South African Journal of Chemical Engineering 27 (2019) 16–34 Contents lists available at ScienceDirect South African Journal of Chemical Engineering journal homepage: www.elsevier.com/locate/sajce DNA hybridisation sensors for product authentication and tracing: State of T the art and challenges Gloria Ntombenhle Hlongwanea,b,e, David Dodoo-Arhina,c, Daniel Wamwangid, Michael Olawale Daramolab, Kapil Moothie,∗, Sunny Esayegbemu Iyukeb a African Materials Science and Engineering Network (A Carnegie-IAS RISE Network), South Africa b School of Chemical and Metallurgical Engineering, Faculty of Engineering and the Built Environment, University of the Witwatersrand, Wits, 2050, Johannesburg, South Africa c Department of Materials Science and Engineering, School of Engineering Sciences, University of Ghana, P.O. Box Lg 77, Legon-Accra, Ghana d School of Physics, Faculty of Science, University of the Witwatersrand, Wits, 2050, Johannesburg, South Africa e Department of Chemical Engineering, Faculty of Engineering and the Built Environment, University of Johannesburg, Doornfontein, 2028, Johannesburg, South Africa A R T I C L E I N F O A B S T R A C T Keywords: The wide use of biotechnology applications in bioprocesses such as the food and beverages industry, pharma- DNA hybridisation ceuticals, and medical diagnostics has led to not only the invention of innovative products but also resulted in Biosensors consumer and environmental concerns over the safety of biotechnology-derived products. Controlling and Electrochemical detection monitoring the quality and reliability of biotechnology-derived products is a challenge. Current tracking and Graphene tracing systems such as barcode labels and radio frequency identification systems track the location of products from primary manufactures and/or producers throughout globalised distribution channels. However, when it comes to product authentication and tracing, simply knowing the location of the product in the supply chain is not sufficient. DNA hybridisation sensors allows for a holistic approach into product authentication and tracing in that they enable the attribution of active ingredients in biotechnology-derived products to their source. In this article, the state-of-the-art of DNA hybridisation sensors, with a focus on the application of graphene as the backbone, for product authentication and tracing is reviewed. Candidate DNA biocompatible materials, prop- erties and transduction schemes that enable detection of DNA are covered in the discussion. Limitations and challenges of the use of DNA biosensing technologies in real-life environmental, biomedical and industrial fields as opposed to clean-cut laboratory conditions are also enumerated. By considering experimental research versus reality, this article outlines and highlights research needed to overcome commercialisation barriers faced by DNA biosensing technologies. In addition, the content is thought-provoking to facilitate development of cutting edge research activities in the field. 1. Introduction pharmaceutical industry in order to assure the consumer/patient of the quality and safety of the products produced. 1.1. Consumer expectation Continual occurrences of food scares and scandals have become a battle that requires the world's attention. Consequently, fields involved Over the years biotechnology applications have been widely used in in product authentication are burdened with the responsibility of pre- bioprocesses in food and beverages, pharmaceutical, medical diag- venting possible, newly emerging, and pre-existing product scares and nostics and wastewater treatment industries (Kingsbury, 1987; scandals. Due to consumer awareness of these incessant occurrences of Richards, 1991; Ludwig et al., 1995; Jobling and Gill, 2004). Since food borne outbreaks/scandals, consumers have expectations (Berg, biological processes are complex and dynamic with continuously 2004; Chambers and Melkonyan, 2013). Inasmuch as a consumer changing physicochemical conditions in order to ensure reliability and yearns for assured safety and authenticity in a product prior and sub- obtain good quality products, the bioprocess needs to be controlled and sequent to its release to the supply chain, assurance in time of crisis is monitored (Carloni and Turner, 2011; Schügerl, 2001). This is parti- also required by the public. That is, should there be any; (a) unexpected cularly important in bioprocesses used in the food and beverages and case of a scare and/or scandal post entry of the product in the supply ∗ Corresponding author. E-mail address: kmoothi@uj.ac.za (K. Moothi). https://doi.org/10.1016/j.sajce.2018.11.002 Received 8 May 2018; Received in revised form 12 November 2018; Accepted 19 November 2018 1026-9185/ © 2018 The Authors. Published by Elsevier B.V. on behalf of Institution of Chemical Engineers. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/BY-NC-ND/4.0/). G.N. Hlongwane et al. South African Journal of Chemical Engineering 27 (2019) 16–34 chain, or (b) a product is found to contain unauthorised components back to their source (Kruse, 1999; Loureiro and Umberger, 2007). after it was assessed as safe, the public requires assurance that the Therefore, the demand for sensitive analytical techniques/devices that product or product component of concern will be rapidly detected, are reliable, cheap, fast, and can be used on-site is growing (Ahmed, traced and attributed to the source before it spreads and becomes a 2002). It is essential that these on-field analytical techniques/devices basis of panic to the public (Angulo and Gil, 2007; Verbeke and Ward, allow for; 2006; Zach et al., 2012). Therefore, it is the consumer's expectation that post-marketing product safety assessment surveillance is treated with • Authentication of the product through specific identification of importance that is equivalent to that placed on pre-market evaluation traits of its different components, and of potential risks (Schilter and Constable, 2002). • Direct traceability by communicating of background information Recognising this need, in 2003 a Process Analytical Technology about the product's specific raw material. (PAT) initiative was launched by the United States’ Food and Drug Administration (FDA) (Hinz, 2006). PAT is aimed at managing and Fields involved in product authentication are aware that an ac- controlling product quality from the raw materials throughout the centuation of post-marketing product safety assessment surveillance to production line to the final product using novel advanced analytical importance that is equivalent to that of pre-market evaluation of po- process techniques. The PAT framework encourages the subsequent use tential risk could potentially provide a holistic view into the authenti- of real-time information obtained regarding the critical quality attri- cation of products. As a result, several sophisticated analytical techni- butes product information obtained through monitoring and control ques commonly referred to as conventional techniques have been process to authenticate and ensure product quality (Hinz, 2006; Junker developed and proposed as highly crucial methods of monitoring the and Wang, 2006). authenticity and quality of products. Chromatography and Spectroscopy are examples of these highly recommended techniques 1.2. Product authenticity (Costa et al., 2012; Lüthy, 1999). However, ambiguous results can be obtained using these techniques as similar products can be produced by An authentic product is defined as a product whose compositional different organisms (Costa et al., 2012; Lüthy, 1999). To authenticate integrity concurs with the product's provenance and process of pro- products unambiguously, particularly plant and animal based products, duction as specified on the product's name, brand and ingredients analytical techniques based on qualitative and/or quantitative analysis (Dean et al., 2006; Murphy et al., 2010; Robinson and Clifford, 2012). of foreign and characteristic traits specific to the source-organism are Product authentication involves the classification and analytical dis- attractive alternatives. Therefore, Cellular and Molecular Biology crimination of authentic products from non-authentic samples. In this techniques which are either protein- or DNA-based are the preferred regard, the following have been explicitly addressed in literature: alternatives when it comes to checking the authenticity of products derived from plants and/or animals (Ahmed, 2002; Lüthy, 1999; • The reduction of product borne incidences through strategic risk Shrestha et al., 2010). management tools and product safety regulation systems in the production chain (Walls and Buchanan, 2005). 2.2. Cellular and molecular biology techniques • Implications that different product scandals have on the integrity of product safety regulation systems (Pei et al., 2011) and potential 2.2.1. Protein-based techniques effect they could have the trade (Song and Chen, 2010; Yapp and Protein-based techniques are of either electrophoretic and im- Fairman, 2006). munoassay origin (Lüthy, 1999). The most popular protein-based • The development of novel methods of authenticating different pro- techniques used to detect proteins are western blot and enzyme-linked ducts (Jaakola et al., 2010; Popping, 2002; Primrose et al., 2010; immunosorbent essay (ELISA). Their subjectivity is reduced through Reid et al., 2006). automation (Dooley, 1994). However, the reliability of the techniques is restricted by the inherent low threshold levels of proteins. Proteins Since products are classified by stringent parameters that describe are thermodynamically unstable and heat liable (Costa et al., 2012; traits relating to the origin and background of the product. Lüthy, 1999; Shrestha et al., 2010). Moreover, protein-based techniques Authentication of products is vigorous and often times involves the can be ambiguous since organisms of different species can share phe- verification of legitimacy of claims made by the manufacturers about notypic properties. The probability of this occurring is increased by the composition and purity of the product in question. Therefore, genetic diversity. For example, genes with small differences in nu- testing of products strongly relies heavily on the use of technological cleotide base sequences can code for proteins with identical amino acid and analytical techniques to critically discriminate products into their sequences thus resulting in proteins coded for by different genes pos- respective categories. sessing identical structures and functions (Dooley, 1994; Lüthy, 1999). In such cases, it becomes difficulty if not impossible to discriminate 2. Analysis of product samples proteins produced by the target organism from those of a non-targeted organism. Therefore, analytical techniques that are based on targets 2.1. Technology based techniques whose detection is independent of gene expression are more attractive (Dooley, 1994). Technology in product authentication is used to discriminate sam- ples through innovative tracking and tracing systems. These technolo- 2.2.2. Nucleic acid-based techniques gies range from radio frequency identification (RFID) systems to bar- Nucleic acid-based analytical techniques are independent of gene code labels. As long as the tag is on the product's package, these systems expression. These techniques recognise nucleic acids as unique mole- will automatically document in real-time, information about the flow of cules. The presence of nucleic acids in products is taken advantage of in products in the supply chain and its movement in globalised distribu- product authenticity investigations. The application of nucleic acids is tion channels (Bardaki et al., 2011; Hong et al., 2011). However, it is mainly established in basic research. The use of nucleic acids in ana- not sufficient to only have information about the location of the product lytical techniques allows for exploitation of species or genus specific in the supply chain. For a comprehensive post-marketing product safety genotypic signatures of any organism with detectable genomic material. assessment surveillance, information about the components of the Genotypic signatures range from a promoter or terminator, to a gene product needs to be collected and validated. Irrespective of the pro- itself, transgenic or not. Detection of genotypic signatures is used for in ducts' location, the characteristics of its constituents have to be ascribed various fields including environmental and health surveillance. 17 G.N. Hlongwane et al. South African Journal of Chemical Engineering 27 (2019) 16–34 Surveillance of this calibre is practically achieved through a probe, a corresponding biological reaction due to the interaction between the defined nucleic acid fragment. A nucleic acid probe is an identified bioreceptor in the bio-recognition layer and its specific target analyte single stranded sequence of nucleotide bases. Through specific and into a detectable and measurable signal which can be used to qualita- complementary binding to a target sequence of nucleotides, it is used to tively screen for the target analyte (Thévenot et al., 2001; Vo-Dinh, detect and identify target nucleic acids in a mixture of nucleic acids 2004; Mascini, 2006; Wang, 1999). Therefore, the basic working prin- (Richards, 1991; Wetmur, 1991; and Wolcott, 1992). Since all organ- cipal of biosensing devices is intimate coupling of bioreceptors and isms theoretically have unique sequence of nucleotide bases, probes biocompatible support materials that transduce the bio-recognition targeted at recognising a specific nucleic acid region in the nucleotide even into various signals (Wang, 2000). In the following sections of this base sequences of any living organism can be produced. The target work, recent advances and trends in the areas of bioreceptors, bio- sequence of nucleotides is usually of recognisable genotypic properties compatible materials and different transduction methods used in bio- unique to genus or species. Nucleic acid probes can either be Deoxyr- sensors will be reviewed. ibonucleic acid (DNA) or Ribonucleic acid (RNA). RNA requires gene expression to occur, consequently DNA is more attractive as it is in- 2.3.1. Bioreceptors dependent of gene expression. Biosensors are classified based on the type of bioreceptor, support DNA-based analytical techniques bring to light the obscure link and subsequent nature of the biological recognition event. They are between product safety, quality and genomic signatures (Lüthy, 1999). categorised into affinity- or biocatalytic-based biosensors. Components The DNA thermo-stability comparative to that of proteins reinforces of organisms ranging from proteins and nucleic acid to an entire mi- DNA's suitability in authentication methods. Furthermore, DNA is croorganism are used as bioreceptors form different kinds of bio-re- highly selective and specific thus making it an effective target in DNA- cognition layers. Biocatalytic sensors primarily utilise immobilised based analytical techniques that authenticate plant and animal based proteins as bioreceptors. On the other hand, nucleic acids and anti- products. Using DNA, genetically modified organisms can be reliably bodies are utilised as bioreceptors in affinity-based biosensors discriminated from their non-genetically modified counterparts (Costa (Thévenot et al., 2001; Vo-Dinh, 2004; Wang, 1999). Enzymes are also et al., 2012; Lüthy, 1999). used as bioreceptors but typically not as actual bioreceptor instead as a To date, DNA-based analytical technique that are most established, label (Velusamy et al., 2010). Due to the aforementioned DNA stability, sensitive, qualitative, quantitative, and that allow for accurate DNA independence of DNA to gene expression and DNA self-recognition detection, are based on real time polymerase chain reactions (PCR). properties, bio-recognition layers composed of DNA have attracted at- DNA sequences of target genes that uniquely specific to an organism tention in modern microarray and biosensing technologies. In spite of can be recognised through PCR-based techniques (Davison and the many applications that biosensors can be designed for in various Bertheau, 2007; Hahn et al., 2005). These involve amplification of trace platforms (Nugen and Baeumner, 2008), growing interest in funda- concentrations of DNA in addition to specific identification of DNA mental research and commercial development of biosensing technolo- sequences using primers (Davison and Bertheau, 2007). Southern blot gies is on affinity-based biosensors that utilise nucleic acids, in parti- analysis, gel electrophoresis, commercial DNA sequencing, and re- cular DNA (Teles and Fonseca, 2008; Wang et al., 2013). DNA striction digestion and analysis are among a few on a vast list of la- biosensors have revolutionised genetic analysis before the 21st century, borious and expensive techniques through which identification of DNA and developments of DNA biosensors has been rising since as depicted sequences is achieved. Furthermore, well-equipped laboratories with by the number of publishing in this subject over years in Fig. 3 (Wang, experienced and trained investigators are required to optimise results 2000). from PCR-based techniques (Karamollaoğlu et al., 2009; Passamano and In these types of sensors, DNA hybridisation is the biological re- Pighini, 2006; Wu et al., 2009). Without a doubt, DNA-analysis for cognition event hence the term DNA hybridisation biosensors (Fig. 4). purposes ranging from healthcare to food safety, was revolutionised by Immobilisation of a single-stranded DNA probe onto support materials the development of PCR (Hahn et al., 2005; Lüthy, 1999). However, the such as silicon (Wang et al., 2012) gold (Lockett et al., 2008), and development of innovative high-throughput, miniaturized, cheap and graphene (Du et al., 2012), enables sequence specific detection of DNA extremely rapid on-field analytical devices that are easily operated by hybridisation by these sensors. individuals without any laboratory training or experience is equally if not more revolutionary (Hahn et al., 2005; Karamollaoğlu et al., 2009; 2.3.1.1. Strategy in designing DNA probes. To date, there is no reported Nugen and Baeumner, 2008; Passamano and Pighini, 2006). These unified approach to follow when designing a probe of interest especially analytical devices are biosensors and bioelectronics. for application in biosensing technologies. Nevertheless, in designing an ideal probe, the only reported requirements that need consideration are 2.3. Biosensing technologies that: (1) probe nucleic acids hybridises specifically and selectively to the target sequence nucleic acids; (2) probe must not self-hybridise nor The first mention and illustration of a form of a biosensing tech- should the probe hybridise to non-target sequence nucleic acids in a nology was by Professor Leland C. Clark in 1956. Despite this early sample mixture of nucleic acids and; (3) the non-target cells should not illustration of such a technology, the definition and proof of concept of have the targeted sequence of nucleic acids (Abd-Elsalam, 2003). The Biosensors occurred only in the 1970s (Clark and Lyons, 1962; Mascini, function of the target sequence nucleic acids or the identity of the target 2006; Vigneshvar et al., 2016). From a Scopus bibliometric analysis of is not essential, provided that the choice of target sequence is of literature related to biosensors depicted in Fig. 1, the number of pub- significance to the research study in question. Depending on the lications on biosensors has increased tremendously over the last 41 intended application of the device a probe can be designed to identify years. From this bibliometric data it is also observed that research in the and bind to: nucleic acids specific to a genera, species, or species of field of biosensors peaked in the year 2015 with work published in a organisms, and conserved gene or conserved fragment of a gene in a wide range of scientific fields (Fig. 2). species (Kingsbury, 1987; Wolcott, 1992). Biosensors are described at their most basic form as self-contained In general, a probe is a short single-stranded (ss) strand of DNA with analytical devices that consist of a support material with a bioreceptor/ lengths ranging from 10 to 10000 base pairs (bp). A minimum of 20 bp probe bound to it. The bioreceptor/probe is immobilised as a bio-re- of the nucleotide bases are required for statistical uniqueness (Wolcott, cognition layer onto the support. Binding of the bioreceptors onto the 1992). The recommended length of a probe for biosensor applications supports is made possible by the biocompatible nature of the support ranges from 15 to 50 bp (Gooding, 2002), while the most common materials. This bio-recognition layer is responsible for the detection and probes used in electrochemical sensors is 15–40 bp (Wolcott, 1992; specific binding of the target analyte while a transducer converts the Wang, 1999). This recommendation is supported by the fact that short 18 G.N. Hlongwane et al. South African Journal of Chemical Engineering 27 (2019) 16–34 Fig. 1. Bibliometric survey analysis, for the year 1977–2017, using data provided in Scopus SciVerse of publications related referring to the keyword biosensor. probes are effective in rapid stable hybridization with the target se- synthesis of oligonucleotide is the most convenient method of probe quence at high rates than the longer probes (Wolcott, 1992). Further- sequence production (Richards, 1991). more, it has been shown that probes that are shorter than 15 bp lead to a reduction in sensor sensitivity, while probes with larger numbers of 2.3.1.2. Principles of DNA. Since the description of the structure of DNA base pairs result in the lack of response by the sensor (Goda et al., by Watson and Crick in 1953, unique properties of DNA have 2013). It should be noted that the base composition of DNA probes does revolutionised both biological sciences and fields that find biological not necessarily have a significant influence on the sensitivity of the concepts valuable (Wolcott, 1992; Jobling and Gill, 2004). It is the sensor but differences in base sequence could lead to variation in re- ability of a single-stranded DNA (ssDNA) to form duplexes through sponse signal thus providing the sensor its selectivity and specificity hybridisation of ssDNA to another ssDNA of complementary nucleotide feature (Drummond et al., 2003). The sequence information of the bases that makes application of DNA probes so prominent. To form probe can be derived using wide variety of bioinformatics tools (Abd- probe-target duplexes, the same concept of hybridisation of Elsalam, 2003) and produced using either cloning strategies or auto- complementary nucleotide bases (Fig. 5) to form the Watson and mated chemical synthesis of oligonucleotide. Automated chemical Crick’ DNA coiled double helix structure is applied (Trevors, 1985; Fig. 2. Bibliometric survey analysis, for the year 1977–2017, using data provided in Scopus SciVerse of publications related to the keyword biosensor in various scientific fields. 19 G.N. Hlongwane et al. South African Journal of Chemical Engineering 27 (2019) 16–34 Fig. 3. Bibliometric survey analysis, for the year 1985–2017, using data provided in Scopus SciVerse of publications related to DNA biosensors. Ludwig et al., 1995). Hybridisation is made possible due to the specific Hybridisation is dependent on the temperature, pH, ionic strength, and nature of DNA. DNA concentration (Kingsbury, 1987; Wong and Passaro, 1990; Dooley, Specificity and selectivity of the probe to the target nucleotide base 1994; Wang et al., 1997; Ludwig et al., 1995). Appropriately changing sequences is determined by hydrogen bond formation between the aforementioned conditions can reverse annealing of the probe and probe and target nucleotide base sequences in which two hydrogen target to form the probe-target duplex to denaturing of the probe-target bonds connect adenine (A) and thymine (T) and nucleotide bases, duplex (separation of the probe form target) or vice versa (Dooley, guanine (G) and cytosine (C) are connected by three hydrogen bonds 1994; Gao et al., 2006; Dandy et al., 2007; Fiche et al., 2007). Probes (Wolcott, 1992). In DNA probe technology, these physical properties can be used in several different hybridisation formats generally classi- are manipulated in such a way that the probe or target is thermally or fied into those that employ a solid phase whereby the probe is attached chemically separated if not initially single stranded (Wong and Passaro, to a solid support of some sort and liquid phase hybridisation reaction 1990; Ludwig et al., 1995; Saccà and Niemeyer, 2012). Under appro- where neither probe or target are support bound (Richards, 1991). priate hybridisation conditions a stable probe-target duplex is formed. Fig. 4. Schematic illustration of the underlying concept in DNA hybridisation biosensors (Adapted from Du et al., 2012). 20 G.N. Hlongwane et al. South African Journal of Chemical Engineering 27 (2019) 16–34 Fig. 5. Schematic representation of hybridisation of complementary nucleotide bases in a probe-target duplex. Nucleotide bases, adenine, cytosine, thymine and guanine are represented by letters A, C, T, and G, respectively (Adapted from Wolcott, 1992). 2.3.2. DNA biocompatible support materials 2.3.2.1. Metallic nanoparticles. A number of metallic nanoparticles such The semiconductor industry based on silicon has an already well- as gold (Dykman, and Khlebtsov, 2012), palladium (Chang et al., 2008), established microelectronics technologies linked to it. The recognition platinum (Gill et al., 2006), silver (Liu et al., 2006) nanoparticles, etc., of traditional semiconductors such as silicon as potential support ma- have been studied as DNA biocompatible support materials. The most terial in modern DNA microarray and biosensing technologies simply explored metallic nanoparticles in DNA sensors is gold. Unlike silica takes advantage of these existing microelectronic technologies. and silicon substrates, gold substrates are not limited to optical DNA Moreover, the transition of silicon into a DNA immobilisation substrate hybridisation signal transduction monitoring and analysis systems is made possible by its flexible surface chemistry, great optical and (Lockett et al., 2008). Despites the fact that gold is chemically inert, morphological properties (Wang et al., 2012). DNA can be immobilised on bulk or nanoparticle gold surfaces through Detection of DNA hybridisation has been successfully achieved chemisorption and biospecific interactions that are compatible with using silicon. Generally in silicon-based DNA hybridisation sensors, other modes of signal transduction monitoring systems such as mass- DNA immobilisation is achieved through covalent chemisorption and/ based and/or electrochemical signal (Hahn et al., 2005; Karamollaoğlu or biospecific affinity interactions of the DNA molecule onto functio- et al., 2009; Kerman et al., 2003; Passamano and Pighini, 2006). nalised silica substrates (Wang et al., 2012; Lee et al., 2013; Hoyle and Aspects ranging from synthesis, properties and application of gold Bowman, 2010). Covalent coupling and bioaffinity interactions tends to nanoparticles as sensors for food safety screening have been recently preserve the bioactivity of the DNA. To achieve such high affinity reviewed by Chen et al. (2018). To avoid repetition of literature, other covalent coupling and bioaffinity interactions, modification of the DNA thorough information on the state of the use of gold nanoparticles in molecule prior to immobilisation on the substrate is required. Typically modern DNA sensing platforms and different DNA detection and this involves the use of DNA oligonucleotides that are amine-modified transduction schemes using gold of nanoparticles can be obtained oligonucleotide, Cy3-and Cy5-labelled oligonucleotide probes (Gifford from recent reviews by Qin et al. (2018) and Saha et al. (2012), et al., 2010; Hoyle and Bowman, 2010; Wang et al., 2012). This use of respectively. Initially, DNA functionalised platinum nanoparticles were labels limits silica and silicon substrates to predominantly optical DNA mainly presented as favourable catalytic labels for the optical DNA hybridisation signal transduction monitoring and analysis systems detection systems (Gill et al., 2006). In such systems - quick, simple and (Lockett et al., 2008). Moreover, silicon-based transduction materials highly specific/sensitive detection of DNA hybridisation down to a are prone to hydrolysis leading to bioreceptor displacement from the single base-pair mismatch at low concentrations using platinum silicon surface (Vermeeren et al., 2009). nanoparticle-based DNA sensor has been successfully demonstrated Recently, the exploration of nanoparticles as important component (Kwon and Bard, 2012; Skotadis et al., 2016). The exploration of DNA (s) of sensors has been steadily increasing (Merkoçi, 2010). Nano-scale functionalised platinum nanoparticles continues to widen into newer platforms in biosensors allows for the development of novel signal de- sensing strategies such as the motion-based biosensor constructed by tection and transduction technology and/or schemes (Fernandes et al., Nguyen and Minteer, (2015). Overall, with the exception of gold 2014). For example, Zhou and Zhou (2004), was able to achieve sta- nanoparticles, information on exploration and development of DNA bility in aqueous electrolytes and organic solvents by developing un- sensors using mono-metallic nanoparticles is limited in literature. ique core-shell silica nanoparticles that protect the fluorophore mole- Metallic nanoparticles are usually exploited as part of composite cules in the core during DNA detection. The use of nano-scale materials nanoparticles such as bimetallic, trimetallic, and dichalcogenide in biosensor fabrication is permitted by the extraordinary changes in nanomaterials in DNA sensing (Mandal et al., 2018). Accordingly, catalytic, magnetic, electrical and optical properties of these nano- some metallic nanoparticles used in recent studies for DNA sensing as particles when interacting with various kinds of biomolecules (Merkoçi, components of composite nanomaterials are discussed in Section 2012; Pérez-López, and Merkoçi, 2011). The development of novel DNA 2.3.2.4 of this review. sensors has also witnessed promotions due to nanotechnology. The biocompatibility of nanoparticles with DNA not only promises superior sensing functionality but also assures an enhanced electron-transfer 2.3.2.2. Carbon-based nanoparticles. In recent years, carbon-based kinetics (Nadzirah et al., 2015). Herein, the main types of nanoparticles materials such as carbon nanotubes/carbon nanofibers, used in DNA sensing are outlined with greater emphasis placed on nanodiamonds/diamond-like carbon, and graphene (Allen et al., graphene and/or graphene related materials. 2009; Geim and Novoselov, 2007; Novoselov et al., 2004; Rao et al., 2009) are among widely explored non-traditional semiconducting materials to be transducers. (Fu and Li, 2010; Novoselov et al., 21 G.N. Hlongwane et al. South African Journal of Chemical Engineering 27 (2019) 16–34 2004). Their exceptional properties correspondingly enable operation high sensitivity to surface conductivity changes in the presence of ad- over wider temperature and dynamic ranges (Power et al., 2017). These sorbates (Power et al., 2017). Due their inherent electrical conductivity, carbon allotropes are biocompatible and possess a wide potential CNTs substrates offer significant improvements in the performance of window accordingly permitting label-free detection of DNA DNA sensing devices such as (1) DNA signal amplification (Li et al., hybridisation detection that is highly selective and specific (Fu and 2012; Primo et al., 2014); and (2) improved sensitivity to DNA (Ozkan- Li, 2010; Du et al., 2012). Ariksoysal et al., 2017). Consequently, CNTs are highly exploited as 2.3.2.2.1. Nanodiamonds/diamond-like carbon. Succeeding silicon DNA biocompatible materials in a plethora of electrochemical sensors. and/or metallic nanoparticles, diamond has equally attracted (Power et al., 2017). Fabrication methods of such CNT-DNA hybrid attention as a promising alternative semiconductor material in DNA systems and their applications in DNA sensing are described extensively sensors. In comparison to materials like silicon and germanium, by Rasheed and Sandhyarani (2017) and Cho et al. (2017). diamond has far more superior physical properties such band gap, CNTs are hollow cylinders of graphene sheets that exist in different carrier mobility, resistivity, thermal conductivity and thermal forms/types with varying thickness, size, morphology, and metallic/ expansion (Vermeeren et al., 2009). Diamond has since became semiconducting properties (Gibson et al., 2007). The different types of renowned to firmly bind DNA and its label-free detection (Song et al., CNTs range from single-walled (Odom et al., 2002), double-walled 2006; Wenmackers et al., 2003; Yang et al., 2004, 2009a). Moreover, (Pfeiffer et al., 2008), multi-walled (Kukovecz et al., 2013) to stacked- diamond is chemically inert, leading to stable biointerfaces in aqueous cup CNTs (also known as carbon nanofibers) (Kim et al., 2005). Com- electrolytes (Vermeeren et al., 2009). Consequentially, multiple pared to metallic and diamond nanoparticles, multi-walled CNTs ex- innovative nanodiamond-based DNA sensors have been developed. hibit greater electrical conductivities thus making their incorporation For example, Vermeeren et al. (2007) developed a label-free into electrical DNA transduction schemes favourable (Abu-Salah et al., diamond-based DNA sensor that could distinguish between 2010; Kukovecz et al., 2013). Numerous technologies that take ad- complementary and 1-base mismatched DNA targets during real-time vantage of the nanostructure of multi-walled CNTs for ultra-sensitive hybridisation based on impedance. Through a nanocrystalline diamond, label-free detection of DNA have been developed (Clendenin et al., Cornelis et al. (2014) achieved real-time and label-free DNA 2007; Li and Lee, 2017; Star et al., 2006; Tang et al., 2006; Tam et al., hybridisation quantification based on heat transfer resistance. In 2009). Contrasting multi-walled CNTs, which behave strictly as semi- another study, a nanocrystalline diamond field-effect sensor was conductors, depending on the diameter and chirality, single-walled demonstrated to exhibit exceptional sensitivity to DNA hybridisation CNTs can act as either semi- or metallic-conductors thus complicating when compared to a microcrystalline diamond field-effect sensor (Izak their utilisation in the construction of stable sensing systems (Jeng et al., 2015). et al., 2006; Odom et al., 2002; Liu et al., 2013; Yang et al., 2007). Although, multiple electrochemical nanodiamond-based DNA sen- For electrochemical sensing applications, CNTs are usually activated sors have been demonstrated in scientific literature, the commercial by removing end caps through acid treatment thereby creating oxygen application of these electronic devices has yet to be exhaustively ex- functional groups and defect sites that aid in adsorption and electron plored. The lack of widespread commercial applications of nanodia- transfer (Gao et al., 2012; Zhang et al., 2011). In doing so, other ma- mond and/or diamond-like carbon sensors is due to the costly large- terials such as carbon nanotube fibers are additionally produced from scale nanodiamond production and refinement methods (Power et al., CNTs (Vamvakaki et al., 2007; Wang and Lin, 2008). Although cy- 2017). Novel cost-effective procedures used to fabricate diamond na- lindrical and hollow as single-, double-, and multi-walled CNTs; the nowires for DNA sensing applications have been reviewed by Yang et al. hollow cylinders of carbon nanofibers are made of graphene sheets that (2009b). It is also noteworthy to highlight that, not a lot of research are tilted from the fiber axis in stacked plate, cup, or cone arrangements advancement and/or developments of DNA sensors have been demon- (Kim et al., 2005). Additionally, it is cheaper to produce these stacked- strated using nanodiamond and/or diamond-like carbon materials in cup CNTs (carbon nanofibers) as they require simpler functionalisation almost a decade. This is reflection of the shift in research interest/at- processing techniques compared to single-, double-, and multi-walled tention to ‘modern’ nanomaterials such as graphene and carbon nano- CNTs (Kim et al., 2005; Vamvakaki et al., 2007; Wang and Lin, 2008). tubes discussed in the next sub-sections. Refer to Wenmackers et al. This opens new prospects for the development of novel types of nano- (2009) for a detailed appraisal of advances made in the last decade in tube-based DNA sensing and sequencing technologies. For instance, diamond-based DNA sensors from a surface functionalisation and signal sensors that specifically and selectively bind complementary DNA have transduction strategy point of view. be created by simply attaching oligonucleotide probes around the ends 2.3.2.2.2. Carbon nanotubes. Since their 're-discovery' in 1991 of vertically aligned carbon nanofibers (Lee et al., 2004; Koehne et al., (Iijima, 1991), carbon nanotubes (CNTs) have become one of the 2009). Recently, using a carbon nanofiber-based sensor simultaneous, most studied nanoparticles in various fields due to their unique selective, and specific detection of purine bases in real fish sperm DNA optical, thermal, mechanical and electrical properties (Bernholc et al., samples was achieved (Lu et al., 2015). However, it is worth high- 2002). CNT substrates are considered attractive alternatives for silicon- lighting that carbon nanofiber-based biosensors that are reported in based microelectronic devices mainly due to their superior electrical literature are scarcely for DNA detection. Carbon nanofiber-based bio- properties (Mustonen et al., 2015). Comparable to traditional materials, sensors are mostly reported for principal sensing of enzymes and anti- when used as electrode interfaces in electrochemical reactions, CNTs bodies (Sapountzi et al., 2017). have been demonstrated in scientific literature to: Overall, CNTs and carbon nanofibers reportedly supply faster re- sponse times due to their nano-porous nature (Ates, 2013). Tran et al. • Possess good chemical and conductivity stability (Power et al., (2017) recently developed a CNT-based sensor for label-free detection 2017); of an influenza A virus that had a response time of less than 1min. • Exhibit extraordinary electron transfer capabilities (Yang et al., Furthermore, 97% of that sensor's output signal was recovered after 7 2015); and months storage. While significant advances such as the aforementioned • Possess supplementary edge sites and easier surface functionalisa- can be accomplished in DNA sensing using CNTs on their own, in- tion (Ates, 2013). corporating CNTs with other nanoparticles such as metallic nano- particles and polymers into composites has also seen increased interest Due to their ability to behave as either semi- or metallic-conductors, (the utilisation of composite nanomaterials in DNA sensing is discussed CNTs can be utilised in integrated circuits as transistors and/or com- in Section 2.3.2.4 of this review). All the same, despite CNTs/carbon ponents of transistors (Cao et al., 2015; Chen et al., 2016). The em- nanofibers still having a wide scope for application in DNA sensing ployment of CNTs as remarkable sensitive sensors is permitted by their technologies; the field of carbon nanomaterial-based DNA sensors has 22 G.N. Hlongwane et al. South African Journal of Chemical Engineering 27 (2019) 16–34 significantly expanded and recent trends have witnessed a rapid shift (Dikin et al., 2007). This chemically functionalisation of graphene towards the use of graphene and graphene related materials (Yang makes the resulting GO more biocompatible and easily modified for et al., 2015). Thus, in this present-day review it is only befitting that a application in any desired application particularly biomedical/biolo- coherent but yet condensed and/or concise viewpoint of the status quo gical related applications. Due to the polarity and ionizability of the in carbon-based nanomaterial for DNA sensing is provided using gra- oxygen-containing functional groups on GO, GO is hydrophilic in phene as not only the current representative material for carbon-based nature thus allowing for easy GO dispersion in water and wider range nanomaterials but as the basic building block of most carbon-based polar organic solvents (Dikin et al., 2007; Compton and Nguyen, 2010; nanomaterials. Accordingly, the features of graphene and graphene- Eda et al., 2008). related materials in DNA sensing, insights on DNA-graphene interac- Although these devices are low cost, rapid highly sensitive and se- tions; and nanotoxicity concerns of the use of graphene and graphene- lective DNA sensors which demonstrated low detection limits, the related materials in biological/biomedical applications are the main majority of these devices use GO and not graphene. Understandably so focus of this review and thus discussed in the next subsection. GO has improved biocompatibility compared to pristine graphene. 2.3.2.2.3. Graphene. Due to the distinctly unique thermal Nonetheless GO presents’ toxicity problems in biological/biomedical conductivity ( ̴ 4.8×103 to 5.3× 103W/mK) superlative structural applications. One study reported that of all graphene material, GO was strength ( ̴ 40 N/m), and incredible electronic flexibility of graphene the most toxic when dispersed in the lungs of mice. GO was found to be (Balandin et al., 2008; Geim, 2009; Neto et al., 2009; Novoselov et al., toxic unlike pristine graphene (Duch et al., 2011). Ahmed and 2004; Geim and Novoselov, 2007) as opposed to all the other carbon Rodriques (2013) recently corroborated this in activated sludge where allotropes; graphene and graphene related materials are currently GO was found to have an acute toxic effect that lead to oxidative stress explored and used worldwide in biosensor and electronic devices as and entrapment of bacterial cells. This reduced the microbial commu- suitable biocompatible DNA immobilisation platform. Since its first nity metabolic activity, biogeochemical cycles of carbon, nitrogen, discovery in 2004, this simple sp2 hybridized planar monocrystalline phosphorous) and ultimately deteriorating the waste water treatment carbon structure has earned its discoverers, Novoselov and Geim, a process. It is worth noting that in this study the toxic effect of GO was nobel prize. Graphene has been shown to be the first of any atomic thin observed at GO concentration range of 50–300mg/L (Ahmed and material to exhibit thermodynamic stability under ambient conditions Rodrigues, 2013). The hydrophobic nature of pristine graphene makes whilst maintaining its continuous honeycomb network nature it insoluble in aqueous solutions and as a result prone to large ag- (Novoselov et al., 2004). Adding to and corroborating Novoselov gregation. On the other hand, GO is soluble in aqueous solutions. Re- et al. (2004) initial findings, this flexible two dimensional material cently, the stability and mobility of GO nanoparticles in soil, ground- has been reported to exhibit novel optical, mechanical, ballistic electron water and surface water was studied. It was observed that GO transport, thermal conductivity, and electronic properties (Allen et al., nanoparticles were less stable and highly mobile particularly in surface 2009; Balandin et al., 2008; Neto et al., 2009; Geim and Novoselov, waters (Lanphere et al., 2014). Although shown to have diminutive 2007; Lee et al., 2008; Rao et al., 2009; Stampfer et al., 2008). As a impact in ground water, due to these toxicological effects and mobility result, graphene is by far the most versatile transducer as it can be used of GO nanoparticles the use of GO raises safety concerns. Bioaccumu- in electrical and electrochemical (Chen et al., 2010; Dong et al., 2010; lation of GO could disrupt the ecosystem and result in human health Mohanty and Berry, 2008; Zhou et al., 2009), optical (Dong et al., 2010; consequences for individuals exposed to GO. In biosensor development He at al., 2010; Jang et al., 2010; Lu et al., 2009; Xie et al., 2009) and and commercialisation, the safety of the sensing device is very im- other transduction schemes for DNA detection in variety of medical, portant. This is particularly important in DNA hybridisation detection environmental and industrial diagnostic applications (Feng et al., 2011; as it has tremendous potential opportunities to be marketed and com- Heller et al., 2006; Lu et al., 2010). mercialised for use in various biological/biomedical technologies. The first and perhaps the most crucial step in achieving the neces- The development of graphene-based DNA biosensors only started a sary result in analytical applications involving detecting DNA hy- few years after the 2004 discovery of graphene (Novoselov et al., 2004; bridisation using graphene through various novel schemes, is the Geim and Novoselov, 2007). As depicted in bibliometric data in Fig. 6, synthesis of high quality graphene with no residual defects (Du et al., the first publications that made reference to the use of graphene in DNA 2012). To date the fastest and most reliable method used to effectively biosensors were published in 2008. Since then graphene-based DNA produce graphene of the highest quality is the micro-mechanical ex- biosensors have been explored every year. Detection of DNA hy- foliation method first invented by Novoselov et al. (2004). Although bridisation using graphene based sensors depends primarily on suc- most successful graphene synthesis method, mechanically exfoliating cessful immobilisation of the single-stranded (ss) DNA probe as the highly oriented pyrolytic graphite (HOPG) using an adhesive tape is bioreceptor onto the graphene transducer to form controllable ssDNA difficult to control and not scalable. Therefore, other methods of gra- probe-graphene nanocomposites. The immobilisation of DNA on the phene synthesis have been developed. These methods include chemical support transducer material is crucial in the development of DNA-based synthesis of graphene, epitaxial growth of graphene on silicon carbide microarray and biosensing technologies as it can impact on the quality (SiC) (Berger et al., 2006; Emtsev et al., 2009) and chemical vapor of detection of DNA. Immobilisation of the probe should in all possible deposition (CVD) of hydrocarbons on metal substrates (Li et al., 2009; efforts maintain the inherent complementary affinity of the probe for its Reina et al., 2008; Sutter et al., 2008). These methods are yet to be specific target DNA but yet be predictable and precise (Malmqvist, made feasible for large-scale production of high quality graphene since 1993; Lucarelli et al., 2008; Tang et al., 2011). they typically produce highly modified, low quality graphene (Zhang Other innovative approaches of DNA immobilisation on the gra- et al., 2014). phene surface such as covalent linkage and affinity binding have been In fact, majority of graphene based sensors developed to date do not explored. However, adsorption namely spontaneous self-assembly is the use graphene at its purest form. Graphene related materials such as simplest immobilisation approach of label-free ssDNA probes most graphene nanocomposites, reduced graphene oxide (RGO), graphene successful and specific to graphene and its derivatives (Oliveira Brett oxide (GO) and few-layered graphene oxide sheets are increasingly and Chiorcea, 2003). See Lucarelli et al. (2008) for a detailed review of explored and subsequently reported as a sensitive and selective suitable immobilisation approaches most appropriate and specific for other platforms for graphene based transduction of DNA hybridisation. electrodic materials. Onto the solid/crystalline surface of graphene, Although its detailed structure is not elucidated in detail in literature, ssDNA probes are reversibly and non-specifically adsorbed. This ad- GO is hydrophilic graphene layered flakes that consists of epoxy (C-O- sorption is characterized by non-covalent spontaneous self-assembly C), carboxyl (-COOH) and hydroxyl (-OH) oxygenated functional (Lucarelli et al., 2008; Tang et al., 2011; Malmqvist, 1993). Adsorption groups randomly located on the edges and basal graphene surface of the ssDNA probe oligonucleotide in the buffer (in the solution it is 23 G.N. Hlongwane et al. South African Journal of Chemical Engineering 27 (2019) 16–34 Fig. 6. Bibliometric survey analysis, for the year 1985–2017, using data provided in Scopus SciVerse of publications related to graphene-based DNA sensors. bonds that consist of a phosphate groups (PO − 43 ) at the 5′ end and the deoxyribose sugar (C5H10O4) at the 5′ end and 3′ end, respectively (Wolcott, 1992). Due to the strong affinity of the phosphate group to the graphene substrate, to form the self-assembled monolayer of helical ssDNA probes on the graphene surface, chemisorption of the phosphate groups (PO − 43 ) on the 5’ end of each of the DNA probes with the graphene carbon atoms occurs. (Gooding, 2002; Oliveira Brett and Chiorcea, 2003; Kerman et al., 2003; Lee et al., 2008; Tang et al., 2010). Theo- retical simulations predict the ssDNA probe molecule to possibly be geometrically perpendicular to the graphene surface when phosphate groups are then anchored onto the surface (Aliofkhazraei et al., 2016; Zhou, 2015). On the graphene surface, the ssDNA probe molecule is not entirely enclosed and can subsequently bind to complementary DNA targets upon hybridisation. In fact upon hybridisation with its target ssDNA, the interactions between the ssDNA probe and graphene is weakened as the initial DNA adsorption onto the graphene surface is reversed. Similar to DNA adsorption, DNA desorption from the gra- phene is prompt and highly efficient. Following desorption, the ssDNA probe and its complementary target ssDNA hybridise and form a double-stranded (ds) DNA duplex (Gooding, 2002; Oliveira Brett and Chiorcea, 2003; Kerman et al., 2003; Lee et al., 2008; Tang et al., 2010; Du et al., 2012; Ngo et al., 2013). Studies exploring the detailed mechanisms employed by ssDNA to bind to graphene are limited (Gowtham et al., 2007). As a result, as- pects concerning binding mechanisms and; (2) quantification of the exact type and relative strength of DNA-graphene interactions that exist within ssDNA probe-graphene nanocomposites are not well understood (Oliveira Brett and Chiorcea, 2003; Tang et al., 2010). Nonetheless, it has been shown through DNA interactions with the graphene layer on the surface of highly ordered pyrolytic graphite, that ssDNA and gra- phene may be bound together by means of pi (π) base stacking, van der Fig. 7. Schematic illustration of the basic structural units of DNA. A=Adenine, Waal interactions, hydrophobic interactions, electrostatic interactions, C= Cytosine, G=Guanine, T=Thymine, P= Phosphate group (Adapted from and hydrogen bonding while others have suggested that DNA interacts Wolcott, 1992). with graphene via weakly attractive dispersion forces induced by mo- lecular polarisability (Oliveira Brett and Chiorcea, 2003; Gowtham prepared in sterile deionised water or buffer solution, namely trisami- et al., 2007; Lee et al., 2013). nomethane-ethylenediaminetetraacetic acid (Tris-EDTA) buffer) results Thermodynamic and kinetic studies of: (1) the structural DNA in the formation of self-assembled monolayer/film of the ssDNA probe conformation changes that occur to the ssDNA probe and its nucleo- (adsorbate) on the surface of the graphene (adsorbent). As depicted in bases when immobilised on graphene; and (2) behavioural changes that Fig. 7, the atomic structure of the ssDNA probe is basically a phosphate- ssDNA probe-graphene nanocomposites undergo to exert the necessary deoxyribose sugar backbone held together by 3′-5′ phosphodiester response signal in various novel platforms revealed that spontaneous 24 G.N. Hlongwane et al. South African Journal of Chemical Engineering 27 (2019) 16–34 Fig. 8. Macroscopic illustration of DNA adsorption and desorption on graphene (Adapted from Du et al., 2012). self-assembly immobilisation of ssDNA probes involves physisorption of appear to be in total disagreement with the known interactions models the individual DNA nucleobases onto the graphene surface (Akca et al., predicted to be involved in DNA-graphene interactions (Akca et al., 2011; Das et al., 2008; Gowtham et al., 2007; Varghese et al., 2009). In 2011). Using projective measurements of nucleobase-nucleobase in- this case, theoretical simulations predict the ssDNA probe molecule to teractions, Akca et al. (2011) found that during immobilisation onto a lay flat parallel to the graphene surface as depicted in Fig. 8 graphene surface, within the DNA molecule the poly-A and C form (Aliofkhazraei et al., 2016; Zhou, 2015). spherical particles while the poly-T and G form elongated networks. Previous theoretical and experimental studies have been published These findings, suggest the existence of competitive stacking between separately approximating and calculating nucleobase interaction with DNA nucleobases-nucleobase and nucleobase-graphene. Furthermore, graphene and its derivatives including carbon nanotubes by assuming π Akca et al. (2011) findings show no distinguishable involvement of base stacking, van der Waal interactions, hydrophobic interactions, and hydrophobic interaction and do not support the previously predicted hydrogen bonding (Das et al., 2008; Gowtham et al., 2007; Nandy et al., G > A > T>/ Ã T∼ C > U. (Gowtham et al., DNA and graphene interfaces used in a wide range of sensor tech- 2007; Mukhopadhyay et al., 2010; Varghese et al., 2009). However, nologies have been published. Traditionally, optical DNA-graphitic theories based on van der Waal (vdW) interactions report the following biosensors explored fluorescence resonance energy transfer (FRET) to hierarchy of nucleobase binding with graphene; (G > ÃT > C). exploit the ability of graphitic carbon to quench fluorescence properties Overall vdW theoretical calculations supported by experimental studies of fluorophores when adsorbed on its surface and subsequent restora- such as isothermal titration (micro) calorimetry conclude that the tion of the fluorescence upon hybridisation with a complementary overall trend of nucleobase-graphene interaction energy is: G > A > target (Kagan and McCreery, 1994). DNA-graphene FRET biosensors T> /