data was smoothed with a mometric analysis in dealing with the problem. Antimalarial moving average filter using a window of five. *e spectral HMPs were chosen as a test case due to their high demand data was subsequently decluttered using generalized least and over-the-counter usage. squares- (GLS-) based weighting strategy using an alpha Generally, all the UV-Vis spectra obtained from the value of 0.02 [22]. Each column of the data matrix was mean analyses of the liquid antimalarial HMPs showed maximum centered while the rows were normalized to 1. absorbance around 230 nm, 280 nm, and 375 nm *e data was further split into two main groups: 2/3 for (Figure 1(a)), which suggests the presence of compounds model training and optimization and a third for external with conjugated systems or chromophores and the suit- validation sets.*e training and validation set data consisted ability of our choice of technique. *is agrees with other of 111 and 56 samples, respectively. findings that show the presence of chromophoric com- Discriminant variable (DIVA) test was performed on the pounds in plant products [12]. training set data to identify regions of the spectra providing Due to noise in the dataset, a moving window smoothing information about the important regions of the data. algorithm was implemented (Figure 1(b)), which showed *e PCA model was generated with the training and similar spectra characteristics relative to the raw spectra. In optimizing set data. In the PCA model, the variance order to identify the more informative regions of the spectra, explained by the model by each component is represented as discriminant variable analysis was performed as previously a percentage. It is used to demonstrate measure of dis- described [24] to generate a variable selectivity ratio (SR) crepancy between the model and the data. *us, a higher plot (Figure 2). In this analysis, an SR value less than 10 was explained variance is desired. *e validation data were considered as one with low discrimination power and, thus, subsequently projected into the PCA model. was eliminated from the data. *e threshold shows the *e training data was used to generate SVM classifica- variables which were above the set limit and reduced the tion models for the 5 classes of samples. *e validation data number of variables from 501 to 324. It must be emphasized 4 International Journal of Analytical Chemistry 4 4 UV-V is spectra of herbal products Smoothened spectra of herbal products 3 3 2 2 1 1 0 0 200 250 300 350 400 450 200 250 300 350 400 450 Wavelength (nm) Wavelength (nm) (a) (b) Figure 1: UV-Vis spectra of liquid herbal medicinal products. (a) Raw data. (b) Spectra data smoothed with a moving average filter using a window of 5. 80 0.04 0.02 60 0 –0.02 40 –0.04 –0.06 20 0.05 PC2 0(26.38 –0.05 0.1 % 0 0.05 0 ) –0.1 –0.05 ) 200 250 300 350 400 450 –0.1 1 (37.51%PC Wavelength (nm) HMP1 train HMP4 train Threshold HMP2 train HMP5 train Selectivity ratio HMP3 train Figure 2: Selectivity ratio plot of UV-Vis spectra of liquid HMP Figure 3: PCA score plot for training set data. A score plot for PC1 obtained from DIVA test showing feature importance to dis- (37.51%) vs. PC2 (26.38%) vs. PC3 (18.74%). HMP1—red circles, crimination between classes (y-axis) and wavelength (x-axis). HMP2—purple squares, HMP3—green diamonds, HMP4—red Wavelengths, at which the SR is less than the threshold (red line), pentagrams, and HMP5—blue triangles. Training and validation were eliminated from the data. data are represented by hollow and filled markers, respectively. that a fewer number of descriptors with better discrimi- liquid antimalarial HMPs. Subsequently, the external vali- nating power are much more desirable as they lead to dation set of each HMP class was projected in the model simpler models [25, 26]. (Figure 4, where HMP1 are red circles, HMP2 are purple Next, principal component analysis was performed using squares, HMP3 are green diamonds, HMP4 are red pen- the training set data (only the 324 variables). *e results tagrams, and HMP5 are blue triangles). In Figure 4, samples show a PCA score plot of PC1 vs. PC2 vs. PC3 (Figure 3).*e used for the training and validation sets are represented by explained variances for PC1 and PC2 were 37.51% and hollow and filled markers, respectively. Here it is also ap- 26.38%, respectively, while the third principal component parent that those samples that were not used in training the had 18.74%. *us, a total explained variance of 82.63% was model are also projected into the correct subgroups. observed. It can be seen in this three-dimensional score *e ability of the PCA model generated to identify space that the various antimalarial HMPs are all clustered in expired products was also evaluated. Expired products from separate groups. A 95% confidence ellipse generated around HMP4, labelled as HMP4X, were also projected into the each cluster shows quite a few of the training set samples model as shown in Figure 4. *ese expired products were straying out of the cluster. *is demonstrates that UV-Vis clustered into a different score space (represented as black spectra and PCA models can be used to distinguish various triangles). *is further demonstrates that, using the UV-Vis Variable selectivity ratio Absorbance (a.u.) Absorbance (a.u.) PC3 (18.74%) International Journal of Analytical Chemistry 5 0.04 0 –0.04 –0.08 0.05 PC2 0(26.38 –0.05%) –0.1 0 0.05 0.1 –0.1 –0.05 PC1 (37.51%) HMP1-train HMP4-train HMP1-valid HMP4-valid HMP2-train HMP5-train HMP2-valid HMP5-valid HMP3-train HMP4X HMP3-valid Figure 4: PCA plot for PC1 (37.51%) vs. PC2 (26.38%) vs. PC3 (18.74%) for training set, validation set, and expired products HMP4X. HMP1—red circles, HMP2—purple squares, HMP3—green diamonds, HMP4—red pentagrams, and HMP5—blue triangles. Black tri- angles: HMP4X. Training and validation data are represented by hollow and filled markers, respectively. 1.0 1.0 0.75 0.75 0.50 0.50 0.25 0.25 0 0 1 45 90 135 180 1 45 90 135 180 Sample Sample HMP1-train HMP1-valid HMP1-train HMP1-valid HMP2-train HMP2-valid HMP2-train HMP2-valid HMP3-train HMP3-valid HMP3-train HMP3-valid HMP4-train HMP4-valid HMP4-train HMP4-valid HMP5-train HMP5-valid HMP5-train HMP5-valid (a) (b) Figure 5: Continued. HP1 pred. prob. PC3 (18.74%) HP2 pred. prob. 6 International Journal of Analytical Chemistry 1.0 1.0 0.75 0.75 0.50 0.50 0.25 0.25 0 0 1 45 90 135 180 1 45 90 135 180 Sample Sample HMP1-train HMP1-valid HMP1-train HMP1-valid HMP2-train HMP2-valid HMP2-train HMP2-valid HMP3-train HMP3-valid HMP3-train HMP3-valid HMP4-train HMP4-valid HMP4-train HMP4-valid HMP5-train HMP5-valid HMP5-train HMP5-valid (c) (d) 1.0 0.75 0.50 0.25 0 1 45 90 135 180 Sample HMP1-train HMP1-valid HMP2-train HMP2-valid HMP3-train HMP3-valid HMP4-train HMP4-valid HMP5-train HMP5-valid (e) Figure 5: SVM class predicted probability for herbal medicinal products HMP1 (a), HMP2 (b), HMP3 (c), HMP4 (d), and HMP5 (e). HMP1—red circles, HMP2—purple squares, HMP3—green diamonds, HMP4—red pentagrams, and HMP5—blue triangles. Hollow and filled markers represent training and validation sets, respectively. *e red dashed line represents the discrimination barrier above which samples are positively predicted as designated by the y-axis label. spectra and PCA, products that are expired can be easily and it gave consistent results. *e model was generated with detected. *is is of high importance due to the fact that the training set data and validated using an external vali- liquid HMPs could go bad without showing perceptible dation set. *e class predicted probability plots for all the 5 variations in their physical appearance and taste. products (HMP1, HMP2, HMP3, HMP4, and HMP5) are SVM classification models were generated using the 324 shown in Figures 5(a)–5(e), where HMP1 are red circles, features obtained from the DIVA test. *e model was HMP2 are purple squares, HMP3 are green diamonds, generated using a radial basis function kernel with cost and HMP4 are red pentagrams, and HMP5 are blue triangles, red gamma values of 100 and 0.1, respectively. A venetian blind dash lines are discrimination barrier, and training and cross validation was employed due to structure of the data validation sets are represented by hollow and filled markers, HP3 pred. prob. HP5 pred. prob. HP4 pred. prob. International Journal of Analytical Chemistry 7 Table 1: Table of results for SVM classification for training and validation sets for all herbal products. Product ID True positive False negative True negative False positive Sensitivity Specificity Accuracy Training set HMP1 24 0 87 0 1.00 1.00 1.00 HMP2 24 0 87 0 1.00 1.00 1.00 HMP3 24 0 87 0 1.00 1.00 1.00 HMP4 20 0 91 0 1.00 1.00 1.00 HMP5 19 0 92 0 1.00 1.00 1.00 Validation set HMP1 12 0 44 0 1.00 1.00 1.00 HMP2 12 0 44 0 1.00 1.00 1.00 HMP3 12 0 44 0 1.00 1.00 1.00 HMP4 9 0 46 1 0.90 1.00 0.98 HMP5 9 0 46 1 0.90 1.00 0.98 1.0 1.0 0.75 0.75 0.50 0.50 0.25 0.25 0 0 1 32 62 93 124 1 32 62 93 124 Sample Sample HMP1-train HMP4-train HMP1-train HMP4-train HMP2-train HMP5-train HMP2-train HMP5-train HMP3-train HMP4X HMP3-train HMP4X (a) (b) 1.0 1.0 0.75 0.75 0.50 0.50 0.25 0.25 0 0 1 32 62 93 124 1 32 62 93 124 Sample Sample HMP1-train HMP4-train HMP1-train HMP4-train HMP2-train HMP5-train HMP2-train HMP5-train HMP3-train HMP4X HMP3-train HMP4X (c) (d) Figure 6: Continued. HP3 pred. prob. HP1 pred. prob. HP4 pred. prob. HP2 pred. prob. 8 International Journal of Analytical Chemistry 1.0 0.75 0.50 0.25 0 1 32 62 93 124 Sample HMP1-train HMP4-train HMP2-train HMP5-train HMP3-train HMP4X (e) Figure 6: SVM class predicted probability for herbal medicinal products for training data HMP1 (a), HMP2 (b), HMP3 (c), HMP4 (d), and HMP5 (e) showing expired samples HMP4X. HMP1—red circles, HMP2—purple squares, HMP3—green diamonds, HMP4—red pen- tagrams, and HMP5—blue triangles. HMP4X—black triangles. Training and validation data are represented by hollow and filled markers, respectively. *e red dashed line represents the discrimination barrier above which samples are positively predicted as designated by the y- axis label. respectively. In the SVM of Figure 5, class predicted probability developed and applied to the assessment of liquid antima- closer to zero (black dash lines) indicated less likelihood of larial HMPs.*is method demonstrates the ability of PCA to samples belonging to the class being predicted. On the other distinguish between different HMPs. In addition, we applied hand, a class predicted probability close to 1.00 (green dash line) SVM models to UV-VIS spectra of liquid HMPs to classify indicates that the sample may belong to the class being pre- different antimalarials. Prediction sensitivity, specificity, and dicted. A class discrimination boundary is represented by a red accuracy of 1.00 (100%) were observed for training set data dashed line. *e numerical results from Figure 5 are shown in for all the products. With respect to the validation set, Table 1.*ere were no false negative or false positives leading to sensitivity, specificity, and accuracy of prediction were 1.00 classification sensitivity, specificity, and accuracy of 1.00 in all cases for HMP1, HMP2, and HMP3. However, sen- (denoting 100%), which demonstrate the power of combination sitivity and accuracy for HMP4 and HMP5 were 0.90 and of UV-Vis spectrum and SVM for HMPs classification. How- 0.98, respectively. *e SVM method also demonstrated its ever, in the validation set, two false positiveswere identified from ability to distinguish between wholesome and expired HMP4 and HMP5. It is normal for a classification model to products. perform better on a training set data than a validation set. *e ability of the SVM model to detect expired products Data Availability was evaluated using the spectra of HMP4X. *e samples in HMP4X were projected into the model to check, if indeed, the *e data for this project are available at lawrenceadutwum/ model will predict it as HMP4 or others. It can be seen that herbalproducts (github.com). 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